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Preliminary prospectus
The initial document published by an Underwriter of a New issue of stock to be given to prospective investors. It is understood that the document will be modified significantly before the Final prospectus is published. also called Red herring .
Related Terms: 12
Call , Final prospectus , FICA , FIN , New issue , Prospectus , Red herring , Ring , Sue , Underwriter , Write , Writer
Semi Related Terms: 428 CLICK HERE TO VIEW
10-K ,
19c3 stock ,
Allowance for depreciation ,
Accrual of discount ,
American Stock Exchange ,
Amortization of premium ,
At par ,
All or any part ,
At best ,
At call ,
Adjustable rate preferred stock ,
All-risks coverage ,
At risk ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Assets under management ,
At the money ,
Across the board ,
Additional paid-in capital ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Accredited investor ,
Angel investor ,
Below the line ,
Books of final entry ,
Books of original entry ,
Banking Act of 1933 ,
Bid-to-cover ratio ,
Bureau of Public Debt ,
Brought over the wall ,
Buy the book ,
Balance of payments ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
B shares ,
Buy and write ,
Borrowed stock ,
Before-tax income ,
Breadth-of-market theory ,
Beat the gun ,
Cost Of Goods Sold ,
Cost of sales ,
Call ,
Call date ,
Called away ,
Called bond ,
Call price ,
Call protection ,
Call risk ,
Certificate of Participation ,
Common stock equivalent ,
Current issue ,
Call money rate ,
Code of procedure ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cyclical stock ,
Certificated stock ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Chartered Life Underwriter ,
Cost-of-living rider ,
Callable stock ,
Certificate of stock ,
Consumer stock ,
Control stock ,
Cost of carry ,
Certificate of title ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Cost of debt capital ,
Cost of funds ,
C shares ,
Call option ,
Call ratio backspread ,
Call swaption ,
Class of options ,
Close to the money ,
Covered call ,
Certificate of Occupancy ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Do Not Reduce ,
Date of record ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Deal stock ,
Defensive stock ,
Distribution stock ,
Donated stock ,
De-escalation clause ,
De facto ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Dirty stock ,
Dogs of the Dow ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Either-or order ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Employee Stock Purchase Plan ,
Employee stock repurchase agreement ,
Ex-all ,
Employee Retirement Income Security Act of 1974 ,
First In First Out ,
First call date ,
Flight to quality ,
Flow of funds ,
Federal Call ,
Fill or kill ,
Front-ending an order ,
Forward P/E ,
Factors of production ,
Favorable balance of trade ,
Fee-for-service ,
First preferred stock ,
Form 8-K ,
Form S-1 ,
Full stock ,
Final prospectus ,
Fully distributed issue ,
Family of funds ,
Fund of funds ,
FICA ,
Free right of exchange ,
FIN ,
Growth stock ,
G-7 ,
G-8 ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House call ,
House of issue ,
High-tech stock ,
Hot issue ,
Holder in due course ,
Home equity line of credit ,
Hammering the market ,
Held at the opening ,
Holding the market ,
In escrow ,
Issue date ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
Income stock ,
In line ,
Initial Public Offering ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Investor relations ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
I/O strip ,
In-service withdrawal ,
Imbalance of orders ,
In and out ,
Individual investor ,
Institutional investor ,
In sympathy ,
In the tank ,
Jumping the gun ,
Joint will ,
Joint Stock Company ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Lead underwriter ,
Lending at a rate ,
Law of demand ,
Law of supply ,
Loan stock ,
Letter of comment ,
Living will ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Modified ACRS ,
Modified cash basis ,
Modified duration ,
Maintenance call ,
Make a market ,
Margin call ,
Market if touched order ,
Mark-to-market ,
Medium of exchange ,
Marginal propensity to consume ,
Marginable stock ,
Managing underwriter ,
Modified pass-through ,
Money at call ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
New York Stock Exchange ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
New York Futures Exchange ,
Nonvoting stock ,
New issue ,
Notice of Default ,
Naked call ,
Non-qualified stock option ,
Non-statutory stock option ,
National Association of Real Estate Investment Trusts ,
No-load stock ,
New high ,
Nonaccredited investor ,
Off the books ,
Office of Thrift Supervision ,
Original Issue Discount ,
Out-of-favor ,
Over-the-Counter ,
Or better ,
Optionable stock ,
Original issue stock ,
Opinion of title ,
On-the-spot loan ,
Option writer ,
Out of the money ,
On the opening ,
Pooling of interests ,
Pro forma ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Prospectus ,
Provisional call feature ,
Payment for order flow ,
Preferred stock ,
Prior preferred stock ,
P&L ,
Provision for income taxes ,
Preliminary prospectus ,
Pour-over will ,
Power of Attorney ,
Prioritization of debt ,
Paid-in capital ,
Paid-in surplus ,
Passive investor ,
Percent held by institutions ,
Private Investment in Public Equity ,
Preservation of capital ,
Painting the tape ,
Put/call ratio ,
Qualified institutional investor ,
Return of capital ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Restricted stock ,
Red herring ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Ratio write ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Rate of return ,
Real rate of return ,
Retail investor ,
Ring ,
SG&A ,
Sight letter of credit ,
S&L ,
Stock association ,
Stock buyback ,
Securities Investor Protection Corporation ,
Segregation of securities ,
Sell the book ,
Significant order ,
Stock loan ,
Second preferred stock ,
Stock dividend ,
Standard of living ,
Single stock futures ,
Second-to-die insurance ,
Stock life insurance company ,
Secondary stock ,
Stock bonus plan ,
Stock certificate ,
Stock Clearing Corporation ,
Stock consolidation ,
Stock exchange ,
Stock index ,
Stock market ,
Stock option ,
Stock option plan ,
Stock power ,
Stock screening ,
Stock swap ,
Stock symbol ,
Stock ticker ,
Statute of Limitations ,
Sue ,
Satisfaction of debt ,
Staggered board of directors ,
Stock fund ,
Selling the spread ,
Synthetic stock ,
Savings Incentive Match Plan for Employees ,
Stock list ,
Story stock ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
Small investor ,
Sophisticated investor ,
S&P phenomenon ,
T-Bill ,
Term to maturity ,
Take a position ,
Trailing P/E ,
Treasury Stock ,
Tenancy by the entirety ,
Truth in Lending ,
Tenancy at will ,
Top hat plan ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unseasoned issue ,
Underwriter ,
Uncovered call ,
Unit of trade ,
Unit of trading ,
Value stock ,
Vetoing stock ,
Voting stock ,
Variable ratio write ,
Write down ,
Waiver of premium ,
Write ,
Writer ,
Watered stock ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares