Regulation D
An SEC regulation that governs private placement Exemption.
Semi Related Terms: 124 CLICK HERE TO VIEW
At par,
At best,
At call,
At risk,
Add-on service,
A shares,
At the money,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
B shares,
Committee on Uniform Securities Identification Procedures,
C shares,
Cloud on title,
Class A Shares,
Class B Shares,
Close a position,
Double exempt,
Division of Market Regulation,
Direct placement,
Due-on-sale clause,
Exempt security,
Ex-legal,
E-mini,
Ex-pit transaction,
Ex-all,
Ex-warrants,
Ex-rights,
Ex-rights date,
Exempt,
Exemption,
Front-ending an order,
Forward P/E,
Form S-1,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Held at the opening,
I/O strip,
Lending at a rate,
Limit-on-close order,
Level I quotes,
Make a market,
Market on close order,
Money at call,
NASD Regulation,
Over-the-Counter,
On-floor order,
On margin,
On account,
On-the-spot loan,
On-balance volume,
On close,
On open,
On the opening,
Private banking,
Premium over bond value,
Premium over conversion value,
Price Value of a Basis Point,
Private sector pass-through,
Private placement,
P&L,
Private debt,
Private Mortgage Insurance,
Placement,
Pour-over will,
Private Market Value,
Private company,
Private Investment in Public Equity,
Personal exemption,
Private letter ruling,
Private equity,
Private limited partnership,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation Q,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Regulation A,
Reverse Take-Over,
Regulation Z,
Roll over,
Regulation FD,
Return on Capital Employed,
SEC filing,
SG&A,
S&L,
SEC,
SEC fee,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Seek a market,
S&P phenomenon,
Tax-exempt bond,
T-Bill,
Triple exemption,
Take a position,
Trailing P/E,
Tenancy at will,
Top hat plan,
Tax-exempt,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
VAT,
X or XD,
Year-over-year
