Restricted security
Securities that have limited transferability, usually issued in a Private placement.
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Automatic Funds Transfer,
At par,
All or any part,
At best,
At call,
All-risks coverage,
At risk,
As is,
Attorney in fact,
A shares,
At the money,
Additional paid-in capital,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Buy limit order,
B shares,
Committee on Uniform Securities Identification Procedures,
Current issue,
Credit limit,
C shares,
Class A Shares,
Class B Shares,
Close a position,
Curbs in,
Deposit in transit,
Date of issue,
Debt limit,
Drawn securities,
Dividend in arrears,
Daily trading limit,
Direct placement,
Debtor in possession,
Debtor-in-possession financing,
Deep in the money,
Direct transfer,
Electronic Funds Transfer,
ECU,
E-mini,
Ex-all,
Exercise limit,
First In First Out,
Front-ending an order,
Forward P/E,
Fluctuation limit,
Form S-1,
Fully distributed issue,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
Gather in the stops,
Generation-skipping transfer,
House of issue,
Hot issue,
Holder in due course,
Held at the opening,
In escrow,
International Securities Identification Number,
Issue date,
In-house,
In line,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Last In First Out,
Limited risk,
Lending at a rate,
Limit-on-close order,
Limit order,
Limit order book,
Limit order information system,
Limit price,
Limit down,
Limit move,
Limit up,
Lock-limit,
Limited company,
Long-Term Equity Anticipation Securities,
Lock-in,
Limited Liability Company,
Locked in,
Level I quotes,
Make a market,
Money at call,
Marketable securities,
Master limited partnership,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
No limit order,
New issue,
Original Issue Discount,
Original issue stock,
Private banking,
Payment-in-kind security,
Price Value of a Basis Point,
Private sector pass-through,
Private placement,
Public limited partnership,
Public Securities Association,
P&L,
Private debt,
Price limit,
Policy limit,
Private Mortgage Insurance,
Placement,
Private Market Value,
Position limit,
Paid-in capital,
Paid-in surplus,
Private company,
Private Investment in Public Equity,
Private letter ruling,
Private equity,
Private limited partnership,
Regulation D,
Regulation T,
Regulation U,
Regulation A,
Resyndication limited partnership,
SEC filing,
SG&A,
S&L,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell limit order,
Stop-limit order,
Sue,
Securities lending,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
Transfer,
T-Bill,
Take a position,
Trailing P/E,
Transfer agent,
TED spread,
Truth in Lending,
Tenancy at will,
Transfer tax,
Top hat plan,
Transfer payments,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unseasoned issue,
Uniform Securities Act,
VAT,
Venture capital limited partnership,
Wire transfer,
When, as, and if issued,
When issued,
Y shares