Rule 19c3

10-K, 1035 exchange, 12b-1 funds, 30-day wash rule, Accelerated Cost Recovery System, Approved list, Above par, Accrual of discount, Accrued market discount, After-tax basis, American Stock Exchange, Amortization of premium, At par, Allied member, All or any part, Associate member, At best, At call, Automated Order Entry System, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, After acquired clause, After-acquired collateral, APR, Assignment of mortgage, A shares, Average price per share, At the money, After-tax contributions, Across the board, Additional paid-in capital, Ad valorem, After-tax, Active market, After-hours trading, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Auction market, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Book value per share, Banking Act of 1933, Below par, Bid-to-cover ratio, Block trade, Blue List, Bond market, Bureau of Public Debt, Brokerage firm, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Basic earnings per share, Balance of payments, Bear market, Board of Governors, Bulldog market, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, B shares, Big Board, Bulletin board, Blow-off top, Breadth-of-market theory, Beat the gun, Bull market, Cost Of Goods Sold, Cost of sales, Capital market, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Current market value, Clearing firm, Clearing member, Code of procedure, Crossed trade, Customer protection rule, Chicago Mercantile Exchange, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Cash market, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodities Exchange Center, Commodity Exchange, Contract market, Cost-of-living rider, Certificate of stock, Chicago Board Options Exchange, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Chapter 7, Correspondency system, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Choice market, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Close market, Continuous market, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Dealer market, Debt market, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Daylight trade, Day trade, Deep market, Depth of market, Double auction market, Eurodollar certificate of deposit, Escrowed to maturity, Exchange, Ex-legal, External market, Eligible list, Exchange seat, ECU, European Monetary System, Exchange rate, Effective par, E-mini, Exchange against actuals, Exchange for futures, Exchange for physical, Exchange of spot, Exchange versus cash, Ex-pit transaction, Emerging market, Ex-all, Exchange ratio, Exchange fund, Exchange privilege, Exchange-traded option, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Exchange distribution, Financial Accounting Standards Board, First In First Out, Federal National Mortgage Association, Flight to quality, Flow of funds, Firm quotation, Front-ending an order, Floating exchange rate, Foreign exchange, Foreign exchange rate, Forward exchange rate, Forward P/E, Fully diluted earnings per share, Factors of production, Favorable balance of trade, Federal Reserve Board, Federal Trade Commission, Free market, Free market price, Free trade, First board, Fair market value, Form 8-K, Form S-1, Firm commitment offering, Firm commitment lending, Family of funds, Fund of funds, Free right of exchange, Forward trade, Fourth market, Government National Mortgage Association, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, Gross National Debt, Gross National Product, G-8, Gather in the stops, Graveyard market, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hang Seng Index, Holder in due course, Hang out loan, Home equity line of credit, HUD-1 statement, Housing Market Index, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Inefficient market, Inverted market, Internal market, International trade, Inside market, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Income exclusion rule, Imbalance of orders, Imperfect market, In and out, In sympathy, Intermarket Trading System, In the tank, ITS, Jumping the gun, Last In First Out, Legal list, Lender of last resort, Law of one price, Listed, Little Board, Lending at a rate, Lessee member, Limit-on-close order, Limit order information system, Long Market Value, Law of demand, Law of supply, Limit move, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Listed option, Leading the market, Like-kind exchange, Locked in, Level I quotes, Liquid market, Locked market, Member bank, Market basket, Market capitalization, Market conversion price, Make a market, Market if touched order, Market letter, Market maker, Market maker spread, Market on close order, Market order, Mark-to-market, Member firm, Medium of exchange, Marginal propensity to consume, Market economy, Make whole provision, Market rate, Money at call, Morningstar Rating System, Marketable securities, Market cap, Market neutral, Market portfolio, Market timer, Market timing, Market analysis, Market, Market inefficiency, Market opening, Market return, Market-share weighted index, Market surveillance, Market-value weighted index, Market Volatility Index, Mixed market, National Bank, National Credit Union Administration, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, New York Stock Exchange, Nine-Bond Rule, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Nonmember firm, National Debt, National Deficit, National Futures Association, New York Futures Exchange, Normal market, Notice of Default, National Association of Real Estate Investment Trusts, Nasdaq Small Cap Market, Narrow market, National Market Advisory Board, Negotiated market, Net change, Off-balance-sheet financing, Off the books, Office of Thrift Supervision, OTC Bulletin Board, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Open market operation, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Out of the money, On-balance volume, Off-board, On close, On open, On the opening, Open market, Open trade equity, Operationally efficient market, Option exchange, Outside market, Pooling of interests, Par bond, Payment-in-kind security, Price Value of a Basis Point, Public Securities Association, P&L, Primary earnings per share, Physical market, Pacific Rim, Primary market, Permit, Per stirpes, Power of Attorney, Prioritization of debt, Private Market Value, Pairs trade, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Perfect capital market, Preservation of capital, Painting the tape, Plus tick rule, Primary exchange, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reading the tape, Real-time trade reporting, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 10b-6, Rule 15c3-1, Rule 19c3, Rule 405, Rule 415, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Return on Capital Employed, Rate of return, Real rate of return, Regional exchange, Rule 13d, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Secondary market, Securities and Exchange Commission, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Series 7, Small Order Execution System, Syndicate member, Standard of living, Spot market, Second-to-die insurance, Stock exchange, Stock market, Statute of Limitations, Satisfaction of debt, Secondary mortgage market, Securities lending, Staggered board of directors, Selling the spread, Short market value, Stock list, Selling short against the box, Shorting against the box, Short sale rule, Swing trade, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Specialist market, S&P phenomenon, T-Bill, Term to maturity, Trade, Take a position, Two-sided market, Two-way market, Trailing P/E, Trade barrier, Trade deficit, Trade surplus, Trade house, Tenancy by the entirety, TED spread, Truth in Lending, Tenancy at will, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Thin market, Third market, Tight market, Trade date, Transparent market, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit of trade, Unit of trading, Watch list, World Trade Organization, Waiver of premium, War chest, W-2 Form, Wash sale rule, W formation, Weak market, When, as, and if issued, Wide market, X or XD, Year-To-Date, Yankee bond market, Yield to call, Yield to maturity, Yield to worst, Y shares