SIPC

10-Q, 10-K, 12b-1 funds, Account, Accounts receivable, Accounts receivable aging, Accounts receivable turnover, Account statement, Asset/equity ratio, Account aggregation, Account balance, Active account, Agent bank, Alternate account, Asset management account, Automatic Funds Transfer, Accrual of discount, American Municipal Bond Assurance Corporation, Amortization of premium, At par, Account executive, Allied member, All or any part, Associate member, At best, At call, Alien corporation, All-risks coverage, At risk, Aggregate corporation, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, Aggressive growth fund, A shares, Asset allocation fund, Automatic investment plan, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Average up, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Accredited investor, Angel investor, Bank reconciliation, Below the line, Book profit, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking Act of 1933, Bank Note, Bank Trust Department, Balanced fund, Bank-eligible issues, Bid-to-cover ratio, Blend fund, Bond fund, Bureau of Public Debt, Broker, Brokerage, Brokerage firm, Brokerage house, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Board of Governors, Break-even analysis, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bailing out, Bankrupt, Bank term loan, Broker loan rate, Bust-up takeover, B shares, Buy and write, Balanced investment strategy, Break-even tax rate, Breadth-of-market theory, Beat the gun, Capital investment, Capital loss, Cash, Cash asset ratio, Cash basis, Cash budget, Cash control, Cash conversion cycle, Cash cycle, Cash earnings, Cash equivalence, Cash journal, Cash ratio, Collection ratio, Contra account, Cost Of Goods Sold, Cost of sales, Cash reserves, Central assets account, Checking account, Clearinghouse funds, Commercial bank, Consumer bank, Custodial account, Call protection, Cash equivalents, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion ratio, Cash account, Clearing corporation, Clearing member, Closed out, Code of procedure, Contra broker, Contract broker, Customer protection rule, Cash dividend, Capitalization of income, Capital account, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Current account, Customer, Cash and carry trade, Cash commodity, Cash market, Cash price, Cash settlement, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cash surrender value, Cash value, Cash value life insurance policy, Cash withdrawal, Casualty loss, Claim, Cost-of-living rider, Capital gains distribution, Certificate of stock, Closed corporation, Cost of carry, Certificate of title, Cancellation of debt, Cash advance, Cash collateral, Cash credit, Cash-out refinancing, Certificate of Claim, Chapter 10, Cost of debt capital, Cost of funds, Crowding out, Capital appreciation fund, Clone fund, Closed-end fund, Closed-end investment company, Closed fund, Crossover fund, C shares, Call ratio backspread, Class of options, Close to the money, Cash Against Documents, Certificate of Occupancy, Cloud on title, Cash-balance plan, Cash or Deferred Arrangement, Cash sale, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Cover, Capital gains tax, Capital loss carryover, Child and dependent care credit, Coefficient of determination, Cup and handle, Cash buying, Cash delivery, Certificate of delivery, Close a position, Close out, Cornering the market, Curbs in, Curbs out, Direct profit, Dealer bank, Deposit in transit, Drawing account, Date of issue, Date of payment, Dealer market, Drawn securities, Dealer, Deep discount broker, Discount broker, Discretionary account, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Dividend in arrears, Dividend payout ratio, Desk (the), Division of labor, Domestic corporation, Deal stock, Discounted Cash Flow Analysis, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Downside protection, Deed of Surrender, Department of Housing and Urban Development, Deferred account, DAX 100, Defensive investment strategy, Dogs of the Dow, Double up, Depth of market, Deal, Deal flow, Efficiency ratio, Electronic Funds Transfer, Eurodollar certificate of deposit, Escrowed to maturity, Event risk, External funds, Either-or order, ECU, E-mini, Exchange against actuals, Exchange of spot, Exchange versus cash, European Central Bank, Export-Import Bank, Ex-all, Exchange ratio, Enhanced index fund, Environmental fund, Equity fund, Exchange fund, Exercise ratio, Employee Retirement Income Security Act of 1974, Exclusion ratio, Even lot, Even spread, Even up, First In First Out, Fixed-charge coverage ratio, Form 10-Q, Federal Deposit Insurance Corporation, Federal funds, Federal Savings and Loan Association, Fed funds, Frozen account, Federal Home Loan Mortgage Corporation, Flight to quality, Flow of funds, Fill or kill, Floor broker, Front-ending an order, Full-service brokerage, Fund supermarket, Forward deal, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Forward cover, Foreign corporation, Foreign direct investment, Forbes 500, Form 8-K, Form S-1, Fortune 500, Friends and family offering, Fund, Full faith and credit, Funded debt, Family of funds, Focused fund, Fund family, Fund manager, Fund of funds, Free and clear, Flexible spending account, Fixed investment trust, Free right of exchange, Gross profit, Gross profit margin, Government securities, Government Securities Clearing Corporation, Guaranteed Investment Contract, General account, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Global fund, Growth and income fund, Growth fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House account, House of issue, Hedge ratio, Health Insurance Portability and Accountability Act, Holder in due course, Hang out loan, High-ratio mortgage, Home equity line of credit, HUD-1 statement, Hedge fund, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Home run, Investment flows, Inactive account, Insured account, In escrow, International Securities Identification Number, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, Independent broker, In-house, Institutional brokerage, Introducing broker, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, International Monetary