Securities Exchange Act of 1934

10-Q, 10-K, 1035 exchange, 19c3 stock, Accredited Personal Financial Planning Specialist, Allowance for depreciation, Asset/equity ratio, Approved list, Accrual of discount, American Stock Exchange, Amortization of premium, At par, All or any part, At best, At call, Adjustable rate preferred stock, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Abusive tax shelter, Ad valorem, After-hours trading, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Blue List, Bureau of Public Debt, Broker, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Basis trading, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bailing out, Broker loan rate, B shares, Buy and write, Borrowed stock, Buy-side, Breadth-of-market theory, Beat the gun, Cash asset ratio, Cash ratio, Collection ratio, Combined financial statement, Consolidated financial statement, Cost Of Goods Sold, Cost of sales, Certificate of Participation, CLO, Committee on Uniform Securities Identification Procedures, Common stock equivalent, Conversion ratio, Central Registration Depository, Closed out, Code of procedure, Contra broker, Contract broker, Chicago Mercantile Exchange, Capitalization of income, Capital formation, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cyclical stock, Cash and carry trade, Certificated stock, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodities Exchange Center, Commodity Exchange, Commodity Futures Trading Commission, Commodity Trading Advisor, Cost-of-living rider, Callable stock, Certificate of stock, Chicago Board Options Exchange, Common-law voting, Consumer stock, Control stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Cash-out refinancing, Certificate of Claim, Cost of debt capital, Cost of funds, Crowding out, C shares, Call ratio backspread, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Close out, Cornering the market, Curbs in, Curbs out, Dealer bank, Deposit in transit, Date of issue, Date of payment, Dealer market, Drawn securities, Dealer, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend payout ratio, Desk (the), Division of labor, Daily trading limit, Deal stock, Defensive stock, Distribution stock, Donated stock, De-escalation clause, De facto, Disclosure, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dirty stock, Dogs of the Dow, Depth of market, Deal, Deal flow, Efficiency ratio, Eurodollar certificate of deposit, Escrowed to maturity, Exchange, Ex-legal, Either-or order, Eligible list, Exchange seat, ECU, Exchange rate, Edge Act, E-mini, Exchange against actuals, Exchange for futures, Exchange for physical, Exchange of spot, Exchange versus cash, Ex-pit transaction, Employee Stock Purchase Plan, Employee stock repurchase agreement, Ex-all, Exchange ratio, Exchange fund, Exchange privilege, Exchange-traded option, Exercise ratio, Ex-warrants, Employee Retirement Income Security Act of 1974, Exclusion ratio, Ex-rights, Ex-rights date, Exchange distribution, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Fixed-charge coverage ratio, Form 10-Q, Federal Savings and Loan Association, Financial institution, Financial instrument, Flight to quality, Flow of funds, Fill or kill, Financial analyst, Floor broker, Front-ending an order, Floating exchange rate, Foreign exchange, Foreign exchange rate, Forward deal, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Financial futures, Fee-for-service, First preferred stock, Form 8-K, Form S-1, Full disclosure, Full stock, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Financial risk, Full faith and credit, Family of funds, Financial advisor, Fund of funds, Free and clear, Federal Insurance Contributions Act, Free right of exchange, Federal ID Number, FIN, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, Glass-Steagall Act, Growth stock, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hedge ratio, Hang Seng Index, Health Insurance Portability and Accountability Act, High-tech stock, Holder in due course, Hang out loan, High-ratio mortgage, Home equity line of credit, Home Mortgage Disclosure Act, Head and shoulders, Hammering the market, Held at the opening, Historical trading range, Holding the market, In escrow, International Securities Identification Number, Independent broker, In-house, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, Income stock, In line, Insurance broker, Inside market, Insider, Insider trading, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, Income replacement ratio, In-service withdrawal, Imbalance of orders, In and out, Inside spread, In sympathy, Intermarket Trading System, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Joint Stock Company, Knock-out option, Last In First Out, Liquidity ratio, Legal list, Lender of last resort, Law day, Law of one price, Listed, Lending at a rate, Limit-on-close order, Limit order information system, Law of demand, Law of supply, Last trading day, London International Financial Futures and Options Exchange, Loan stock, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Listed option, Leading the market, Like-kind exchange, Locked in, Long-term gain or loss, Level I quotes, Matrix trading, Make a market, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Marginable stock, Money at call, Mortgage broker, Marketable securities, Non-financial asset, Negotiable certificate of deposit, Negotiable Order of Withdrawal, New York Stock Exchange, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, New York Futures Exchange, Nonvoting stock, Non-disclosure agreement, Null and void, Notice of Default, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, No-load stock, Net change, Off the books, Overhead ratio, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, Optionable stock, Original issue stock, Opinion of title, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, One man picture, On open, On the opening, Option exchange, Pooling of interests, Profit and loss statement, Pro forma, Paper dealer, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, Primary Dealer, Prime broker, Public Securities Association, Payout ratio, Preferred stock, Prior preferred stock, P&L, Provision for income taxes, Power of Attorney, Prioritization of debt, Privilege dealer, Prudent Expert Act, Paid-in capital, Paid-in surplus, Piggyback registration rights, Private Investment in Public Equity, Preservation of capital, Program trading, Put ratio backspread, Point-and-figure chart, Profit ratio, Painting the tape, Paper trading, Priced out, Primary exchange, Put/call ratio, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Required reserves, Reserve ratio, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Ratio, Restricted stock, Red herring, Registration, Registration Statement, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Real estate broker, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Ratio analysis, Return on Capital Employed, Rate of return, Real rate of return, Regional exchange, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, Stock association, SEC, Securities and Exchange Commission, Shelf registration, Stock buyback, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Selective disclosure, Sell-side analyst, Sell the book, Stock loan, Street broker, Second preferred stock, Stock dividend, Standard of living, Supply-side economics, Single stock futures, Spot trading, Second-to-die insurance, Stock life insurance company, Secondary stock, Short interest ratio, Stock bonus plan, Stock certificate, Stock Clearing Corporation, Stock consolidation, Stock exchange, Stock index, Stock market, Stock option, Stock option plan, Stock power, Stock screening, Stock swap, Stock symbol, Stock ticker, Small corporate offering registration, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Stock fund, Selling the spread, Synthetic stock, Savings Incentive Match Plan for Employees, Stock list, Story stock, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, Stopped out, Suspended trading, T-Bill, Term to maturity, Trading, Take a position, Trading authorization, Trailing P/E, Trading range, Treasury Stock, Tenancy by the entirety, TED spread, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Trading profit, Top out, Trading Index, Take a bath, Trading costs, Trading curb, Trading floor, Trading halt, Trading session, Trading volume, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unlisted trading, Unit of trade, Unit of trading, Value stock, Vetoing stock, Voting stock, Variable ratio write, Variable ratio plan, Watch list, Williams Act, Waiver of premium, Watered stock, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst