SEC fee
Very small fee that the SEC charges the seller of Listed securities.
Semi Related Terms: 282 CLICK HERE TO VIEW
Approved list,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
All-risks coverage,
At risk,
Abstract of title,
As is,
Assignment of mortgage,
A shares,
At the money,
Across the board,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Blue List,
Bureau of Public Debt,
Brought over the wall,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
B shares,
Breadth-of-market theory,
Beat the gun,
Charge,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Carrying charge,
Chasing the market,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Charge card,
Commitment fee,
Cost of debt capital,
Cost of funds,
Contingent deferred sales charge,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Deferred charge,
Date of issue,
Date of payment,
Drawn securities,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Desk (the),
Division of labor,
Durable Power of Attorney,
Date of maturity,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Eligible list,
ECU,
E-mini,
Exchange of spot,
Ex-all,
Exit fee,
Employee Retirement Income Security Act of 1974,
Fixed-charge coverage ratio,
Flow of funds,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fee-for-service,
Form S-1,
Finance charge,
Family of funds,
Fund of funds,
Free right of exchange,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Home equity line of credit,
Hammering the market,
Held at the opening,
Holding the market,
International Securities Identification Number,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
I/O strip,
Imbalance of orders,
In the tank,
Jumping the gun,
Legal list,
Lender of last resort,
Law of one price,
Listed,
Lending at a rate,
Law of demand,
Law of supply,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Listed option,
Leading the market,
Level I quotes,
Maintenance fee,
Make a market,
Medium of exchange,
Money at call,
Marketable securities,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Notice of Default,
National Association of Real Estate Investment Trusts,
Nasdaq Small Cap Market,
Off the books,
One time charge,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
Opinion of title,
On-the-spot loan,
Origination fee,
Out of the money,
Odd lot buy/sell ratio,
On the opening,
Pooling of interests,
Price Value of a Basis Point,
Public Securities Association,
P&L,
Power of Attorney,
Prioritization of debt,
Preservation of capital,
Painting the tape,
Return of capital,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Redemption fee,
Right of redemption,
Retirement Equity Act of 1984,
Rate of return,
Real rate of return,
SEC filing,
SG&A,
Sales charge,
Sales fee,
Sight letter of credit,
S&L,
SEC,
Securities and Exchange Commission,
Sell,
Series EE bond,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell limit order,
Sell order,
Sell plus,
Sell-side analyst,
Sell the book,
Small Order Execution System,
Standard of living,
Small corporate offering registration,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Seller financing,
Staggered board of directors,
Selling the spread,
Surrender charge,
Small cap,
Stock list,
Selling short against the box,
Shorting against the box,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
Small investor,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
TED spread,
Tenancy at will,
Top hat plan,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unit of trade,
Unit of trading,
Watch list,
Wrap fee,
Waiver of premium,
Y shares