Fund, Investment multiplier, Insurance broker, Insurance claim, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, In intestacy, In play, In-process research and development, Income fund, Index fund, Institutional fund, International fund, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Investment property, Income replacement ratio, In-service withdrawal, Investment philosophy, Imbalance of orders, In and out, Individual investor, Institutional investor, In sympathy, In the tank, ITS, Joint account, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Know Your Customer, Knock-out option, Last In First Out, Liquidity ratio, Lender of last resort, Law of one price, Lending at a rate, Lessee member, Limit-on-close order, Law of demand, Law of supply, Limit up, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Long-Term Equity Anticipation Securities, Letter of comment, Liquidity event, Legal age, Line of credit, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Lifecycle fund, Load fund, Leading the market, Locked in, Long-term gain or loss, Loss carryover, Level I quotes, Modified cash basis, Member bank, Money center bank, Mutual Savings Bank, Municipal bond fund, Municipal investment trust, Muni fund, Make a market, Managed account, Margin account, Market on close order, Mark-to-market, Member firm, Merchant bank, Medium of exchange, Marginal propensity to consume, Money at call, Mortgage broker, Mutual fund, Mutual fund custodian, Mutual fund symbol, Matching funds, Marketable securities, Mixed account, Net investment, Net profit, Net profit margin, Non-cash expense, Non-financial asset, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nostro account, Non-callable, Non-callable bond, Non-interest-bearing note, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, No limit order, No quote, Non-cumulative preferred, Non-equity option, No-Fault, No-Action Letter, Non-compete agreement, Non-disclosure agreement, Null and void, No-lien affidavit, Non-conforming loan, Non-revolving credit card, Notice of Default, No-load, Non-resident alien tax, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, Non-investment property, Non-contributory plan, Non-insured plan, Non-qualified retirement plan, Normal retirement age, No-load stock, Nonstock Corporation, No book, Nonaccredited investor, Off the books, Operating cash flows, Overhead ratio, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Option account, Or better, Outside broker, Operating profit margin, Omnibus account, Opinion of title, On account, On-the-spot loan, Open-end fund, Option income fund, Options Clearing Corporation, Out of the money, Old age, survivors, and disability insurance, Ordinary loss, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Petty cash, Pooling of interests, Pre-depreciation profit, Pre-tax profit margin, Profit, Profit and loss statement, Profit margin, Pro forma, Paper dealer, Payment-in-kind security, Premium over bond value, Premium over conversion value, Price Value of a Basis Point, Primary Dealer, Prime broker, Prime brokerage, Public Securities Association, Payout ratio, P&L, Profit warning, Personal Injury Protection, Pour-over will, Power of Attorney, Paid up, Prioritization of debt, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Privilege dealer, Passive loss, Pension Benefit Guaranty Corporation, Pension fund, Profit-sharing, Paid-in capital, Paid-in surplus, Passive investor, Percent held by institutions, Private Investment in Public Equity, Preservation of capital, Put ratio backspread, Point-and-figure chart, Profit ratio, Painting the tape, Paper loss, Paper profit, Priced out, Profit-taking, Put/call ratio, Qualified institutional investor, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Run rate, Regional bank, Reserve ratio, Real Estate Mortgage Investment Conduit, Reading the tape, Receive against payment, Regulation D, Regulation G, Regulation T, Regulation U, Restricted account, Retail brokerage, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Regional fund, Reduced paid-up insurance, Ratio, Regulation A, Reverse Take-Over, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Roll over, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Roll up, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Ratio analysis, Return on Capital Employed, Rate of return, Realized profit, Real rate of return, Retail investor, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings account, Savings and Loan, Savings Association Insurance Fund, Savings bank, Sight letter of credit, S&L, State bank, SEC, Securities and Exchange Commission, Sinking fund, Step-up bond, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, SIPC, Stop-loss, Street broker, Sweep account, Syndicate member, Standard of living, Second-to-die insurance, Separate account, Short interest ratio, Stock Clearing Corporation, Severally but not jointly, Statute of Limitations, Statutory investment, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Sector fund, Series fund, Socially responsible fund, Specialized fund, Specialty fund, Stock fund, Systematic investment plan, Selling the spread, Step-up warrant, Step-up lease, Self-directed retirement account, Selling short against the box, Short cover, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Same Day Funds Settlement, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, Stop and reverse, Stopped out, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Trust fund, Truth in Lending, Tax-free bond fund, Tax-managed fund, Tenancy at will, Top hat plan, The Street, Timing the market, Taxable event, Tax loss carryback, Tax loss carryforward, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Trading profit, Top out, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Undermargined account, Uniform Securities Act, Unappropriated profit, Unit Investment Trust, Up volume, Unit of trade, Unit of trading, Unrealized loss, Unrealized profit, Variable ratio write, Variable ratio plan, Wrap account, World Bank, World fund, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-over-year, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Zero-investment portfolio