Research
The process of gathering information for the purpose of initiating, modifying or terminating a particular investment or group of investments.
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Allowance for depreciation,
Above par,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
At risk,
Add-on service,
Abstract of title,
Attorney in fact,
Amortization term,
Assignment of mortgage,
A shares,
Automatic investment plan,
At the money,
Across the board,
Additional paid-in capital,
Average up,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Below par,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Bank term loan,
Bust-up takeover,
B shares,
Balanced investment strategy,
Breadth-of-market theory,
Beat the gun,
Capital investment,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Capital formation,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Chicago Board of Trade,
Convertible term insurance,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Closed-end investment company,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Decreasing term life,
Due process,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Dual-purpose fund,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Defensive investment strategy,
Dogs of the Dow,
Double up,
Depth of market,
Eurodollar certificate of deposit,
Either-or order,
Effective par,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Employee Retirement Income Security Act of 1974,
Even up,
First In First Out,
Form 10-Q,
Flow of funds,
Fill or kill,
Forward P/E,
Factors of production,
Favorable balance of trade,
Foreign direct investment,
Fee-for-service,
Form 8-K,
Form S-1,
Family of funds,
Fund of funds,
Fixed investment trust,
Free right of exchange,
Guaranteed Investment Contract,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Group insurance,
Group sale,
Group IRA,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Holder in due course,
Home equity line of credit,
Hammering the market,
Held at the opening,
Holding the market,
Investment flows,
In escrow,
Intermediate-term,
Investment bill,
Investment-grade bond,
Investment letter,
Investment security,
Investment value,
In-house,
Investment Advisor Act of 1940,
Investment bank,
Investment banker,
Investment Bankers Association,
Investment banking,
Investment banking group,
Investment Company Act of 1940,
In line,
Investment multiplier,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Investment company,
Investment fund,
Investment objective,
Investment policy,
Investment trust,
I/O strip,
Investment property,
In-service withdrawal,
Investment philosophy,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Last In First Out,
Lender of last resort,
Law of one price,
Long-term,
Lending at a rate,
Limit-on-close order,
Limit order information system,
Law of demand,
Law of supply,
Limit up,
Level term insurance,
Long-term care insurance,
Long-term debt,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Lock-in,
Long-term mortgage,
Long-term lease,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Medium-term,
Medium-term bond,
Municipal investment trust,
Make a market,
Market if touched order,
Market on close order,
Medium of exchange,
Money at call,
Net investment,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Notice of Default,
National Association of Real Estate Investment Trusts,
Non-investment property,
Off the books,
Other long term liabilities,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Pooling of interests,
Pro forma,
Par bond,
Payment-in-kind security,
Price Value of a Basis Point,
Public purpose bond,
Payment for order flow,
Purpose loan,
P&L,
Provision for income taxes,
Power of Attorney,
Paid up,
Prioritization of debt,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Painting the tape,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Real Estate Mortgage Investment Conduit,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulated investment company,
Reduced paid-up insurance,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Roll up,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
ROC,
ROCE,
Rate of return,
Real rate of return,
Ring,
SG&A,
Short-term reserves,
Sight letter of credit,
S&L,
Short-term,
Step-up bond,
Segregation of securities,
Selling group,
Sell the book,
Standard of living,
Statute of Limitations,
Statutory investment,
Satisfaction of debt,
Staggered board of directors,
Systematic investment plan,
Selling the spread,
Step-up warrant,
Step-up lease,
Savings Incentive Match Plan for Employees,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Term CD,
T-Bill,
Term,
Term bond,
Term to maturity,
Take a position,
Trailing P/E,
Term insurance,
Tenancy by the entirety,
Term deposit,
Term loan,
Truth in Lending,
Term trust,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
Term repo,
Term sheet,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriting group,
Unit Investment Trust,
Up volume,
Unit of trade,
Unit of trading,
Waiver of premium,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Y shares,
Zero-investment portfolio