Registered options principal

10-K, Account, Accounts receivable, Accounts receivable aging, Accounts receivable turnover, Account statement, Account aggregation, Account balance, Active account, Adjustable rate, Alternate account, Asset management account, Accrual of discount, Amortization of premium, At par, Account executive, All or any part, Alternative order, At best, At call, Automated Order Entry System, Adjustable rate preferred stock, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Adjustable Rate Mortgage, Advance rate, Annual Percentage Rate, Applicable federal rate, Assignment of mortgage, A shares, American option, American-style option, Asian option, At the money, Average option, Absorption rate, Age-weighted plan, Across the board, Activity, Additional paid-in capital, Ad valorem, After-hours trading, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Burn rate, Banking Act of 1933, Benchmark interest rate, Bid-to-cover ratio, Bureau of Public Debt, Broker, Brokerage, Brokerage firm, Brokerage house, Broker loan, Brought over the wall, Buying on margin, Buy limit order, Buy minus order, Buy on close, Buy on opening, Buy order, Buy stop order, Buy the book, Balance of payments, Bank Rate, Base interest rate, Board of Governors, Basis trading, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Base rate, Blanket lien, Blended rate, Broker loan rate, B shares, Buy and write, Break-even tax rate, Breadth-of-market theory, Beat the gun, Contra account, Cost Of Goods Sold, Cost of sales, Credit order, Central assets account, Checkbook register, Checking account, Custodial account, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion option, Coupon rate, Current production rate, Call money rate, Cash account, Clearing firm, Client, Code of procedure, Contingency order, Contingent order, Contra broker, Contract broker, Capitalization of income, Capitalization rate, Cap rate, Capital account, Civilian unemployment rate, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Current account, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodity Futures Trading Commission, Commodity Trading Advisor, Cost-of-living rider, Certificate of stock, Chicago Board Options Exchange, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Call option, Class of options, Close to the money, Covered option, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Drawing account, Date of issue, Date of payment, Day order, Deep discount broker, Designated Order Turnaround, Discount broker, Discretionary account, Discretionary order, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend rate, Desk (the), Discount rate, Division of labor, Daily trading limit, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Deferred account, Dogs of the Dow, Depth of market, Effective annual interest rate, Eurodollar certificate of deposit, Embedded option, Escrowed to maturity, Ex-legal, Either-or order, Exchange rate, Economic growth rate, Edge Act, E-mini, Exchange of spot, Ex-pit transaction, Effective tax rate, Employee Stock Purchase Plan, Employee stock repurchase agreement, Equity option, Ex-all, European-style option, Exchange-traded option, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, First In First Out, Federal Savings and Loan Association, Frozen account, Flight to quality, Floating-rate bond, Flow of funds, Fill or kill, Firm quotation, Floor broker, Front-ending an order, Full-service brokerage, Floating exchange rate, Foreign currency option, Foreign exchange rate, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Discount Rate, Futures option, Form 8-K, Form S-1, Firm commitment offering, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Firm commitment lending, Fixed rate, Fixed-rate loan, Fixed-Rate Mortgage, Floating rate, Forward interest rate, Forward Rate Agreement, Full faith and credit, Family of funds, Fund of funds, Far option, Free and clear, Federal Insurance Contributions Act, Flexible spending account, Free right of exchange, Federal tax lien, General account, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, General lien, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House account, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, Highly compensated employee, Head and shoulders, Hammering the market, Held at the opening, Historical trading range, Holding the market, Inactive account, Insured account, In escrow, Interest rate collar, Interest rate risk, Interest rate swap, Independent broker, In-house, Institutional brokerage, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Inflation rate, Interest rate futures, Interbank Rate, Insurance broker, Insider trading, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Inc., In intestacy, Interest rate, Interest rate cap, Interest rate ceiling, Interest rate floor, In play, In-process research and development, Index option, Interest rate option, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, Intermarket Trading System, In the tank, Joint account, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Know Your Customer, Knock-out option, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Limit order, Limit order book, Limit order information system, Law of demand, Law of supply, Last trading day, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Letter of comment, Legal age, Lien, Lien affidavit, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Lapsed option, Listed option, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Money order, Matrix trading, Make a market, Managed account, Margin account, Margin rate, Market if touched order, Market on close order, Market order, Mark-to-market, Member firm, Medium of exchange, Marginal propensity to consume, Mortgage lien, Market rate, Money at call, Mortgage broker, Mortgage rate, Mill rate, Mixed account, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nostro account, NOW, Nominal rate, Notice of Sale, NASD, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, No limit order, Nonmember firm, No quote, Non-equity option, No-Fault, No-Action Letter, Null and void, No-lien affidavit, Notice of Default, Notional principal amount, No-load, Naked option, Near option, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, Normal retirement age, No-load stock, No book, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, Online broker, On margin, Open order, Option account, Or better, Order, Order flow, Order ticket, Outside broker, Operating rate, Omnibus account, Option, Opinion of title, On account, On-the-spot loan, Original principal balance, Option income fund, Option chain, Option contract, Option holder, Option margin, Option pool, Option premium, Option price, Option pricing curve, Options Clearing Corporation, Option series, Option spread, Options Prices Reporting Authority, Option writer, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Option exchange, Order book official, Order imbalance, Owner-employee, Pooling of interests, Profit and loss statement, Pass-through coupon rate, Payment-in-kind security, Price Value of a Basis Point, Prior lien bond, Payment for order flow, Prime broker, Prime brokerage, P&L, Power of Attorney, Prime rate, Principal, Principal amount, Principal balance, Principal risk, Prioritization of debt, Prime rate fund, Physical option, Put option, Prudent Expert Act, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Program trading, Point-and-figure chart, Painting the tape, Paper trading, Register, Reports and Records, Retention rate, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Run rate, Real interest rate, Rate covenant, Registered coupon bond, Registered security, Reading the tape, Registered Representative, Regulation D, Regulation G, Regulation T, Regulation U, Restricted account, Retail brokerage, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Real economic growth rate, Registered Retirement Savings Plan, Red herring, Registered Company, Regulation A, Right of first refusal, Right of rescission, Right to Know, Rate-improvement, Rate lock, Remaining principal balance, Renegotiable rate, Revolving line of credit, Right of recourse, Rule of 78, Registered options principal, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, Selling, General and Administrative Expenses, SG&A, Savings account, Savings and Loan, Sight letter of credit, S&L, Securities and Exchange Commission, Series bond, Series EE bond, Series HH bond, Spot rate, Segregation of securities, Sell limit order, Sell order, Sell the book, Series 6, Series 63, Series 7, Significant order, Small Order Execution System, Split order, Stop-limit order, Stop order, Street broker, Sweep account, Savings rate, Standard of living, Swap rate, Series 3, Spot trading, Second-to-die insurance, Separate account, Settlement options, Stock option, Stock option plan, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Start rate, Staggered board of directors, Series fund, Selling the spread, Series, Single option, Spread option, Self-directed retirement account, Simplified Employee Pension IRA, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Standard mileage rate, Subchapter M, Subchapter S Corporation, Scale order, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Suspended trading, T-Bill, Term to maturity, Trading, Take a position, Time order, Trading authorization, Trailing P/E, Trading range, Tenancy by the entirety, Teaser rate, Truth in Lending, Tax lien, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Trading profit, Trading Index, Take a bath, Trading costs, Trading curb, Trading floor, Trading halt, Trading session, Trading volume, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Undermargined account, Uniform Securities Act, Unlisted trading, Unemployment rate, Uncovered option, Unit of trade, Unit of trading, Variable rate, Williams Act, Wrap account, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares