Scienter

10-K, Action to quiet title, Affinity fraud, Assignment to creditors, Attorney in fact, A shares, Additional paid-in capital, Banking Act of 1933, Bid-to-cover ratio, B shares, Committee on Uniform Securities Identification Procedures, Cheapest to deliver, Commodities Exchange Act, C shares, Close to the money, Class A Shares, Class B Shares, Close a position, Curbs in, Deposit in transit, Drawn securities, Dividend in arrears, Deal stock, De-escalation clause, De facto, Debtor in possession, Debtor-in-possession financing, Deep in the money, Deal, Deal flow, Escrowed to maturity, ECU, Edge Act, E-mini, Employee Retirement Income Security Act of 1974, First In First Out, Flight to quality, Front-ending an order, Forward deal, Forward P/E, Form 8-K, Form S-1, Fraud, Fair Credit Reporting Act, Fair Debt Collection Practices Act, FRA, Federal Insurance Contributions Act, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, Glass-Steagall Act, G-7, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Health Insurance Portability and Accountability Act, Holder in due course, Home Mortgage Disclosure Act, In escrow, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insider Trading sanctions Act of 1984, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, In and out, In sympathy, In the tank, Know Your Customer, Last In First Out, Lending at a rate, Long-Term Equity Anticipation Securities, Loan-to-cost, Loan-to-value, Lock-in, Locked in, Level I quotes, Make a market, Mark-to-market, Marginal propensity to consume, Marketable securities, NOW, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, No limit order, No quote, No-Fault, No-Action Letter, No-lien affidavit, No-load, No-load stock, No book, Payment-in-kind security, Price Value of a Basis Point, Public Securities Association, P&L, Prudent Expert Act, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Regulation D, Regulation G, Regulation T, Regulation U, Regulation A, Right to Know, Retirement Equity Act of 1984, SEC filing, SG&A, S&L, SEC, Securities and Exchange Commission, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Second-to-die insurance, Securities lending, S Corporation, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Truth in Lending, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Williams Act, W-2 Form, W formation, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares