Retail brokerage

10-K, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Action to quiet title, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Accredited investor, Angel investor, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bureau of Public Debt, Broker, Brokerage, Brokerage firm, Brokerage house, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Broker loan rate, B shares, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Contra broker, Contract broker, Customer protection rule, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Customer, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Either-or order, E-mini, Exchange of spot, Employee Retirement Income Security Act of 1974, First In First Out, Financial institution, Flight to quality, Flow of funds, Fill or kill, Floor broker, Front-ending an order, Full-service brokerage, Forward P/E, Factors of production, Favorable balance of trade, Form 8-K, Form S-1, Family of funds, Fund of funds, Free right of exchange, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Holder in due course, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, In escrow, Independent broker, In-house, Institutional brokerage, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insurance broker, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, Institutional pot, In intestacy, In play, In-process research and development, Institutional fund, Institutional shares, I/O strip, In-service withdrawal, Imbalance of orders, In and out, Individual investor, Institutional investor, In sympathy, In the tank, Jumping the gun, Know Your Customer, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Letter of comment, Legal age, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Make a market, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Most distant month, Money at call, Mortgage broker, Most active, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Notice of Default, National Association of Real Estate Investment Trusts, Normal retirement age, Nonaccredited investor, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, Opinion of title, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Pooling of interests, Payment-in-kind security, Price Value of a Basis Point, Prime broker, Prime brokerage, P&L, Power of Attorney, Prioritization of debt, Paid-in capital, Paid-in surplus, Passive investor, Private Investment in Public Equity, Preservation of capital, Painting the tape, Qualified institutional investor, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Retail banking, Reading the tape, Regulation G, Regulation T, Regulation U, Retail brokerage, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Retail Price Index, Retail sales index, Regulation A, Right of first refusal, Right of rescission, Right to Know, Retail lending, Revolving line of credit, Right of recourse, Rule of 78, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, Retail investor, SG&A, Sight letter of credit, S&L, Securities Investor Protection Corporation, Segregation of securities, Sell the book, Street broker, Standard of living, Second-to-die insurance, Statute of Limitations, Satisfaction of debt, Staggered board of directors, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unit of trade, Unit of trading, Waiver of premium, W-2 Form, W formation, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst