Regulation A
An SEC regulation that governs offerings of $1,500,000 or less, which qualify for simplified Registration.
Semi Related Terms: 347 CLICK HERE TO VIEW
10-Q,
12b-1 funds,
Allowance for depreciation,
Asset/equity ratio,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
At risk,
Add-on service,
Abstract of title,
As is,
Attorney in fact,
Assignment of mortgage,
A shares,
At the money,
Additional paid-in capital,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bid-to-cover ratio,
Bureau of Public Debt,
Best efforts offering,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Balance of payments,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
Blitzkrieg tender offer,
B shares,
Blow-off top,
Breadth-of-market theory,
Cash asset ratio,
Cash ratio,
Collection ratio,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Conversion ratio,
Central Registration Depository,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Creeping tender offer,
C shares,
Call ratio backspread,
Class of options,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Dividend payout ratio,
Division of labor,
Direct Public Offering,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Depth of market,
Efficiency ratio,
Eurodollar certificate of deposit,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Exchange ratio,
Exercise ratio,
Employee Retirement Income Security Act of 1974,
Exclusion ratio,
First In First Out,
Fixed-charge coverage ratio,
Form 10-Q,
Flow of funds,
Fill or kill,
Front-ending an order,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fee-for-service,
Forbes 500,
Form S-1,
Fortune 500,
Firm commitment offering,
Friends and family offering,
Family of funds,
Fund of funds,
Free right of exchange,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
House of issue,
Hedge ratio,
Holder in due course,
High-ratio mortgage,
Home equity line of credit,
HUD-1 statement,
Held at the opening,
In escrow,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Initial Public Offering,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
Intrastate offering,
In intestacy,
In play,
In-process research and development,
I/O strip,
Income replacement ratio,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Last In First Out,
Liquidity ratio,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
London Inter-Bank Offer Rate,
Letter of comment,
Line of credit,
Loan-value ratio,
Lock-in,
Locked in,
Long-term gain or loss,
Level I quotes,
Make a market,
Market if touched order,
Market on close order,
Medium of exchange,
Money at call,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
NASD Regulation,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Net capital ratio,
Notice of Default,
National Association of Real Estate Investment Trusts,
Off-balance-sheet financing,
Off the books,
Overhead ratio,
Office of Thrift Supervision,
Offer,
Offering,
Offering circular,
Offering price,
Offering scale,
Out-of-favor,
Over-the-Counter,
Off-floor order,
On-floor order,
On margin,
Or better,
Offering date,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
Odd lot buy/sell ratio,
Off-board,
On close,
On open,
On the opening,
Pooling of interests,
Payment-in-kind security,
Premium over bond value,
Premium over conversion value,
Price Value of a Basis Point,
Public offering,
Payment for order flow,
Payout ratio,
P&L,
Provision for income taxes,
Public offering price,
Pour-over will,
Power of Attorney,
Prioritization of debt,
Paid-in capital,
Paid-in surplus,
Piggyback registration rights,
Private Investment in Public Equity,
Preservation of capital,
Put ratio backspread,
Profit ratio,
Put/call ratio,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation Q,
Reserve ratio,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Rights offering,
Round of funding,
Rule 15c3-1,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Ratio,
Registration,
Registration Statement,
Regulation A,
Reverse Take-Over,
Right of first refusal,
Right of rescission,
Regulation Z,
Revolving line of credit,
Right of recourse,
Roll over,
Rule of 78,
Ratio calendar combination,
Ratio calendar spread,
Ratio spread,
Ratio write,
Right of redemption,
Retirement Equity Act of 1984,
Regulation FD,
Risk/return trade-off,
Ratio analysis,
Return on Capital Employed,
Rate of return,
Real rate of return,
Ring,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Secondary offering,
Shelf offering,
Shelf registration,
Split offering,
SEC fee,
Segregation of securities,
Standard of living,
Short interest ratio,
Small corporate offering registration,
Statute of Limitations,
Satisfaction of debt,
Staggered board of directors,
Savings Incentive Match Plan for Employees,
Simplified Employee Pension IRA,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tender offer,
Truth in Lending,
Tenancy at will,
Top hat plan,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unit of trade,
Unit of trading,
Variable ratio write,
Variable ratio plan,
Waiver of premium,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Year-over-year,
Y shares