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Rule 19c3

An 

SEC

 rule that permits member firms to make off board trades in securities 

Listed

 on an 

Exchange

 after April 27, 1979. The rule was part of a move towards an experimental National 

Market

 System.



Related Terms: 11

APR

,

Exchange

,

ECU

,

ITS

,

Listed

,

Member firm

,

Market

,

National Market System

,

Permit

,

SEC

,

Trade


Other Related Pages:

Category: Brokerages


Starting With: R


Semi Related Terms: 554  CLICK HERE TO VIEW

10-K

,

1035 exchange

,

12b-1 funds

,

30-day wash rule

,

Accelerated Cost Recovery System

,

Approved list

,

Above par

,

Accrual of discount

,

Accrued market discount

,

After-tax basis

,

American Stock Exchange

,

Amortization of premium

,

At par

,

Allied member

,

All or any part

,

Associate member

,

At best

,

At call

,

Automated Order Entry System

,

At risk

,

Add-on service

,

Abstract of title

,

Action to quiet title

,

As is

,

Assignment to creditors

,

Attorney in fact

,

After acquired clause

,

After-acquired collateral

,

APR

,

Assignment of mortgage

,

A shares

,

Average price per share

,

At the money

,

After-tax contributions

,

Across the board

,

Additional paid-in capital

,

Ad valorem

,

After-tax

,

Active market

,

After-hours trading

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Auction market

,

Automated Pricing and Reporting System

,

Away from the market

,

Below the line

,

Books of final entry

,

Books of original entry

,

Book value per share

,

Banking Act of 1933

,

Below par

,

Bid-to-cover ratio

,

Block trade

,

Blue List

,

Bond market

,

Bureau of Public Debt

,

Brokerage firm

,

Brought over the wall

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Buy the book

,

Basic earnings per share

,

Balance of payments

,

Bear market

,

Board of Governors

,

Bulldog market

,

Breaking the syndicate

,

Bill of exchange

,

Bill of sale

,

Breach of trust

,

By the book

,

B shares

,

Big Board

,

Bulletin board

,

Blow-off top

,

Breadth-of-market theory

,

Beat the gun

,

Bull market

,

Cost Of Goods Sold

,

Cost of sales

,

Capital market

,

Certificate of Participation

,

Committee on Uniform Securities Identification Procedures

,

Current market value

,

Clearing firm

,

Clearing member

,

Code of procedure

,

Crossed trade

,

Customer protection rule

,

Chicago Mercantile Exchange

,

Capitalization of income

,

Cost of Living Adjustment

,

Cost-of-living index

,

Council of Economic Advisers

,

Cash and carry trade

,

Cash market

,

Chasing the market

,

Cheapest to deliver

,

Chicago Board of Trade

,

Commodities Exchange Act

,

Commodities Exchange Center

,

Commodity Exchange

,

Contract market

,

Cost-of-living rider

,

Certificate of stock

,

Chicago Board Options Exchange

,

Cost of carry

,

Certificate of title

,

Cancellation of debt

,

Certificate of Claim

,

Chapter 7

,

Correspondency system

,

Cost of debt capital

,

Cost of funds

,

C shares

,

Class of options

,

Close to the money

,

Certificate of Occupancy

,

Cloud on title

,

Choice market

,

Class A Shares

,

Class B Shares

,

Crash of 1929

,

Crash of 1987

,

Coefficient of determination

,

Certificate of delivery

,

Close a position

,

Close market

,

Continuous market

,

Cornering the market

,

Curbs in

,

Deposit in transit

,

Date of issue

,

Date of payment

,

Dealer market

,

Debt market

,

Drawn securities

,

Division of Enforcement

,

Division of Investment Management

,

Division of Market Regulation

,

Date of record

,

Dividend in arrears

,

Desk (the)

