Registration Statement

Above par, Accrual of discount, Amortization of premium, At par, All or any part, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Below par, Bid-to-cover ratio, Bureau of Public Debt, Best efforts offering, Brought over the wall, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Blitzkrieg tender offer, B shares, Blow-off top, Breadth-of-market theory, Beat the gun, Certified Public Accountant, Cost Of Goods Sold, Cost of sales, Certificate of Participation, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Car, Chasing the market, Cheapest to deliver, Chicago Board of Trade, CLU, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Creeping tender offer, C shares, Class of options, Close to the money, Cash Against Documents, Certificate of Occupancy, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Dividend in arrears, Desk (the), Division of labor, Direct Public Offering, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Either-or order, Effective par, E-mini, Exchange of spot, Employee Retirement Income Security Act of 1974, First In First Out, Fully depreciated, Flight to quality, Flow of funds, Full, Full lot, Full price, Fill or kill, Front-ending an order, Full-service brokerage, Forward P/E, Fully diluted earnings per share, Factors of production, Favorable balance of trade, Full surrender, Form S-1, Full disclosure, Full stock, Final prospectus, Firm commitment offering, Friends and family offering, Fully distributed issue, Full faith and credit, Family of funds, Fund of funds, Full ratchet, Free right of exchange, Fully valued, G-7, G-8, Going public, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Holder in due course, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, In escrow, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Intrastate offering, Inc., In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jumping the gun, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Law of demand, Law of supply, London Inter-Bank Offer Rate, Long-term care insurance, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Make a market, Mark-to-market, Medium of exchange, Marginal propensity to consume, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Notary Public, Notice of Default, National Association of Real Estate Investment Trusts, Off-balance-sheet financing, Off the books, Office of Thrift Supervision, Offer, Offering, Offering circular, Offering price, Offering scale, Out-of-favor, Over-the-Counter, Off-floor order, Or better, Offering date, Opinion of title, On-the-spot loan, Out of the money, Off-board, On the opening, Pooling of interests, Pre-depreciation profit, Pre-tax profit margin, Pro forma, Par bond, Payment-in-kind security, Price Value of a Basis Point, Prior lien bond, Prospectus, Public bond, Public offering, Public purpose bond, Public limited partnership, Public Securities Association, Prior preferred stock, P&L, Public goods, Public sector, Pre-existing conditions, Preliminary prospectus, Public company, Public offering price, Power of Attorney, Prioritization of debt, Prior redemption privilege, Paid-in capital, Paid-in surplus, Pre-syndicate bid, Private Investment in Public Equity, Public, Public equity, Public ownership, Preservation of capital, Painting the tape, Public book, Return of capital, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Rights offering, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Red herring, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Rate of return, Real rate of return, Ring, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Secondary offering, Shelf offering, Split offering, SEC fee, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Small corporate offering registration, Statute of Limitations, Satisfaction of debt, Staggered board of directors, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Tender offer, Tenancy by the entirety, Truth in Lending, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unit of trade, Unit of trading, With interest, Waiver of premium, W-2 Form, W formation, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares