SEC

10-Q, 10-K, 1035 exchange, 12b-1 funds, Accredited Personal Financial Planning Specialist, Allowance for depreciation, ACH, Adjustable rate, Asset management account, Above par, Accrual of discount, Accrued market discount, Active management, Agency bond, Agency security, American Stock Exchange, Amortization of premium, At par, Agency, Allied member, All or any part, Associate member, At best, At call, Adjustable rate preferred stock, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, Affinity fraud, As is, Assignment to creditors, Attorney in fact, Adjustable Rate Mortgage, Advance rate, Amortization term, Annual Percentage Rate, Applicable federal rate, Asset-based finance, Assignment of mortgage, Advisor, Aggressive growth fund, A shares, Asset allocation fund, Assets under management, Automatic investment plan, Average price per share, At the money, Absorption rate, Age-weighted plan, Across the board, Additional paid-in capital, Average up, Ad 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option, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Even up, Exchange distribution, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Fiscal year, Fixed-charge coverage ratio, Form 10-Q, Federal Deposit Insurance Corporation, Federal funds, Federal Savings and Loan Association, Fed funds, Financial institution, Federal Home Loan Mortgage Corporation, Federal National Mortgage Association, Federal Reserve Note, Finance, Financial instrument, Flight to quality, Floating-rate bond, Flow of funds, Full, Full lot, Full price, Federal Call, Fill or kill, Financial analyst, Firm quotation, Floor broker, Front-ending an order, Full-service brokerage, Fund supermarket, Floating exchange rate, Foreign exchange, Foreign exchange rate, Forward deal, Forward exchange rate, Forward P/E, Fully diluted earnings per share, Factors of production, Favorable balance of trade, Fed, Fed bias, Fed 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objective, Investment policy, Investment trust, Interest rate option, I/O strip, Investment property, In-service withdrawal, Investment philosophy, Inflection point, Imbalance of orders, Imperfect market, In and out, Individual investor, Institutional investor, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Joint Stock Company, Last In First Out, Lender of last resort, Law of one price, Long-term, Lending at a rate, Lessee member, Limit-on-close order, Limit order information system, Long Market Value, Labor force, Law of demand, Law of supply, Limit up, London International Financial Futures and Options Exchange, Limited company, London Inter-Bank Offer Rate, Level term insurance, Long-term care insurance, Long-term debt, Long-Term Equity Anticipation Securities, Letter of comment, Legal age, Living trust, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Long-term mortgage, Lifecycle fund, Load fund, Leg, 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analysis, Market, Market inefficiency, Market opening, Market return, Market-share weighted index, Market surveillance, Market-value weighted index, Market Volatility Index, Mixed market, Net investment, Non-financial asset, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, New York Stock Exchange, Nominal rate, Notice of Sale, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, No limit order, Nonmember firm, No quote, New York Futures Exchange, Normal market, No-Fault, New issue, No-Action Letter, Non-disclosure agreement, Nondiscretionary trust, Notary Public, Null and void, No-lien affidavit, Notice of Default, No-load, National Association of Real Estate Investment Trusts, Non-investment property, Normal retirement age, Nasdaq Small Cap Market, No-load stock, Narrow market, National Market Advisory Board, Negotiated market, Net change, New high, No book, Nonaccredited investor, Off the books, One time charge, Other current assets, Other long term liabilities, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, Other income, Open market operation, Operating rate, Offshore company, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Open-end credit, Open-end mortgage, Open-end fund, Open-end management company, Option income fund, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On-balance volume, On close, One man picture, On open, On the opening, Open market, Open trade equity, Operationally efficient market, Option exchange, Outside market, Pooling of interests, Profit and loss statement, Pro forma, Paper dealer, Par bond, Pass-through coupon rate, Payment-in-kind security, Point, Premium over bond value, Premium over conversion value, Price Value of a Basis Point, Primary instrument, Public bond, Public offering, Public purpose bond, Payment for order flow, Primary Dealer, Prime broker, Prime brokerage, Public limited partnership, Public Securities Association, P&L, Primary earnings per share, Provision for income taxes, Public goods, Public sector, Physical market, Pacific Rim, PPO, Primary market, Public company, Public offering price, Party, Per stirpes, Pour-over will, Power of Attorney, Paid up, Prime rate, Prioritization of debt, Private Market Value, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Pairs trade, Privilege dealer, Pension fund, Prudent Expert Act, Paid-in capital, Paid-in surplus, Participating trust, Passive investor, Private company, Private Investment in Public Equity, Public, Public equity, Publicly held, Publicly traded, Public ownership, Passive management, Perfect capital market, Preservation of capital, Point-and-figure chart, Painting the tape, 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estate broker, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Regulation FD, Risk/return trade-off, Risk management, Return on Capital Employed, Rate of return, Real rate of return, Regional exchange, Retail investor, SEC filing, Selling, General and Administrative Expenses, SG&A, Single-entry bookkeeping, Sales charge, Savings and Loan, Savings Association Insurance Fund, Short-term reserves, Sight letter of credit, S&L, SEC, Secondary market, Securities and Exchange Commission, Self-supporting bond, Series EE bond, Short-term, Sinking fund, Spot rate, Staggered maturities, Step-up bond, Super sinker bond, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Selective disclosure, Sell the book, Split commission, Street broker, Syndicate member, Savings rate, Smokestack industry, Standard of living, Swap rate, Series 3, Single stock futures, Spot market, 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tax, Standard mileage rate, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Small investor, Sophisticated investor, Specialist market, S&P phenomenon, Stop and reverse, Term CD, T-Bill, Term, Term bond, Term to maturity, Trade, Trust-preferred security, Take a position, Two-sided market, Two-way market, Trailing P/E, Trade barrier, Trade deficit, Trade surplus, Trade house, Term insurance, Tenancy by the entirety, Testamentary trust, Third party, Trust, Trust company, Trust fund, Teaser rate, TED spread, Term deposit, Term loan, Truth in Lending, Tax-free bond fund, Tax-managed fund, Term trust, Tenancy at will, Title company, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Term repo, Thinly traded, Thin market, Third market, Tight market, Trade date, Transparent market, Term sheet, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unemployment rate, Unit Investment Trust, Unit Trust, Up volume, Unit of trade, Unit of trading, Variable rate, Voting trust, Williams Act, Work force, World Trade Organization, World fund, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, Weak market, When, as, and if issued, Wide market, X or XD, Year-over-year, Year-To-Date, Yankee bond market, Yield to call, Yield to maturity, Yield to worst, Y shares, Zero-investment portfolio