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Securities Act of 1933

First Congressional law regulating the securities 

Industry

. Required 

Registration

 and 

Disclosure

 and included measures to discourage 

Fraud

 and deception.



Related Terms: 11

CLO

,

CLU

,

Disclosure

,

ECU

,

Fraud

,

FRA

,

Industry

,

Inc.

,

Ratio

,

Registration

,

SEC


Other Related Pages:

Category: Trading


Starting With: S


Semi Related Terms: 295  CLICK HERE TO VIEW

10-Q

,

Asset/equity ratio

,

At par

,

At best

,

At call

,

At risk

,

Add-on service

,

Action to quiet title

,

Affinity fraud

,

As is

,

Assignment to creditors

,

Attorney in fact

,

A shares

,

At the money

,

Age-weighted plan

,

Across the board

,

Additional paid-in capital

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Automated Pricing and Reporting System

,

Away from the market

,

Below the line

,

Bid-to-cover ratio

,

Brought over the wall

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Buy the book

,

Breaking the syndicate

,

By the book

,

B shares

,

Buy and write

,

Beat the gun

,

Cash asset ratio

,

Cash ratio

,

Collection ratio

,

CLO

,

Committee on Uniform Securities Identification Procedures

,

Conversion ratio

,

Central Registration Depository

,

Cyclical industry

,

Cash and carry trade

,

Chasing the market

,

Cheapest to deliver

,

CLU

,

Common-law voting

,

C shares

,

Call ratio backspread

,

Close to the money

,

Cloud on title

,

Class A Shares

,

Class B Shares

,

Child and dependent care credit

,

Cup and handle

,

Close a position

,

Cornering the market

,

Curbs in

,

Deposit in transit

,

Drawn securities

,

Dividend in arrears

,

Dividend payout ratio

,

Desk (the)

,

De-escalation clause

,

De facto

,

Disclosure

,

Doing business as

,

Debtor in possession

,

Debtor-in-possession financing

,

Due-on-sale clause

,

Deep in the money

,

Deep out of the money

,

Department of Housing and Urban Development

,

Dogs of the Dow

,

Efficiency ratio

,

Escrowed to maturity

,

ECU

,

E-mini

,

Exchange ratio

,

Exercise ratio

,

Exclusion ratio

,

First In First Out

,

Fixed-charge coverage ratio

,

Form 10-Q

,

Federal Savings and Loan Association

,

First call date

,

Flight to quality

,

Front-ending an order

,

Forward P/E

,

First board

,

First notice day

,

First preferred stock

,

Form S-1

,

Full disclosure

,

Friends and family offering

,

Fraud

,

First mortgage

,

FRA

,

Full faith and credit

,

Free and clear

,

First-round financing

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Growth and income fund

,

Gather in the stops

,

Growth industry

,

Hit the bid

,

Hedge ratio

,

Health Insurance Portability and Accountability Act

,

Holder in due course

,

High-ratio mortgage

,

Home Mortgage Disclosure Act

,

Head and shoulders

,

Hammering the market

,

Held at the opening

,

Holding the market

,

In escrow

,

International Securities Identification Number

,

In-house

,

In line

,

Industry

,

Inc.

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

Income replacement ratio

,

In-service withdrawal

,

In and out

,

In sympathy

,

In the tank

,

Jointly and severally

,

Jumping the gun

,

Joint and several liability

,

Joint and survivor annuity

,

Last In First Out

,

Liquidity ratio

,

Law day

,

Law of one price

,

Lending at a rate

,

Limit-on-close order

,

Law of demand

,

Law of supply

,

London International Financial Futures and Options Exchange

,

Long-Term Equity Anticipation Securities

,

Legal age

,

Loan-to-cost

,

Loan-to-value

,

Loan-value ratio

,

Lock-in

,

Leading the market

,

Locked in

,

Level I quotes

,

Make a market

,

Market on close order

,

Mark-to-market

,

Marginal propensity to consume

,

Money at call

,

Marketable securities

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Net capital ratio

,

Non-disclosure agreement

,

Null and void

,

Normal retirement age

,

Off the books

,

Overhead ratio

,

Over-the-Counter

,

On-floor order

,

On margin

,

On account

,

On-the-spot loan

,

Out of the money

,

Old age, survivors, and disability insurance

,

On-balance volume

,

Odd lot buy/sell ratio

,

On close

,

On open

,

On the opening

,

Profit and loss statement

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Public Securities Association

,

Payout ratio

,

P&L

,

Paid-in capital

,

Paid-in surplus

,

Piggyback registration rights

,

Private Investment in Public Equity

,

Put ratio backspread

,

Point-and-figure chart

,

Profit ratio

,

Painting the tape

,

Put/call ratio

,

Reports and Records

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Regulation Q

,

Required reserves

,

Reserve ratio

,

Reading the tape

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Ratio

,

Red herring

,

Registration

,

Registration Statement

,

Regulation A

,

Right of first refusal

,

Right to Know

,

Ratio calendar combination

,

Ratio calendar spread

,

Ratio spread

,

Ratio write

,

Required Minimum Distribution

,

Ratio analysis

,

Return on Capital Employed

,

SEC filing

,

Selling, General and Administrative Expenses

,

SG&A

,

Savings and Loan

,

S&L

,

SEC

,

Securities and Exchange Commission

,

Shelf registration

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Selective disclosure

,

Sell the book

,

Smokestack industry

,

Second-to-die insurance

,

Short interest ratio

,

Small corporate offering registration

,

Sale and leaseback

,

Securities lending

,

Selling the spread

,

Selling short against the box

,

Shorting against the box

,

S Corporation

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

S&P phenomenon

,

Stop and reverse

,

T-Bill

,

Term to maturity

,

Take a position

,

Trailing P/E

,

Tenancy by the entirety

,

Truth in Lending

,

Tenancy at will

,

The Street

,

Timing the market

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Variable ratio write

,

Variable ratio plan

,

Widow-and-orphan stock

,

W-2 Form

,

W formation

,

When, as, and if issued

,

Year-To-Date

,

Yield to call

,

Yield to maturity

,

Yield to worst

,

Y shares


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