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Research department

Department in a full-service 

Brokerage

 in which analysts study markets and securities and issue recommendations.



Related Terms: 9

Analyst

,

Broker

,

Brokerage

,

ECU

,

Full

,

Full-service brokerage

,

Market

,

SEC

,

Sue


Other Related Pages:

Category: Brokerages


Starting With: R


Semi Related Terms: 347  CLICK HERE TO VIEW

10-K

,

Above par

,

Accrued market discount

,

At par

,

All or any part

,

Analyst

,

At best

,

At call

,

At risk

,

Add-on service

,

As is

,

Attorney in fact

,

A shares

,

At the money

,

Age-weighted plan

,

Additional paid-in capital

,

Active market

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Auction market

,

Automated Pricing and Reporting System

,

Away from the market

,

Bank Trust Department

,

Below par

,

Bond market

,

Broker

,

Brokerage

,

Brokerage firm

,

Brokerage house

,

Broker loan

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Bear market

,

Bulldog market

,

Broker loan rate

,

Back-end load

,

B shares

,

Buy and write

,

Breadth-of-market theory

,

Bull market

,

Capital market

,

Committee on Uniform Securities Identification Procedures

,

Credit analyst

,

Current issue

,

Current market value

,

Compliance department

,

Contra broker

,

Contract broker

,

Cash and carry trade

,

Cash market

,

Chasing the market

,

Contract market

,

Closed-end credit

,

Closed-end fund

,

Closed-end investment company

,

C shares

,

Cloud on title

,

Choice market

,

Class A Shares

,

Class B Shares

,

Consensus recommendation

,

Child and dependent care credit

,

Cup and handle

,

Close a position

,

Close market

,

Continuous market

,

Cornering the market

,

Curbs in

,

Debt service coverage

,

Deposit in transit

,

Date of issue

,

Dealer market

,

Debt market

,

Drawn securities

,

Deep discount broker

,

Discount broker

,

Division of Market Regulation

,

Dividend in arrears

,

De-escalation clause

,

De facto

,

Debtor in possession

,

Debtor-in-possession financing

,

Debt service

,

Due-on-sale clause

,

Deep in the money

,

Department of Housing and Urban Development

,

Deep market

,

Depth of market

,

Double auction market

,

External market

,

ECU

,

Effective par

,

E-mini

,

Emerging market

,

First In First Out

,

Federal Savings and Loan Association

,

Full

,

Full lot

,

Full price

,

Financial analyst

,

Floor broker

,

Front-ending an order

,

Full-service brokerage

,

Forward P/E

,

Free market

,

Free market price

,

Fee-for-service

,

Front-end load

,

Full surrender

,

Fair market value

,

Form 8-K

,

Form S-1

,

Full disclosure

,

Full stock

,

Friends and family offering

,

Fully distributed issue

,

Full faith and credit

,

Full ratchet

,

Free and clear

,

Fourth market

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Growth and income fund

,

Gather in the stops

,

Graveyard market

,

House of issue

,

Health Insurance Portability and Accountability Act

,

Hot issue

,

Holder in due course

,

Housing Market Index

,

Head and shoulders

,

Hammering the market

,

Held at the opening

,

Holding the market

,

In escrow

,

International Securities Identification Number

,

Issue date

,

Independent broker

,

In-house

,

Institutional brokerage

,

Introducing broker

,

In line

,

Inefficient market

,

Inverted market

,

Internal market

,

Insurance broker

,

Inside market

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

Imperfect market

,

In and out

,

In sympathy

,

In the tank

,

Jointly and severally

,

Joint and several liability

,

Joint and survivor annuity

,

Last In First Out

,

Lending at a rate

,

Limit-on-close order

,

Long Market Value

,

London International Financial Futures and Options Exchange

,

Long-Term Equity Anticipation Securities

,

Legal age

,

Lock-in

,

Leading the market

,

Locked in

,

Level I quotes

,

Liquid market

,

Locked market

,

Market basket

,

Market capitalization

,

Market conversion price

,

Make a market

,

Market if touched order

,

Market letter

,

Market maker

,

Market maker spread

,

Market on close order

,

Market order

,

Mark-to-market

,

Multiple Listing Service

,

Market economy

,

Market rate

,

Money at call

,

Mortgage broker

,

Marketable securities

,

Market cap

,

Market neutral

,

Market portfolio

,

Market timer

,

Market timing

,

Market analysis

,

Market

,

Market inefficiency

,

Market opening

,

Market return

,

Market-share weighted index

,

Market surveillance

,

Market-value weighted index

,

Market Volatility Index

,

Mixed market

,

National Market System

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Normal market

,

New issue

,

Null and void

,

Normal retirement age

,

Nasdaq Small Cap Market

,

Narrow market

,

National Market Advisory Board

,

Negotiated market

,

Original Issue Discount

,

On-floor order

,

Online broker

,

On margin

,

Outside broker

,

Open market operation

,

Original issue stock

,

On account

,

On-the-spot loan

,

Open-end credit

,

Open-end mortgage

,

Open-end fund

,

Open-end management company

,

Open-end lease

,

Old age, survivors, and disability insurance

,

On-balance volume

,

On close

,

On open

,

On the opening

,

Open market

,

Operationally efficient market

,

Outside market

,

Profit and loss statement

,

Par bond

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Prime broker

,

Prime brokerage

,

Public Securities Association

,

P&L

,

Physical market

,

Primary market

,

Private Market Value

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Perfect capital market

,

Point-and-figure chart

,

Reports and Records

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Rating service

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Research department

,

Retail brokerage

,

Regulation A

,

Real estate broker

,

Return on Capital Employed

,

SEC filing

,

Selling, General and Administrative Expenses

,

SG&A

,

Savings and Loan

,

S&L

,

SEC

,

Secondary market

,

Securities and Exchange Commission

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Sell-side analyst

,

Street broker

,

Spot market

,

Stock market

,

Sue

,

Sale and leaseback

,

Secondary mortgage market

,

Securities lending

,

Short market value

,

S Corporation

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

Specialist market

,

S&P phenomenon

,

Stop and reverse

,

Supervisory analyst

,

Surveillance department

,

T-Bill

,

Take a position

,

Two-sided market

,

Two-way market

,

Trailing P/E

,

Truth in Lending

,

Tenancy at will

,

Timing the market

,

Technical analyst

,

Take a bath

,

Thin market

,

Third market

,

Tight market

,

Transparent market

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Unseasoned issue

,

Uniform Securities Act

,

Wall Street analyst

,

Widow-and-orphan stock

,

W-2 Form

,

W formation

,

Weak market

,

When, as, and if issued

,

Wide market

,

Yankee bond market

,

Y shares


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