Securities Act of 1933

10-Q, Asset/equity ratio, At par, At best, At call, At risk, Add-on service, Action to quiet title, Affinity fraud, As is, Assignment to creditors, Attorney in fact, A shares, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Bid-to-cover ratio, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Breaking the syndicate, By the book, B shares, Buy and write, Beat the gun, Cash asset ratio, Cash ratio, Collection ratio, CLO, Committee on Uniform Securities Identification Procedures, Conversion ratio, Central Registration Depository, Cyclical industry, Cash and carry trade, Chasing the market, Cheapest to deliver, CLU, Common-law voting, C shares, Call ratio backspread, Close to the money, Cloud on title, Class A Shares, Class B Shares, Child and dependent care credit, Cup and handle, Close a position, Cornering the market, Curbs in, Deposit in transit, Drawn securities, Dividend in arrears, Dividend payout ratio, Desk (the), De-escalation clause, De facto, Disclosure, Doing business as, Debtor in possession, Debtor-in-possession financing, Due-on-sale clause, Deep in the money, Deep out of the money, Department of Housing and Urban Development, Dogs of the Dow, Efficiency ratio, Escrowed to maturity, ECU, E-mini, Exchange ratio, Exercise ratio, Exclusion ratio, First In First Out, Fixed-charge coverage ratio, Form 10-Q, Federal Savings and Loan Association, First call date, Flight to quality, Front-ending an order, Forward P/E, First board, First notice day, First preferred stock, Form S-1, Full disclosure, Friends and family offering, Fraud, First mortgage, FRA, Full faith and credit, Free and clear, First-round financing, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Growth industry, Hit the bid, Hedge ratio, Health Insurance Portability and Accountability Act, Holder in due course, High-ratio mortgage, Home Mortgage Disclosure Act, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, In-house, In line, Industry, Inc., In intestacy, In play, In-process research and development, I/O strip, Income replacement ratio, In-service withdrawal, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Liquidity ratio, Law day, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Legal age, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Leading the market, Locked in, Level I quotes, Make a market, Market on close order, Mark-to-market, Marginal propensity to consume, Money at call, Marketable securities, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, Non-disclosure agreement, Null and void, Normal retirement age, Off the books, Overhead ratio, Over-the-Counter, On-floor order, On margin, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Profit and loss statement, Payment-in-kind security, Price Value of a Basis Point, Public Securities Association, Payout ratio, P&L, Paid-in capital, Paid-in surplus, Piggyback registration rights, Private Investment in Public Equity, Put ratio backspread, Point-and-figure chart, Profit ratio, Painting the tape, Put/call ratio, Reports and Records, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Required reserves, Reserve ratio, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Ratio, Red herring, Registration, Registration Statement, Regulation A, Right of first refusal, Right to Know, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Required Minimum Distribution, Ratio analysis, Return on Capital Employed, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, S&L, SEC, Securities and Exchange Commission, Shelf registration, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Selective disclosure, Sell the book, Smokestack industry, Second-to-die insurance, Short interest ratio, Small corporate offering registration, Sale and leaseback, Securities lending, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Variable ratio write, Variable ratio plan, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares