Position limit
The maximum number of Listed option contracts on a Single security which can be held by an investor or group of investors acting jointly.
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Approved list,
Accrual of discount,
Agency security,
Amortization of premium,
Asset-backed security,
All or any part,
Add-on service,
Abstract of title,
Action to quiet title,
Adhesion contract,
As is,
Assignment to creditors,
Attorney in fact,
Assignment of mortgage,
A shares,
American option,
American-style option,
Asian option,
At the money,
Average option,
Across the board,
Additional paid-in capital,
Average up,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Accredited investor,
Angel investor,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bid-to-cover ratio,
Blue List,
Book-entry security,
Bullet contract,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Bust-up takeover,
B shares,
Breadth-of-market theory,
Beat the gun,
Contra account,
Cost Of Goods Sold,
Cost of sales,
Cabinet security,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Conversion option,
Convertible security,
CUSIP number,
Code of procedure,
Contra broker,
Contract broker,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Commodities Exchange Act,
Contract grades,
Contract market,
Contract month,
CINS number,
Cost-of-living rider,
Certificate of stock,
Closely held,
Cost of carry,
Certificate of title,
Contract,
Contract for deed,
Contract sale,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Call option,
Class of options,
Close to the money,
Contract size,
Covered option,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Digested security,
Droplock security,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Derivative security,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Distressed security,
Dogs of the Dow,
Double up,
Depth of market,
Eurodollar certificate of deposit,
Embedded option,
Escrowed to maturity,
Exchangeable security,
Exempt security,
Either-or order,
Eligible list,
ECU,
Edge Act,
E-mini,
Exchange of spot,
Equity option,
European-style option,
Exchange-traded option,
Employee Retirement Income Security Act of 1974,
Even up,
First In First Out,
Flight to quality,
Flow of funds,
Fill or kill,
Front-ending an order,
Foreign currency option,
Forward P/E,
Factors of production,
Favorable balance of trade,
Futures contract,
Futures option,
Form S-1,
Floating security,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Family of funds,
Fund of funds,
Far option,
Federal Insurance Contributions Act,
Free right of exchange,
Federal ID Number,
Federal Tax Identification Number,
Graduated security,
Guaranteed Investment Contract,
Glass-Steagall Act,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Group insurance,
Group sale,
Group IRA,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Health Insurance Portability and Accountability Act,
Holder in due course,
Home equity line of credit,
Home Mortgage Disclosure Act,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
Inflation-indexed security,
International Securities Identification Number,
Investment security,
In-house,
Investment Advisor Act of 1940,
Investment banking group,
Investment Company Act of 1940,
In line,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Investor relations,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Index option,
Interest rate option,
I/O strip,
Installment sales contract,
In-service withdrawal,
Imbalance of orders,
In and out,
Individual investor,
Institutional investor,
In sympathy,
In the tank,
Joint account,
Jointly and severally,
Jumping the gun,
Joint,
Joint venture,
Joint will,
Joint and several liability,
Joint mortgage,
Joint ownership,
Joint and survivor annuity,
Joint life annuity,
Joint Stock Company,
Joint return,
Joint tax return,
Knock-out option,
Last In First Out,
Legal list,
Lender of last resort,
Law of one price,
Letter security,
Listed,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Limit up,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Lapsed option,
Listed option,
Land contract,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Marketable security,
Mortgage-backed security,
Mortgage pass-through security,
Make a market,
Market on close order,
Mark-to-market,
Medium of exchange,
Marginal propensity to consume,
Married filing jointly,
Maximum price fluctuation,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Negotiable security,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Non-equity option,
Notice of Default,
Naked option,
Near option,
Non-qualified stock option,
Non-statutory stock option,
National Association of Real Estate Investment Trusts,
Nonaccredited investor,
Off the books,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Option account,
Or better,
Option,
Opinion of title,
On account,
On-the-spot loan,
Option income fund,
Option chain,
Option contract,
Option holder,
Option margin,
Option pool,
Option premium,
Option price,
Option pricing curve,
Option series,
Option spread,
Option writer,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Option exchange,
Pooling of interests,
Payment-in-kind security,
Price Value of a Basis Point,
P&L,
Power of Attorney,
Paid up,
Prioritization of debt,
Physical option,
Put option,
Prudent Expert Act,
Paid-in capital,
Paid-in surplus,
Passive investor,
Percent held by institutions,
Private Investment in Public Equity,
Publicly held,
Preservation of capital,
Painting the tape,
Qualified institutional investor,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Registered security,
Residual security,
Restricted security,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Reduced paid-up insurance,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Roll up,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
Retail investor,
SEC filing,
SG&A,
Single-entry bookkeeping,
Sight letter of credit,
S&L,
SEC,
Stamped security,
Step-up bond,
SEC fee,
Securities Investor Protection Corporation,
Segregation of securities,
Selling group,
Sell the book,
Standard of living,
Single stock futures,
Second-to-die insurance,
Single-premium life insurance,
Stock option,
Stock option plan,
Severally but not jointly,
Statute of Limitations,
Satisfaction of debt,
Security interest,
Security loan,
Senior security,
Single-payment loan,
Staggered board of directors,
Selling the spread,
Single option,
Spread option,
Step-up warrant,
Step-up lease,
Single-employer plan,
Single-life annuity,
Single-Premium Deferred Annuity,
Social Security,
Social Security Tax,
Stock list,
Security analysis,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Single,
Sin tax,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
Small investor,
Sophisticated investor,
S&P phenomenon,
T-Bill,
Term to maturity,
Treasury Inflation-Protected Security,
Trust-preferred security,
Take a position,
Trailing P/E,
Tenancy by the entirety,
TED spread,
Truth in Lending,
The Street,
Timing the market,
Tax identification number,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriting group,
Uniform Securities Act,
Underlying security,
Uncovered option,
Up volume,
Unit of trade,
Unit of trading,
Watch list,
Williams Act,
Whisper number,
Waiver of premium,
W-2 Form,
W formation,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares