Reports and Records

10-Q, 52-week low, Account statement, Accredited Personal Financial Planning Specialist, Adjusted balance method, Allowance for depreciation, Account balance, Average daily balance, Average daily balance method, After-tax basis, At par, All or any part, At best, At call, At risk, Add-on service, As is, Attorney in fact, After acquired clause, After-acquired collateral, Annual mortgagor statement, Aggressive growth fund, A shares, Asset allocation fund, At the money, After-tax contributions, Additional paid-in capital, Average up, After-tax, After-hours trading, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Balance, Bank holding company, Balanced fund, Blend fund, Bond fund, Brokerage firm, Buying on margin, Buy on close, Buy on opening, Balance of payments, Bust-up takeover, B shares, Buy and write, Before-tax income, Capital, Capital appreciation, Capital asset, Capital efficiency, Capital expenditure, Capital growth, Capital investment, Capital liability, Capital loss, Capital resource, Cash, Cash asset ratio, Cash basis, Cash budget, Cash control, Cash conversion cycle, Cash cycle, Cash earnings, Cash equivalence, Cash journal, Cash ratio, Combined financial statement, Common-size statement, Comparative statements, Consolidated financial statement, Cash reserves, Compensating balance, Current income, Cap, Capital market, Capital structure, Cash equivalents, Committee on Uniform Securities Identification Procedures, Cash account, Clearing firm, Credit balance, Cash dividend, Capitalization of income, Cap rate, Capital account, Capital consumption allowance, Capital formation, Cash and carry trade, Cash commodity, Cash market, Cash price, Cash settlement, Contract month, Cash surrender value, Cash value, Cash value life insurance policy, Cash withdrawal, Capital budget, Capital gains distribution, Contract for deed, Cash advance, Cash collateral, Cash credit, Cash-out refinancing, Closing statement, Cost of debt capital, Controlled company, Capital appreciation fund, Clone fund, Closed-end fund, Closed-end investment company, Closed fund, Crossover fund, C shares, Cash Against Documents, Cloud on title, Cash-balance plan, Cash or Deferred Arrangement, Capital Asset Pricing Model, Capital commitment, Cash sale, Class A Shares, Class B Shares, Contributed capital, Capital gains tax, Capital loss carryover, Child and dependent care credit, Cup and handle, Cash buying, Cash delivery, Close a position, Curbs in, Corporate venture capital, Declining balance method, Double-declining balance depreciation method, Deposit in transit, Debt capital, Dividend in arrears, Deferred month, Delivery month, Discounted Cash Flow Analysis, Doing business as, Debit balance, Debtor in possession, Debtor-in-possession financing, Due-on-sale clause, Dual-purpose fund, Deep in the money, Department of Housing and Urban Development, Double up, Disposable income, Daily low, Deal flow, Either-or order, E-mini, Exchange for futures, Exchange for physical, Exchange versus cash, Ex-pit transaction, Equity funding, Enhanced index fund, Environmental fund, Equity fund, Exchange fund, Employee Retirement Income Security Act of 1974, Equity capital, Earned income tax credit, Even up, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Form 10-Q, Federal Savings and Loan Association, Financial institution, Financial instrument, Fixed income, Fixed income equivalent, Fixed-income arbitrage, Flow of funds, Fill or kill, Financial analyst, Firm quotation, Front-ending an order, Fund supermarket, Forward P/E, Favorable balance of trade, Far month, Financial futures, Furthest month, Fee-for-service, Form 8-K, Form S-1, Firm commitment offering, Friends and family offering, Fund, Finance company, Financial risk, Firm commitment lending, Full faith and credit, Financial advisor, Focused fund, Fund family, Fund manager, Fund of funds, Free and clear, FIN, Gross income, G-7, General Agreement on Tariffs and Trade, G-8, Global fund, Growth and income fund, Growth fund, Gather in the stops, Health Insurance Portability and Accountability Act, Holding company, Holder in due course, HUD-1 statement, Hedge fund, Head and shoulders, High-low index, Held at the opening, Income statement, Interim statement, Income bond, In escrow, Invested capital, In-house, Investment Company Act of 1940, Income coverage, Income stock, In line, Income distribution, International Monetary Fund, Inc., In intestacy, Interest rate cap, In play, In-process research and development, Income fund, Income risk, Index fund, Institutional fund, International fund, Investment company, Investment fund, I/O strip, Income property, Income replacement ratio, In-service withdrawal, Income exclusion rule, In and out, In sympathy, In the tank, Invisible venture capital, Jointly and severally, Joint venture, Joint and several liability, Joint and survivor annuity, Joint Stock Company, Last In First Out, Lending at a rate, Limit-on-close order, Limit order information system, Limit up, London International Financial Futures and Options Exchange, Limited company, Lifetime cap, Lock-in, Lifecycle fund, Load fund, Large cap, Limited Liability Company, Locked in, Long-term gain or loss, Level I quotes, Low, Modified cash basis, Mutual company, Municipal bond fund, Muni fund, Make a market, Market on close order, Member firm, Most distant month, Money at call, Management company, Mutual fund, Mutual fund custodian, Mutual fund symbol, Market cap, Medium-cap, Micro cap, Mid cap, Money flow, Net income, Net income multiplier, Net Operating Income, Non-cash expense, Non-financial asset, Net capital ratio, Nonmember firm, Nearby month, Next month, Null and void, Nasdaq Small Cap Market, Nominal capital, Off-balance-sheet financing, Operating cash flows, On-floor order, On margin, Or better, Order flow, Other income, Offshore company, On account, On-the-spot loan, Original principal balance, Open-end fund, Open-end management company, Option income fund, Old age, survivors, and disability insurance, Ordinary income, On-balance volume, On close, On open, On the opening, Permanent capital, Petty cash, Profit and loss statement, Pro forma, Payment-in-kind security, Phantom income, Preliminary official statement, Price Value of a Basis Point, Payment for order flow, Pink Sheets, P&L, Provision for income taxes, Proxy statement, Public company, Paid up, Past-due balance method, Previous balance method, Principal balance, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Premium income, Passive income, Pension fund, Paid-in capital, Paid-in surplus, Private company, Private Investment in Public Equity, Perfect capital market, Preservation of capital, Point-and-figure chart, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Regulated investment company, Regional fund, Reduced paid-up insurance, Registered Company, Registration Statement, Regulation A, Remaining principal balance, Roll up, Return on Capital Employed, Risk capital, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings Association Insurance Fund, S&L, State bank, Securities and Exchange Commission, Series EE bond, Sinking fund, Step-up bond, Spot month, Stock life insurance company, Sale and leaseback, Settlement sheet, Start rate, Sector fund, Series fund, Socially responsible fund, Specialized fund, Specialty fund, Stock fund, Step-up warrant, Step-up lease, Savings Incentive Match Plan for Employees, Small cap, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Seek a market, S&P phenomenon, Stop and reverse, Seed capital, Startup, Trial balance, T-Bill, Take a position, Trailing P/E, Trust company, Trust fund, Termination Statement, Truth in Lending, Tax-free bond fund, Tax-managed fund, Tenancy at will, Title company, Taxable income, Take a bath, Term sheet, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Up volume, Victim Impact Statement, Venture, Venture capital, Venture capital limited partnership, Working capital, World fund, Working capital loan, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Yellow Sheets, Y shares