Rule 415

10-K, 52-week low, 30-day wash rule, Allowance for depreciation, Asset/equity ratio, Accrual of discount, Accrued market discount, Amortization of premium, At par, All or any part, At best, At call, All-risks coverage, At risk, Add-on service, Abstract of title, As is, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Active market, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Auction market, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bond market, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bear market, Board of Governors, Bulldog market, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, B shares, Breadth-of-market theory, Beat the gun, Bull market, Cash asset ratio, Cash ratio, Collection ratio, Cost Of Goods Sold, Cost of sales, Capital market, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion ratio, Current issue, Current market value, Central Registration Depository, Code of procedure, Customer protection rule, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash market, Chasing the market, Chicago Board of Trade, Contract market, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Call ratio backspread, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Choice market, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Close market, Continuous market, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Dealer market, Debt market, Debt shelf, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend payout ratio, Desk (the), Division of labor, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Daily low, Deep market, Depth of market, Double auction market, Efficiency ratio, Eurodollar certificate of deposit, External market, Either-or order, ECU, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Emerging market, Ex-all, Exchange ratio, Exercise ratio, Employee Retirement Income Security Act of 1974, Exclusion ratio, First In First Out, Fixed-charge coverage ratio, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Free market, Free market price, Fee-for-service, Fair market value, Form 8-K, Form S-1, Fully distributed issue, Family of funds, Fund of funds, Free right of exchange, Fourth market, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Graveyard market, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hedge ratio, Hot issue, Holder in due course, High-ratio mortgage, Home equity line of credit, Housing Market Index, High-low index, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, Issue date, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Inefficient market, Inverted market, Internal market, Inside market, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, Income replacement ratio, In-service withdrawal, Income exclusion rule, Imbalance of orders, Imperfect market, In and out, In sympathy, In the tank, Jumping the gun, Joint will, Last In First Out, Liquidity ratio, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Long Market Value, Law of demand, Law of supply, Long-Term Equity Anticipation Securities, Letter of comment, Living will, Line of credit, Loan-value ratio, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Liquid market, Locked market, Low, Market basket, Market capitalization, Market conversion price, Make a market, Market if touched order, Market letter, Market maker, Market maker spread, Market on close order, Market order, Mark-to-market, Medium of exchange, Market economy, Market rate, Money at call, Marketable securities, Market cap, Market neutral, Market portfolio, Market timer, Market timing, Market analysis, Market, Market inefficiency, Market opening, Market return, Market-share weighted index, Market surveillance, Market-value weighted index, Market Volatility Index, Mixed market, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, Nine-Bond Rule, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, Normal market, New issue, Notice of Default, National Association of Real Estate Investment Trusts, Nasdaq Small Cap Market, Narrow market, National Market Advisory Board, Negotiated market, Off the books, Overhead ratio, Office of Thrift Supervision, Original Issue Discount, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Open market operation, One-share one-vote rule, Original issue stock, Opinion of title, On account, On-the-spot loan, Out of the money, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Open market, Operationally efficient market, Outside market, Pooling of interests, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, Public Securities Association, Payout ratio, P&L, Provision for income taxes, Physical market, Pre-existing conditions, Primary market, Pour-over will, Power of Attorney, Prioritization of debt, Private Market Value, Paid-in capital, Paid-in surplus, Piggyback registration rights, Private Investment in Public Equity, Perfect capital market, Preservation of capital, Put ratio backspread, Profit ratio, Painting the tape, Plus tick rule, Put/call ratio, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reserve ratio, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 10b-6, Rule 15c3-1, Rule 19c3, Rule 405, Rule 415, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Ratio, Registration, Registration Statement, Regulation A, Right of first refusal, Right of rescission, Revolving line of credit, Right of recourse, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Right of redemption, Retirement Equity Act of 1984, Ratio analysis, Return on Capital Employed, Rate of return, Real rate of return, Rule 13d, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Secondary market, Securities and Exchange Commission, Shelf offering, Shelf registration, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Standard of living, Spot market, Short interest ratio, Stock market, Small corporate offering registration, Statute of Limitations, Sue, Satisfaction of debt, Secondary mortgage market, Securities lending, Staggered board of directors, Selling the spread, Short market value, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Specialist market, S&P phenomenon, T-Bill, Take a position, Two-sided market, Two-way market, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Thin market, Third market, Tight market, Transparent market, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unseasoned issue, Uniform Securities Act, Unit of trade, Unit of trading, Variable ratio write, Variable ratio plan, Waiver of premium, W-2 Form, Wash sale rule, W formation, Weak market, When, as, and if issued, When issued, Wide market, X or XD, Yankee bond market