Registration

10-Q, Allowance for depreciation, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, Average price per share, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Book value per share, Bank holding company, Banking Act of 1933, Bid-to-cover ratio, Bureau of Public Debt, Best efforts offering, Best-execution requirement, Brokerage firm, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Basic earnings per share, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Blitzkrieg tender offer, B shares, Blow-off top, Breadth-of-market theory, Beat the gun, Certified Public Accountant, Cost Of Goods Sold, Cost of sales, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Current issue, Clearing firm, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Controlled company, Creeping tender offer, Closed-end investment company, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend requirement, Desk (the), Division of labor, Direct Public Offering, Due process, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Either-or order, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Eligibility requirements, Ex-all, Employee Retirement Income Security Act of 1974, First In First Out, Form 10-Q, Flight to quality, Flow of funds, Fill or kill, Firm quotation, Front-ending an order, Filing, Forward P/E, Fully diluted earnings per share, Factors of production, Favorable balance of trade, Federal Reserve requirement, Fee-for-service, Form 8-K, Form S-1, Firm commitment offering, Friends and family offering, Fully distributed issue, Finance company, Firm commitment lending, Family of funds, Fund of funds, Free right of exchange, Filing status, G-7, General Agreement on Tariffs and Trade, G-8, Going public, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Holding company, Hot issue, Holder in due course, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, In escrow, Issue date, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Intrastate offering, In intestacy, In play, In-process research and development, Investment company, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jumping the gun, Joint Stock Company, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Limited company, London Inter-Bank Offer Rate, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leading the market, Listing requirements, Limited Liability Company, Locked in, Long-term gain or loss, Level I quotes, Mutual company, Make a market, Market on close order, Mark-to-market, Member firm, Medium of exchange, Marginal propensity to consume, Money at call, Management company, Married filing jointly, Married filing separately, Negotiable certificate of deposit, Negotiable Order of Withdrawal, New York Stock Exchange, Notice of Sale, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Nonmember firm, New York Futures Exchange, New issue, Notary Public, Notice of Default, National Association of Real Estate Investment Trusts, New high, Off-balance-sheet financing, Off the books, Office of Thrift Supervision, Offer, Offering, Offering circular, Offering price, Offering scale, Original Issue Discount, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Or better, Offshore company, Original issue stock, Offering date, Opinion of title, On account, On-the-spot loan, Open-end management company, Out of the money, On-balance volume, Off-board, On close, On open, On the opening, Pooling of interests, Pro forma, Payment-in-kind security, Price Value of a Basis Point, Prior lien bond, Public bond, Public offering, Public purpose bond, Payment for order flow, Public limited partnership, Public Securities Association, Prior preferred stock, P&L, Primary earnings per share, Provision for income taxes, Public goods, Public sector, Public company, Public offering price, Per stirpes, Power of Attorney, Prioritization of debt, Prior redemption privilege, Paid-in capital, Paid-in surplus, Private company, Private Investment in Public Equity, Public, Public equity, Public ownership, Preservation of capital, Painting the tape, Public book, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Reserve requirement, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Rights offering, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Registered Company, Regulation A, Right of first refusal, Right of rescission, Right to Know, Regulation Z, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Regulation FD, Risk/return trade-off, Return on Capital Employed, ROC, ROCE, Rate of return, Real rate of return, Ring, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Secondary offering, Series EE bond, Shelf offering, Split offering, SEC fee, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Stock life insurance company, Small corporate offering registration, Statute of Limitations, Sue, Satisfaction of debt, Staggered board of directors, Selling the spread, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Tender offer, Tenancy by the entirety, Trust company, Truth in Lending, Tenancy at will, Title company, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unseasoned issue, Unit of trade, Unit of trading, With interest, Waiver of premium, W-2 Form, W formation, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares