Related Terms: 15
Asset, Assets under management, ECU, Institutional investor, Mill, Private placement, Placement, Permit, Qualified institutional investor, Qualified, Register, Ring, SEC, Trade, VAT
Semi Related Terms: 485 CLICK HERE TO VIEW
10-Q,
10-K,
12b-1 funds,
30-day wash rule,
Active asset,
Alternative assets,
Asset,
Asset/equity ratio,
Available assets,
Asset management account,
Accrual of discount,
Active management,
Amortization of premium,
Asset-backed security,
Asset swap,
At par,
All or any part,
At best,
At call,
At risk,
Asset acquisition,
Asset class,
Asset financing,
Add-on service,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
Asset-based finance,
Asset-based lending,
Asset conversion loan,
Assignment of mortgage,
A shares,
Asset allocation fund,
Assets under management,
Asset turnover,
Average price per share,
At the money,
Age-weighted plan,
Across the board,
Additional paid-in capital,
Ad valorem,
Alternative Minimum Tax,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Accredited investor,
Angel investor,
Below the line,
Books of final entry,
Books of original entry,
Book value per share,
Banking Act of 1933,
Bid-to-cover ratio,
Block trade,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Basic earnings per share,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Bailing out,
B shares,
Breadth-of-market theory,
Beat the gun,
Capital asset,
Cash asset ratio,
Cost Of Goods Sold,
Cost of sales,
Central assets account,
Checkbook register,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Closed out,
Code of procedure,
Crossed trade,
Customer protection rule,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cash and carry trade,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Cash-out refinancing,
Certificate of Claim,
Chapter 10,
Cost of debt capital,
Cost of funds,
Crowding out,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Capital Asset Pricing Model,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Close out,
Cornering the market,
Curbs in,
Curbs out,
Deposit in transit,
Date of issue,
Date of payment,
Drawn securities,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Direct placement,
De-escalation clause,
De facto,
Doing business as,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
DAX 100,
Dogs of the Dow,
Daylight trade,
Day trade,
Depth of market,
Earning asset,
Eurodollar certificate of deposit,
Escrowed to maturity,
Either-or order,
ECU,
E-mini,
Exchange of spot,
Employee Retirement Income Security Act of 1974,
Financial asset,
First In First Out,
Fixed asset,
Form 10-Q,
Financial institution,
Flight to quality,
Flow of funds,
Fill or kill,
Front-ending an order,
Forward P/E,
Fully diluted earnings per share,
Factors of production,
Favorable balance of trade,
Federal Trade Commission,
Free trade,
Form S-1,
Family of funds,
Fund of funds,
Free right of exchange,
Forward trade,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hidden asset,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Holder in due course,
Hang out loan,
Home equity line of credit,
HUD-1 statement,
Hammering the market,
Held at the opening,
Holding the market,
Inactive asset,
Intangible asset,
In escrow,
International Securities Identification Number,
In-house,
Institutional brokerage,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
International trade,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Investor relations,
Indication of interest,
Institutional pot,
In intestacy,
In play,
In-process research and development,
Institutional fund,
Institutional shares,
I/O strip,
In-service withdrawal,
Income exclusion rule,
Imbalance of orders,
In and out,
Individual investor,
Institutional investor,
In sympathy,
In the tank,
Jumping the gun,
Knock-out option,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Long-Term Equity Anticipation Securities,
Letter of comment,
Legal age,
Legal assets,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Minimum yield,
Make a market,
Market if touched order,
Market on close order,
Mark-to-market,
Minimum maintenance,
Money management,
Medium of exchange,
Marginal propensity to consume,
Minimum payment,
Money at call,
Management buyin,
Management company,
Minimum distribution,
Marketable securities,
Mill,
Mill rate,
Minimum fluctuation,
Net current assets,
Net quick assets,
Net tangible assets,
Noncurrent asset,
Non-financial asset,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Nine-Bond Rule,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Nominal asset,
Net Asset Value,
Nonperforming asset,
Notice of Default,
Non-qualified stock option,
National Association of Real Estate Investment Trusts,
Non-qualified retirement plan,
Normal retirement age,
Nonaccredited investor,
Off the books,
Other current assets,
Other long term liabilities,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Other income,
One-share one-vote rule,
Opinion of title,
On account,
On-the-spot loan,
Open-end management company,
Out of the money,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
One man picture,
On open,
On the opening,
Open trade equity,
Pooling of interests,
Private banking,
Payment-in-kind security,
Price Value of a Basis Point,
Private sector pass-through,
Private placement,
Public Securities Association,
P&L,
Primary earnings per share,
Private debt,
Private Mortgage Insurance,
Placement,
Permit,
Per stirpes,
Power of Attorney,
Prioritization of debt,
Private Market Value,
Pairs trade,
Plan asset,
Paid-in capital,
Paid-in surplus,
Passive investor,
Private company,
Private Investment in Public Equity,
Passive management,
Preservation of capital,
Private letter ruling,
Painting the tape,
Plus tick rule,
Priced out,
Private equity,
Private limited partnership,
Quick assets,
Qualified institutional investor,
Qualified retirement plan,
Qualified trust,
Qualified,
Real asset,
Register,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation Q,
Reading the tape,
Real-time trade reporting,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rule 10b-6,
Rule 15c3-1,
Rule 19c3,
Rule 405,
Rule 415,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Required Minimum Distribution,
Retirement Equity Act of 1984,
Risk/return trade-off,
Risk management,
Return on Capital Employed,
Rate of return,
Real rate of return,
Retail investor,
Ring,
Rule 13d,
SEC filing,
SG&A,
Stranded asset,
Sight letter of credit,
S&L,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell the book,
Suitability Rules,
Standard of living,
Second-to-die insurance,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Staggered board of directors,
Selling the spread,
Selling short against the box,
Shorting against the box,
Short sale rule,
Swing trade,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
Short swing rules,
Small investor,
Sophisticated investor,
S&P phenomenon,
Stopped out,
Tangible asset,
Total assets,
T-Bill,
Term to maturity,
Trade,
Take a position,
Trailing P/E,
Trade barrier,
Trade deficit,
Trade surplus,
Trade house,
Total asset turnover,
Tenancy by the entirety,
TED spread,
Truth in Lending,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Top out,
Take a bath,
Trade date,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unit of trade,
Unit of trading,
VAT,
With interest,
World Trade Organization,
Waiver of premium,
W-2 Form,
Wash sale rule,
W formation,
When, as, and if issued,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst