Prototype plan
A retirement plan prepared by a bank, securities firm, or other Financial institution that may be adopted by an employer.
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10-K,
401(k) plan,
403(b) plan,
457 plan,
Accredited Personal Financial Planning Specialist,
Agent bank,
Above par,
At par,
All or any part,
At best,
At call,
Automatic reinvestment plan,
At risk,
Add-on service,
Attorney in fact,
A shares,
Automatic investment plan,
At the money,
Age-weighted plan,
Across the board,
Additional paid-in capital,
Ad valorem,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Bank reconciliation,
Below the line,
Bank credit,
Bank draft,
Bank holding company,
Bank Holiday,
Bank Note,
Bank Trust Department,
Bank-eligible issues,
Below par,
Brokerage firm,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Bank Rate,
Breaking the syndicate,
By the book,
Bank term loan,
B shares,
Beat the gun,
Combined financial statement,
Consolidated financial statement,
Commercial bank,
Consumer bank,
Committee on Uniform Securities Identification Procedures,
Clearing firm,
Chasing the market,
C shares,
Close to the money,
Cloud on title,
Cafeteria plan,
Cash-balance plan,
Cash or Deferred Arrangement,
Collectively bargained plan,
Class A Shares,
Class B Shares,
Constant dollar plan,
Close a position,
Cornering the market,
Curbs in,
Dealer bank,
Deposit in transit,
Drawn securities,
Do Not Reduce,
Dividend in arrears,
Dividend Reinvestment Plan,
Dividend rollover plan,
Desk (the),
Debtor in possession,
Debtor-in-possession financing,
Debt retirement,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Defined benefit plan,
Defined contribution plan,
Dogs of the Dow,
Either-or order,
ECU,
Effective par,
Employer Cost Index,
E-mini,
European Central Bank,
Export-Import Bank,
Employee Stock Purchase Plan,
Employee Retirement Income Security Act of 1974,
Financial Accounting Standards Board,
Financial asset,
Financial capital,
Financial statement,
First In First Out,
Financial institution,
Financial instrument,
Fill or kill,
Financial analyst,
Firm quotation,
Front-ending an order,
Forward P/E,
Federal Reserve Bank,
Financial futures,
Form 8-K,
Form S-1,
Firm commitment offering,
Financial risk,
Firm commitment lending,
Financial advisor,
Flexible benefit plan,
Frozen plan,
FIN,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
General Agreement on Tariffs and Trade,
Gather in the stops,
Hit the bid,
Holder in due course,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
International Securities Identification Number,
In-house,
Investment bank,
In line,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Keogh Plan,
Last In First Out,
Lending at a rate,
Limit-on-close order,
London International Financial Futures and Options Exchange,
London Inter-Bank Offer Rate,
Long-Term Equity Anticipation Securities,
Lock-in,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Member bank,
Money center bank,
Mutual Savings Bank,
Make a market,
Market on close order,
May Day,
Member firm,
Merchant bank,
Money at call,
Marketable securities,
Non-financial asset,
National Bank,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Nonmember firm,
Non-contributory plan,
Non-insured plan,
Non-qualified retirement plan,
Normal retirement age,
Off the books,
Other current assets,
Other long term liabilities,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Other income,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Pre-depreciation profit,
Pre-tax profit margin,
Par bond,
Payment-in-kind security,
Price Value of a Basis Point,
Public Securities Association,
P&L,
Periodic payment plan,
Pre-existing conditions,
Pension plan,
Plan asset,
Plan sponsor,
Prototype plan,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Pre-syndicate bid,
Private Investment in Public Equity,
Painting the tape,
Qualified retirement plan,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regional bank,
Retire,
Reading the tape,
Regulation D,
Regulation T,
Regulation U,
Registered Retirement Savings Plan,
Red herring,
Regulation A,
Retirement Equity Act of 1984,
Return on Capital Employed,
SEC filing,
SG&A,
Savings bank,
S&L,
State bank,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell the book,
Stock bonus plan,
Stock option plan,
Securities lending,
Systematic investment plan,
Selling the spread,
Savings Incentive Match Plan for Employees,
Self-directed retirement account,
SEP Plan,
Single-employer plan,
Summary plan description,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
TED spread,
Truth in Lending,
Tenancy at will,
Top hat plan,
The Street,
Timing the market,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Underfunded pension plan,
Voluntary accumulation plan,
Variable ratio plan,
World Bank,
X or XD,
Y shares