SEC filing
A document, usually containing financial data, that a company delivers to the SEC and, thereby, to the Public.
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Accredited Personal Financial Planning Specialist,
At par,
All or any part,
At best,
At call,
All-risks coverage,
At risk,
Add-on service,
Action to quiet title,
Assignment to creditors,
Attorney in fact,
A shares,
At the money,
Across the board,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Automated Pricing and Reporting System,
Away from the market,
Below the line,
Bank holding company,
Bid-to-cover ratio,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Breaking the syndicate,
By the book,
B shares,
Buy and write,
Beat the gun,
Certified Public Accountant,
Combined financial statement,
Consolidated financial statement,
Committee on Uniform Securities Identification Procedures,
Cash and carry trade,
Chasing the market,
Cheapest to deliver,
Controlled company,
Closed-end investment company,
C shares,
Close to the money,
Cloud on title,
Class A Shares,
Class B Shares,
Child and dependent care credit,
Cup and handle,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Del credere agency,
Do Not Reduce,
Dividend in arrears,
Desk (the),
Direct Public Offering,
De-escalation clause,
De facto,
Debtor in possession,
Debtor-in-possession financing,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Department of Housing and Urban Development,
Dogs of the Dow,
Escrowed to maturity,
E-mini,
Ex-all,
Financial Accounting Standards Board,
Financial asset,
Financial capital,
Financial statement,
First In First Out,
Federal Savings and Loan Association,
Financial institution,
Financial instrument,
Flight to quality,
Financial analyst,
Front-ending an order,
Forward P/E,
Financial futures,
Form S-1,
Friends and family offering,
Finance company,
Financial risk,
Full faith and credit,
Financial advisor,
Free and clear,
FIN,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Going public,
Growth and income fund,
Gather in the stops,
Hit the bid,
Health Insurance Portability and Accountability Act,
Holding company,
Holder in due course,
Head and shoulders,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
In-house,
Investment Company Act of 1940,
In line,
Initial Public Offering,
In intestacy,
In play,
In-process research and development,
Investment company,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Jointly and severally,
Jumping the gun,
Joint and several liability,
Joint and survivor annuity,
Joint Stock Company,
Last In First Out,
Lending at a rate,
Limit-on-close order,
London International Financial Futures and Options Exchange,
Limited company,
Loan-to-cost,
Loan-to-value,
Lock-in,
Leading the market,
Limited Liability Company,
Locked in,
Level I quotes,
Mutual company,
Make a market,
Market on close order,
Mark-to-market,
Marginal propensity to consume,
Money at call,
Management company,
Non-financial asset,
Notary Public,
Null and void,
Off the books,
Over-the-Counter,
On-floor order,
On margin,
Offshore company,
On account,
On-the-spot loan,
Open-end management company,
Out of the money,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
On open,
On the opening,
Profit and loss statement,
Payment-in-kind security,
Price Value of a Basis Point,
Public bond,
Public offering,
Public purpose bond,
Public limited partnership,
Public Securities Association,
P&L,
Public goods,
Public sector,
Public company,
Public offering price,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private company,
Private Investment in Public Equity,
Public,
Public equity,
Public ownership,
Point-and-figure chart,
Painting the tape,
Public book,
Reports and Records,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Regulated investment company,
Registered Company,
Regulation A,
Right to Know,
Return on Capital Employed,
SEC filing,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
S&L,
SEC,
Securities and Exchange Commission,
SEC fee,
Sell the book,
Second-to-die insurance,
Stock life insurance company,
Sale and leaseback,
Selling the spread,
Selling short against the box,
Shorting against the box,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Seek a market,
S&P phenomenon,
Stop and reverse,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Tenancy by the entirety,
Trust company,
Truth in Lending,
Tenancy at will,
Title company,
Top hat plan,
The Street,
Timing the market,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Widow-and-orphan stock,
When, as, and if issued,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares