Schedule C

10-Q, Allied member, Associate member, Antitrust laws, Add-on service, As is, Attorney in fact, A shares, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Best-execution requirement, Blue Sky Laws, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Breaking the syndicate, Blue Laws, By the book, B shares, Buy and write, Beat the gun, Committee on Uniform Securities Identification Procedures, Clearing member, Code of procedure, Cash and carry trade, Chasing the market, Common-law voting, C shares, Close to the money, Cloud on title, Class A Shares, Class B Shares, Child and dependent care credit, Cup and handle, Close a position, Cornering the market, Curbs in, Deposit in transit, Dividend in arrears, Dividend requirement, Desk (the), De-escalation clause, De facto, Doing business as, Debtor in possession, Debtor-in-possession financing, Due-on-sale clause, Deep in the money, Deep out of the money, Department of Housing and Urban Development, Dogs of the Dow, E-mini, Eligibility requirements, First In First Out, Form 10-Q, Federal Savings and Loan Association, Front-ending an order, Forward P/E, Federal Reserve requirement, Form S-1, Friends and family offering, Full faith and credit, Free and clear, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hit the bid, Health Insurance Portability and Accountability Act, Holder in due course, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, In-house, In line, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Law day, Law of one price, Lending at a rate, Lessee member, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Lock-in, Leading the market, Listing requirements, Locked in, Level I quotes, Member bank, Make a market, Market on close order, Member firm, NASD, NASD Regulation, Null and void, Off the books, Over-the-Counter, On-floor order, On margin, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Profit and loss statement, Pro forma, Payment-in-kind security, Price Value of a Basis Point, P&L, Paid-in capital, Paid-in surplus, Percent held by institutions, Private Investment in Public Equity, Point-and-figure chart, Painting the tape, Reports and Records, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Reserve requirement, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Regulation A, Return on Capital Employed, ROC, ROCE, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, S&L, SEC, Securities and Exchange Commission, SEC fee, Sell the book, Syndicate member, Sunshine laws, Sale and leaseback, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, The Street, Timing the market, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, Y shares