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Scienter

To knowingly transact a fraudulent securities 

Deal

.



Related Terms: 6

Deal

,

ECU

,

Fraud

,

FRA

,

NOW

,

SEC


Other Related Pages:

Category: Trading


Starting With: S


Semi Related Terms: 161  CLICK HERE TO VIEW

10-K

,

Action to quiet title

,

Affinity fraud

,

Assignment to creditors

,

Attorney in fact

,

A shares

,

Additional paid-in capital

,

Banking Act of 1933

,

Bid-to-cover ratio

,

B shares

,

Committee on Uniform Securities Identification Procedures

,

Cheapest to deliver

,

Commodities Exchange Act

,

C shares

,

Close to the money

,

Class A Shares

,

Class B Shares

,

Close a position

,

Curbs in

,

Deposit in transit

,

Drawn securities

,

Dividend in arrears

,

Deal stock

,

De-escalation clause

,

De facto

,

Debtor in possession

,

Debtor-in-possession financing

,

Deep in the money

,

Deal

,

Deal flow

,

Escrowed to maturity

,

ECU

,

Edge Act

,

E-mini

,

Employee Retirement Income Security Act of 1974

,

First In First Out

,

Flight to quality

,

Front-ending an order

,

Forward deal

,

Forward P/E

,

Form 8-K

,

Form S-1

,

Fraud

,

Fair Credit Reporting Act

,

Fair Debt Collection Practices Act

,

FRA

,

Federal Insurance Contributions Act

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

Glass-Steagall Act

,

G-7

,

G-8

,

Gather in the stops

,

Hart-Scott-Rodino Act of 1976

,

Health Insurance Portability and Accountability Act

,

Holder in due course

,

Home Mortgage Disclosure Act

,

In escrow

,

International Securities Identification Number

,

In-house

,

Investment Advisor Act of 1940

,

Investment Company Act of 1940

,

In line

,

Insider Trading sanctions Act of 1984

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

In and out

,

In sympathy

,

In the tank

,

Know Your Customer

,

Last In First Out

,

Lending at a rate

,

Long-Term Equity Anticipation Securities

,

Loan-to-cost

,

Loan-to-value

,

Lock-in

,

Locked in

,

Level I quotes

,

Make a market

,

Mark-to-market

,

Marginal propensity to consume

,

Marketable securities

,

NOW

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

No limit order

,

No quote

,

No-Fault

,

No-Action Letter

,

No-lien affidavit

,

No-load

,

No-load stock

,

No book

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Public Securities Association

,

P&L

,

Prudent Expert Act

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Regulation A

,

Right to Know

,

Retirement Equity Act of 1984

,

SEC filing

,

SG&A

,

S&L

,

SEC

,

Securities and Exchange Commission

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Second-to-die insurance

,

Securities lending

,

S Corporation

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

S&P phenomenon

,

T-Bill

,

Term to maturity

,

Take a position

,

Trailing P/E

,

Truth in Lending

,

Taxpayer Relief Act of 1997

,

Tax Reform Act of 1986

,

Tax Reform Act of 1993

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Williams Act

,

W-2 Form

,

W formation

,

Year-To-Date

,

Yield to call

,

Yield to maturity

,

Yield to worst

,

Y shares


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