Rule 10b-6

10-Q, 10-K, 12b-1 funds, 30-day wash rule, Allowance for depreciation, Above par, Accrual of discount, Accrued market discount, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Attorney in fact, Assignment of mortgage, A shares, At the money, Age-weighted plan, Across the board, Action, Additional paid-in capital, Active market, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Auction market, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Below par, Best bid, Bid, Bid/ask spread, Bid-to-cover ratio, Bill pass, Bond market, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bear market, Board of Governors, Bulldog market, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, B shares, Breadth-of-market theory, Beat the gun, Bull market, Cost Of Goods Sold, Cost of sales, Capital market, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Coupon pass, Current market value, Code of procedure, Customer protection rule, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash market, Chasing the market, Chicago Board of Trade, Commodities Exchange Act, Contract market, Cost-of-living rider, Capital gains distribution, Certificate of stock, Corporate action, Cost of carry, Competitive bid, Certificate of title, Class action suit, Contract for deed, Cancellation of debt, Certificate of Claim, Chapter 10, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Closing transaction, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Choice market, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Close market, Continuous market, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Dealer market, Debt market, Distribution date, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Distribution period, Dividend in arrears, Desk (the), Division of labor, Distribution stock, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Direct participation program, Dogs of the Dow, Deep market, Depth of market, Double auction market, Eurodollar certificate of deposit, Ex-legal, External market, Either-or order, ECU, Effective par, Edge Act, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Emerging market, Ex-all, Ex-warrants, Employee Retirement Income Security Act of 1974, Excess distribution, Ex-rights, Ex-rights date, Exchange distribution, First In First Out, Form 10-Q, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Fed pass, Free market, Free market price, Fee-for-service, Fair market value, Form 8-K, Form S-1, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Family of funds, Fund of funds, Federal Insurance Contributions Act, Free right of exchange, Federal ID Number, Fourth market, Ginnie Mae pass-through, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, Glass-Steagall Act, Good Til Canceled, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Graveyard market, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, Heir, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, HUD-1 statement, Housing Market Index, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Income distribution, Inefficient market, Inverted market, Internal market, Inside market, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Income exclusion rule, Imbalance of orders, Imperfect market, In and out, In sympathy, In the tank, Jumping the gun, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Long Market Value, Law of demand, Law of supply, Lump sum distribution, Long-Term Equity Anticipation Securities, Letter of comment, Legal age, Line of credit, Lock-in, Leading the market, Locked in, Long-term gain or loss, Lognormal distribution, Level I quotes, Liquid market, Locked market, Market basket, Market capitalization, Market conversion price, Mortgage pass-through security, Make a market, Market if touched order, Market letter, Market maker, Market maker spread, Market on close order, Market order, Mark-to-market, Medium of exchange, Market economy, Making delivery, Make whole provision, Market rate, Modified pass-through, Money at call, Minimum distribution, Marketable securities, Market cap, Market neutral, Market portfolio, Market timer, Market timing, Market analysis, Market, Market inefficiency, Market opening, Market return, Market-share weighted index, Market surveillance, Market-value weighted index, Market Volatility Index, Mixed market, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, Nine-Bond Rule, Noncompetitive bid, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Normal market, No-Action Letter, Notice of Default, National Association of Real Estate Investment Trusts, Nonperiodic distribution, Normal retirement age, Nasdaq Small Cap Market, Normal distribution, Narrow market, National Market Advisory Board, Negotiated market, Net transaction, Off the books, One time charge, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Open market operation, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Opening transaction, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, One man picture, On open, On the opening, Open market, Operationally efficient market, Outside market, Pooling of interests, Pro forma, Par bond, Participation certificate, Pass-through, Pass-through coupon rate, Payment-in-kind security, Price Value of a Basis Point, Private sector pass-through, Payment for order flow, Public Securities Association, P&L, Provision for income taxes, Physical market, Primary market, Power of Attorney, Participation, Participation loan, Prioritization of debt, Private Market Value, Passive income, Passive loss, Premature distribution, Prudent Expert Act, Paid-in capital, Paid-in surplus, Passive investor, Pre-syndicate bid, Private Investment in Public Equity, Passive management, Perfect capital market, Preservation of capital, Probability distribution, Painting the tape, Plus tick rule, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 10b-6, Rule 15c3-1, Rule 19c3, Rule 405, Rule 415, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulation A, Right of first refusal, Right of rescission, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, Rule 13d, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Secondary distribution, Secondary market, Securities and Exchange Commission, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Series 6, Syndicate bid, Standard of living, Spot market, Stock market, Severally but not jointly, Statute of Limitations, Satisfaction of debt, Secondary mortgage market, Securities lending, Staggered board of directors, Selling the spread, Short market value, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, Short sale rule, S Corporation, Short-term gain or loss, Sin tax, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Specialist market, S&P phenomenon, Transaction, T-Bill, Take a position, Two-sided market, Two-way market, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Thin market, Third market, Tight market, Transparent market, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit of trade, Unit of trading, Williams Act, Waiver of premium, Wash sale rule, Weak market, When, as, and if issued, Wide market, X or XD, Yankee bond market, Y shares