Related Terms: 13
Broker, Dealer, Deal, ECU, Offer, Offering, Paid, Ring, SEC, Sell, Syndicate, Share, Underwriting
Semi Related Terms: 411 CLICK HERE TO VIEW
10-K,
Above par,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
American Depositary Share,
At risk,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
Assignment of mortgage,
A shares,
Assets under management,
Average price per share,
At the money,
Across the board,
Additional paid-in capital,
Amount recognized,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Book value per share,
Banking Act of 1933,
Below par,
Bid-to-cover ratio,
Bureau of Public Debt,
Best efforts offering,
Broker,
Broker loan,
Brought over the wall,
Buy the book,
Basic earnings per share,
Balance of payments,
Board of Governors,
Banking syndicate,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Broker loan rate,
Blitzkrieg tender offer,
B shares,
Bearer share,
Bonus share,
Blow-off top,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
CAT bond,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Contra broker,
Contract broker,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Creeping tender offer,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Dealer bank,
Deposit in transit,
Date of issue,
Date of payment,
Dealer market,
Drawn securities,
Dealer,
Deep discount broker,
Discount broker,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Do Not Reduce,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Deal stock,
Directed share program,
Direct Public Offering,
Distributing syndicate,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Dead cat bounce,
Depth of market,
Deal,
Deal flow,
Eurodollar certificate of deposit,
Escrowed to maturity,
ECU,
Effective par,
E-mini,
Exchange of spot,
Employee Retirement Income Security Act of 1974,
First In First Out,
Face-amount certificate,
Flight to quality,
Flow of funds,
Floor broker,
Forward deal,
Fractional share,
Forward P/E,
Fully diluted earnings per share,
Factors of production,
Favorable balance of trade,
Face amount,
Form 8-K,
Form S-1,
Firm commitment offering,
Friends and family offering,
Family of funds,
Fund of funds,
Free right of exchange,
Federal ID Number,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
Good Til Canceled,
G-7,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Holder in due course,
Home equity line of credit,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
International Securities Identification Number,
Independent broker,
In-house,
Introducing broker,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Insurance broker,
Identified shares,
Initial Public Offering,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
Intrastate offering,
In intestacy,
In play,
In-process research and development,
Institutional shares,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
London Inter-Bank Offer Rate,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Leading the market,
Locked in,
Level I quotes,
Make a market,
Mark-to-market,
Medium of exchange,
Marginal propensity to consume,
Money at call,
Mortgage broker,
Marketable securities,
Market-share weighted index,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
No limit order,
No quote,
No-Fault,
Negotiated underwriting,
No-Action Letter,
No-lien affidavit,
Notice of Default,
Notional principal amount,
No-load,
National Association of Real Estate Investment Trusts,
No-load stock,
No book,
Off-balance-sheet financing,
Off the books,
Office of Thrift Supervision,
Offer,
Offering,
Offering circular,
Offering price,
Offering scale,
Out-of-favor,
Over-the-Counter,
Off-floor order,
Online broker,
Outside broker,
One-share one-vote rule,
Offering date,
Opinion of title,
On-the-spot loan,
Out of the money,
Odd lot buy/sell ratio,
Off-board,
On the opening,
Pooling of interests,
Paper dealer,
Par bond,
Payment-in-kind security,
Price Value of a Basis Point,
Public offering,
Primary Dealer,
Prime broker,
Public Securities Association,
Preference shares,
Preferred shares,
P&L,
Primary earnings per share,
Public offering price,
Power of Attorney,
Paid,
Paid up,
Principal amount,
Prioritization of debt,
Privilege dealer,
Paid-in capital,
Paid-in surplus,
Pre-syndicate bid,
Private Investment in Public Equity,
Preservation of capital,
Painting the tape,
Qualifying share,
Return of capital,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Rights offering,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Reduced paid-up insurance,
Redeemable shares,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Real estate broker,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Rate of return,
Real rate of return,
Ring,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Secondary offering,
Securities and Exchange Commission,
Sell,
Shelf offering,
Split offering,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell limit order,
Sell order,
Sell plus,
Sell-side analyst,
Sell the book,
Street broker,
Syndicate,
Syndicate bid,
Syndicate manager,
Syndicate member,
Standard of living,
Second-to-die insurance,
Share,
Severally but not jointly,
Small corporate offering registration,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Share appreciation mortgage,
Staggered board of directors,
Selling the spread,
Share price,
Selling short against the box,
Shorting against the box,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Tender offer,
Tenancy by the entirety,
Truth in Lending,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriting,
Underwriting agreement,
Underwriting group,
Underwriting spread,
Uniform Securities Act,
Unit of trade,
Unit of trading,
Waiver of premium,
W-2 Form,
W formation,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares,
Z shares