,

Division of labor

,

De-escalation clause

,

De facto

,

Doing business as

,

Durable Power of Attorney

,

Date of maturity

,

Debtor in possession

,

Debtor-in-possession financing

,

Deed of Release

,

Deed of Trust

,

Discharge of bankruptcy

,

Discharge of lien

,

Due-on-sale clause

,

Deep in the money

,

Deep out of the money

,

Deed of Surrender

,

Department of Housing and Urban Development

,

Dogs of the Dow

,

Daylight trade

,

Day trade

,

Deep market

,

Depth of market

,

Double auction market

,

Eurodollar certificate of deposit

,

Escrowed to maturity

,

Exchange

,

Ex-legal

,

External market

,

Eligible list

,

Exchange seat

,

ECU

,

European Monetary System

,

Exchange rate

,

Effective par

,

E-mini

,

Exchange against actuals

,

Exchange for futures

,

Exchange for physical

,

Exchange of spot

,

Exchange versus cash

,

Ex-pit transaction

,

Emerging market

,

Ex-all

,

Exchange ratio

,

Exchange fund

,

Exchange privilege

,

Exchange-traded option

,

Ex-warrants

,

Employee Retirement Income Security Act of 1974

,

Ex-rights

,

Ex-rights date

,

Exchange distribution

,

Financial Accounting Standards Board

,

First In First Out

,

Federal National Mortgage Association

,

Flight to quality

,

Flow of funds

,

Firm quotation

,

Front-ending an order

,

Floating exchange rate

,

Foreign exchange

,

Foreign exchange rate

,

Forward exchange rate

,

Forward P/E

,

Fully diluted earnings per share

,

Factors of production

,

Favorable balance of trade

,

Federal Reserve Board

,

Federal Trade Commission

,

Free market

,

Free market price

,

Free trade

,

First board

,

Fair market value

,

Form 8-K

,

Form S-1

,

Firm commitment offering

,

Firm commitment lending

,

Family of funds

,

Fund of funds

,

Free right of exchange

,

Forward trade

,

Fourth market

,

Government National Mortgage Association

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

G-7

,

General Agreement on Tariffs and Trade

,

Gross National Debt

,

Gross National Product

,

G-8

,

Gather in the stops

,

Graveyard market

,

Hart-Scott-Rodino Act of 1976

,

Hit the bid

,

House of issue

,

Hang Seng Index

,

Holder in due course

,

Hang out loan

,

Home equity line of credit

,

HUD-1 statement

,

Housing Market Index

,

Hammering the market

,

Held at the opening

,

Holding the market

,

In escrow

,

International Securities Identification Number

,

In-house

,

Investment Advisor Act of 1940

,

Investment Company Act of 1940

,

In line

,

Inefficient market

,

Inverted market

,

Internal market

,

International trade

,

Inside market

,

Insider Trading sanctions Act of 1984

,

Internal Rate of Return

,

Indication of interest

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

Income exclusion rule

,

Imbalance of orders

,

Imperfect market

,

In and out

,

In sympathy

,

Intermarket Trading System

,

In the tank

,

ITS

,

Jumping the gun

,

Last In First Out

,

Legal list

,

Lender of last resort

,

Law of one price

,

Listed

,

Little Board

,

Lending at a rate

,

Lessee member

,

Limit-on-close order

,

Limit order information system

,

Long Market Value

,

Law of demand

,

Law of supply

,

Limit move

,

London International Financial Futures and Options Exchange

,

Long-Term Equity Anticipation Securities

,

Letter of comment

,

Line of credit

,

Loan-to-cost

,

Loan-to-value

,

Lock-in

,

Listed option

,

Leading the market

,

Like-kind exchange

,

Locked in

,

Level I quotes

,

Liquid market

,

Locked market

,

Member bank

,

Market basket

,

Market capitalization

,

Market conversion price

,

Make a market

,

Market if touched order

,

Market letter

,

Market maker

,

Market maker spread

,

Market on close order

,

Market order

,

Mark-to-market

,

Member firm

,

Medium of exchange

,

Marginal propensity to consume

,

Market economy

,

Make whole provision

,

Market rate

,

Money at call

,

Morningstar Rating System

,

Marketable securities

,

Market cap

,

Market neutral

,

Market portfolio

,

Market timer

,

Market timing

,

Market analysis

,

Market

,

Market inefficiency

