Research department
Department in a full-service Brokerage in which analysts study markets and securities and issue recommendations.
Semi Related Terms: 347 CLICK HERE TO VIEW
10-K,
Above par,
Accrued market discount,
At par,
All or any part,
Analyst,
At best,
At call,
At risk,
Add-on service,
As is,
Attorney in fact,
A shares,
At the money,
Age-weighted plan,
Additional paid-in capital,
Active market,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Auction market,
Automated Pricing and Reporting System,
Away from the market,
Bank Trust Department,
Below par,
Bond market,
Broker,
Brokerage,
Brokerage firm,
Brokerage house,
Broker loan,
Buying on margin,
Buy on close,
Buy on opening,
Bear market,
Bulldog market,
Broker loan rate,
Back-end load,
B shares,
Buy and write,
Breadth-of-market theory,
Bull market,
Capital market,
Committee on Uniform Securities Identification Procedures,
Credit analyst,
Current issue,
Current market value,
Compliance department,
Contra broker,
Contract broker,
Cash and carry trade,
Cash market,
Chasing the market,
Contract market,
Closed-end credit,
Closed-end fund,
Closed-end investment company,
C shares,
Cloud on title,
Choice market,
Class A Shares,
Class B Shares,
Consensus recommendation,
Child and dependent care credit,
Cup and handle,
Close a position,
Close market,
Continuous market,
Cornering the market,
Curbs in,
Debt service coverage,
Deposit in transit,
Date of issue,
Dealer market,
Debt market,
Drawn securities,
Deep discount broker,
Discount broker,
Division of Market Regulation,
Dividend in arrears,
De-escalation clause,
De facto,
Debtor in possession,
Debtor-in-possession financing,
Debt service,
Due-on-sale clause,
Deep in the money,
Department of Housing and Urban Development,
Deep market,
Depth of market,
Double auction market,
External market,
ECU,
Effective par,
E-mini,
Emerging market,
First In First Out,
Federal Savings and Loan Association,
Full,
Full lot,
Full price,
Financial analyst,
Floor broker,
Front-ending an order,
Full-service brokerage,
Forward P/E,
Free market,
Free market price,
Fee-for-service,
Front-end load,
Full surrender,
Fair market value,
Form 8-K,
Form S-1,
Full disclosure,
Full stock,
Friends and family offering,
Fully distributed issue,
Full faith and credit,
Full ratchet,
Free and clear,
Fourth market,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Growth and income fund,
Gather in the stops,
Graveyard market,
House of issue,
Health Insurance Portability and Accountability Act,
Hot issue,
Holder in due course,
Housing Market Index,
Head and shoulders,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
International Securities Identification Number,
Issue date,
Independent broker,
In-house,
Institutional brokerage,
Introducing broker,
In line,
Inefficient market,
Inverted market,
Internal market,
Insurance broker,
Inside market,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
Imperfect market,
In and out,
In sympathy,
In the tank,
Jointly and severally,
Joint and several liability,
Joint and survivor annuity,
Last In First Out,
Lending at a rate,
Limit-on-close order,
Long Market Value,
London International Financial Futures and Options Exchange,
Long-Term Equity Anticipation Securities,
Legal age,
Lock-in,
Leading the market,
Locked in,
Level I quotes,
Liquid market,
Locked market,
Market basket,
Market capitalization,
Market conversion price,
Make a market,
Market if touched order,
Market letter,
Market maker,
Market maker spread,
Market on close order,
Market order,
Mark-to-market,
Multiple Listing Service,
Market economy,
Market rate,
Money at call,
Mortgage broker,
Marketable securities,
Market cap,
Market neutral,
Market portfolio,
Market timer,
Market timing,
Market analysis,
Market,
Market inefficiency,
Market opening,
Market return,
Market-share weighted index,
Market surveillance,
Market-value weighted index,
Market Volatility Index,
Mixed market,
National Market System,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Normal market,
New issue,
Null and void,
Normal retirement age,
Nasdaq Small Cap Market,
Narrow market,
National Market Advisory Board,
Negotiated market,
Original Issue Discount,
On-floor order,
Online broker,
On margin,
Outside broker,
Open market operation,
Original issue stock,
On account,
On-the-spot loan,
Open-end credit,
Open-end mortgage,
Open-end fund,
Open-end management company,
Open-end lease,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
On open,
On the opening,
Open market,
Operationally efficient market,
Outside market,
Profit and loss statement,
Par bond,
Payment-in-kind security,
Price Value of a Basis Point,
Prime broker,
Prime brokerage,
Public Securities Association,
P&L,
Physical market,
Primary market,
Private Market Value,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Perfect capital market,
Point-and-figure chart,
Reports and Records,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Rating service,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Research department,
Retail brokerage,
Regulation A,
Real estate broker,
Return on Capital Employed,
SEC filing,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
S&L,
SEC,
Secondary market,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell-side analyst,
Street broker,
Spot market,
Stock market,
Sue,
Sale and leaseback,
Secondary mortgage market,
Securities lending,
Short market value,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
Specialist market,
S&P phenomenon,
Stop and reverse,
Supervisory analyst,
Surveillance department,
T-Bill,
Take a position,
Two-sided market,
Two-way market,
Trailing P/E,
Truth in Lending,
Tenancy at will,
Timing the market,
Technical analyst,
Take a bath,
Thin market,
Third market,
Tight market,
Transparent market,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unseasoned issue,
Uniform Securities Act,
Wall Street analyst,
Widow-and-orphan stock,
W-2 Form,
W formation,
Weak market,
When, as, and if issued,
Wide market,
Yankee bond market,
Y shares