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Regulation D

An 

SEC

 regulation that governs private placement 

Exemption

.



Related Terms: 7

Exempt

,

Exemption

,

Private placement

,

Placement

,

Regulation T

,

SEC

,

VAT


Other Related Pages:

Category: Brokerages


Starting With: R


Semi Related Terms: 124  CLICK HERE TO VIEW

At par

,

At best

,

At call

,

At risk

,

Add-on service

,

A shares

,

At the money

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Brought over the wall

,

Buying on margin

,

Buy on close

,

Buy on opening

,

B shares

,

Committee on Uniform Securities Identification Procedures

,

C shares

,

Cloud on title

,

Class A Shares

,

Class B Shares

,

Close a position

,

Double exempt

,

Division of Market Regulation

,

Direct placement

,

Due-on-sale clause

,

Exempt security

,

Ex-legal

,

E-mini

,

Ex-pit transaction

,

Ex-all

,

Ex-warrants

,

Ex-rights

,

Ex-rights date

,

Exempt

,

Exemption

,

Front-ending an order

,

Forward P/E

,

Form S-1

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Held at the opening

,

I/O strip

,

Lending at a rate

,

Limit-on-close order

,

Level I quotes

,

Make a market

,

Market on close order

,

Money at call

,

NASD Regulation

,

Over-the-Counter

,

On-floor order

,

On margin

,

On account

,

On-the-spot loan

,

On-balance volume

,

On close

,

On open

,

On the opening

,

Private banking

,

Premium over bond value

,

Premium over conversion value

,

Price Value of a Basis Point

,

Private sector pass-through

,

Private placement

,

P&L

,

Private debt

,

Private Mortgage Insurance

,

Placement

,

Pour-over will

,

Private Market Value

,

Private company

,

Private Investment in Public Equity

,

Personal exemption

,

Private letter ruling

,

Private equity

,

Private limited partnership

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Regulation Q

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Regulation A

,

Reverse Take-Over

,

Regulation Z

,

Roll over

,

Regulation FD

,

Return on Capital Employed

,

SEC filing

,

SG&A

,

S&L

,

SEC

,

SEC fee

,

S Corporation

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Seek a market

,

S&P phenomenon

,

Tax-exempt bond

,

T-Bill

,

Triple exemption

,

Take a position

,

Trailing P/E

,

Tenancy at will

,

Top hat plan

,

Tax-exempt

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

VAT

,

X or XD

,

Year-over-year


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