,

Market opening

,

Market return

,

Market-share weighted index

,

Market surveillance

,

Market-value weighted index

,

Market Volatility Index

,

Mixed market

,

National Bank

,

National Credit Union Administration

,

Negotiable certificate of deposit

,

Negotiable Order of Withdrawal

,

National Market System

,

New York Stock Exchange

,

Nine-Bond Rule

,

Notice of Sale

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Nonmember firm

,

National Debt

,

National Deficit

,

National Futures Association

,

New York Futures Exchange

,

Normal market

,

Notice of Default

,

National Association of Real Estate Investment Trusts

,

Nasdaq Small Cap Market

,

Narrow market

,

National Market Advisory Board

,

Negotiated market

,

Net change

,

Off-balance-sheet financing

,

Off the books

,

Office of Thrift Supervision

,

OTC Bulletin Board

,

Out-of-favor

,

Over-the-Counter

,

Off-floor order

,

On-floor order

,

On margin

,

Open market operation

,

One-share one-vote rule

,

Opinion of title

,

On account

,

On-the-spot loan

,

Out of the money

,

On-balance volume

,

Off-board

,

On close

,

On open

,

On the opening

,

Open market

,

Open trade equity

,

Operationally efficient market

,

Option exchange

,

Outside market

,

Pooling of interests

,

Par bond

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Public Securities Association

,

P&L

,

Primary earnings per share

,

Physical market

,

Pacific Rim

,

Primary market

,

Permit

,

Per stirpes

,

Power of Attorney

,

Prioritization of debt

,

Private Market Value

,

Pairs trade

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Perfect capital market

,

Preservation of capital

,

Painting the tape

,

Plus tick rule

,

Primary exchange

,

Return of capital

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Reading the tape

,

Real-time trade reporting

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Round of funding

,

Rule 10b-6

,

Rule 15c3-1

,

Rule 19c3

,

Rule 405

,

Rule 415

,

Rules of Fair Practice

,

Rate of exchange

,

Reciprocal of European terms

,

Regulation A

,

Right of first refusal

,

Right of rescission

,

Right to Know

,

Revolving line of credit

,

Right of recourse

,

Rule of 78

,

Right of redemption

,

Retirement Equity Act of 1984

,

Risk/return trade-off

,

Return on Capital Employed

,

Rate of return

,

Real rate of return

,

Regional exchange

,

Rule 13d

,

SEC filing

,

SG&A

,

Sight letter of credit

,

S&L

,

SEC

,

Secondary market

,

Securities and Exchange Commission

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Sell the book

,

Series 7

,

Small Order Execution System

,

Syndicate member

,

Standard of living

,

Spot market

,

Second-to-die insurance

,

Stock exchange

,

Stock market

,

Statute of Limitations

,

Satisfaction of debt

,

Secondary mortgage market

,

Securities lending

,

Staggered board of directors

,

Selling the spread

,

Short market value

,

Stock list

,

Selling short against the box

,

Shorting against the box

,

Short sale rule

,

Swing trade

,

S Corporation

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

Specialist market

,

S&P phenomenon

,

T-Bill

,

Term to maturity

,

Trade

,

Take a position

,

Two-sided market

,

Two-way market

,

Trailing P/E

,

Trade barrier

,

Trade deficit

,

Trade surplus

,

Trade house

,

Tenancy by the entirety

,

TED spread

,

Truth in Lending

,

Tenancy at will

,

Top hat plan

,

The Street

,

Timing the market

,

Taxpayer Relief Act of 1997

,

Tax Reform Act of 1986

,

Tax Reform Act of 1993

,

Take a bath

,

Thin market

,

Third market

,

Tight market

,

Trade date

,

Transparent market

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Unit of trade

,

Unit of trading

,

Watch list

,

World Trade Organization

,

Waiver of premium

,

War chest

,

W-2 Form

,

Wash sale rule

,

W formation

,

Weak market

,

When, as, and if issued

,

Wide market

,

X or XD

,

Year-To-Date

,

Yankee bond market

,

Yield to call

,

Yield to maturity

,

Yield to worst

,

Y shares


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