Securities analyst

10-Q, 10-K, Accredited Personal Financial Planning Specialist, Allowance for depreciation, Agent bank, Accrual of discount, Amortization of premium, At par, All or any part, Analyst, At best, At call, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, Advisor, Aggressive growth fund, A shares, Asset allocation fund, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Ad valorem, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Accredited investor, Angel investor, Bank reconciliation, Below the line, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking Act of 1933, Bank Note, Bank Trust Department, Balanced fund, Bank-eligible issues, Bid-to-cover ratio, Blend fund, Block trade, Bond fund, Bureau of Public Debt, Buy, Broker, Brokerage, Brokerage firm, Brokerage house, Broker loan, Brought over the wall, Buying on margin, Buy limit order, Buy minus, Buy minus order, Buy on close, Buy on opening, Buy order, Buy stop order, Buy the book, Balance of payments, Bank Rate, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bank term loan, Broker loan rate, Business finance companies, Back-end load, B shares, Buy and write, Buy-side, Breadth-of-market theory, Beat the gun, Combined financial statement, Consolidated financial statement, Cost Of Goods Sold, Cost of sales, Commercial bank, Consumer bank, Call, Call date, Called away, Called bond, Call price, Call protection, Call risk, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Credit analyst, Call money rate, Code of procedure, Contra broker, Contract broker, Crossed trade, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cyclical industry, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodity Trading Advisor, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Closed-end credit, Cost of debt capital, Cost of funds, Capital appreciation fund, Clone fund, Closed-end fund, Closed-end investment company, Closed fund, Crossover fund, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Covered call, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Consensus recommendation, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Drawn securities, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, De-escalation clause, De facto, Due process, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Daylight trade, Day trade, Day trader, Depth of market, Earnings report, Eurodollar certificate of deposit, Escrowed to maturity, Either-or order, ECU, ECI, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, European Central Bank, Export-Import Bank, Employee Stock Purchase Plan, Employee stock repurchase agreement, Ex-all, Enhanced index fund, Environmental fund, Equity fund, Exchange fund, Employee Retirement Income Security Act of 1974, Efficient portfolio, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Form 10-Q, Federal Savings and Loan Association, Financial institution, Financial instrument, First call date, Flight to quality, Flow of funds, Federal Call, Fill or kill, Financial analyst, Floor broker, Floor trader, Front-ending an order, Full-service brokerage, Fund supermarket, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Federal Trade Commission, Free trade, Financial futures, Fee-for-service, Front-end load, Form 8-K, Form S-1, Friends and family offering, Fund, Financial risk, Full faith and credit, Family of funds, Financial advisor, Focused fund, Fund family, Fund manager, Fund of funds, Free and clear, Free right of exchange, Federal ID Number, FIN, Forward trade, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Global fund, Growth and income fund, Growth fund, Gather in the stops, Growth industry, Hart-Scott-Rodino Act of 1976, Hit the bid, House call, House of issue, Health Insurance Portability and Accountability Act, High-tech stock, Heir, Holder in due course, Home equity line of credit, Hedge fund, Highly compensated employee, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, Independent broker, In-house, Institutional brokerage, Introducing broker, Investment Advisor Act of 1940, Investment bank, Investment Company Act of 1940, In line, International Monetary Fund, International trade, Insurance broker, Industry, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, In intestacy, In play, In-process research and development, Income fund, Index fund, Institutional fund, International fund, Investment fund, I/O strip, In-service withdrawal, Imbalance of orders, In and out, Individual investor, Inefficient portfolio, Institutional investor, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Lead manager, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Long-Term Equity Anticipation Securities, Letter of comment, Legal age, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Lifecycle fund, Load fund, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Member bank, Money center bank, Mutual association, Mutual company, Mutual Savings Bank, Municipal bond fund, Muni fund, Maintenance call, Make a market, Margin call, Market on close order, Mark-to-market, Merchant bank, Medium of exchange, Marginal propensity to consume, Making delivery, Make whole provision, Money at call, Mortgage broker, Manager, Mutual fund, Mutual fund custodian, Mutual fund symbol, Marketable securities, Market portfolio, Mutual exclusion doctrine, Mutual improvement certificate, Non-financial asset, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Null and void, Notice of Default, Naked call, National Association of Real Estate Investment Trusts, Normal retirement age, Nonaccredited investor, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, Opinion of title, On account, On-the-spot loan, Open-end credit, Open-end mortgage, Open-end fund, Open-end management company, Option income fund, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, One man picture, On open, On the opening, Open repo, Open trade equity, Overnight repo, Owner-employee, Pooling of interests, Profit and loss statement, Pro forma, Payment-in-kind security, Price Value of a Basis Point, Private sector pass-through, Provisional call feature, Payment for order flow, Prime broker, Prime brokerage, Public Securities Association, P&L, Provision for income taxes, Productivity report, Public sector, Position trader, Portfolio manager, Portfolio, Power of Attorney, Prioritization of debt, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Pairs trade, Pension fund, Paid-in capital, Paid-in surplus, Passive investor, Percent held by institutions, Private Investment in Public Equity, Portfolio insurance, Portfolio theory, Preservation of capital, Point-and-figure chart, Painting the tape, Portfolio tracking, Put/call ratio, Quarterly report, Qualified institutional investor, Qualitative research, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regional bank, Regulation Q, Reading the tape, Real-time trade reporting, Regulation D, Regulation G, Regulation T, Regulation U, Research department, Retail brokerage, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regional fund, Regulation A, Right of first refusal, Right of rescission, Right to Know, Regulation Z, Revolving line of credit, Right of recourse, Rule of 78, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Research, Risk/return trade-off, Return on Capital Employed, ROC, ROCE, Rate of return, Real rate of return, Repo, Retail investor, Reverse repo, SEC filing, Selling, General and Administrative Expenses, SG&A, Single-entry bookkeeping, Savings and Loan, Savings Association Insurance Fund, Savings bank, Sight letter of credit, S&L, State bank, SEC, Securities and Exchange Commission, Sell, Series EE bond, Sinking fund, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell limit order, Sell order, Sell plus, Sell-side analyst, Sell the book, Street broker, Syndicate manager, Special dividend, Smokestack industry, Standard of living, Single stock futures, Special Drawing Right, Second-to-die insurance, Single-premium life insurance, Summary annual report, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Securities lending, Single-payment loan, Staggered board of directors, Sector fund, Series fund, Socially responsible fund, Specialized fund, Specialty fund, Stock fund, Selling the spread, Single option, Special use property, Savings Incentive Match Plan for Employees, Simplified Employee Pension IRA, Single-employer plan, Single-life annuity, Single-Premium Deferred Annuity, Special situation, Selling short against the box, Shorting against the box, Structured portfolio strategy, Swing trade, S Corporation, Short-term gain or loss, Single, Sin tax, Subchapter M, Subchapter S Corporation, Schedule C, Sector rotation, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, Stop and reverse, Supervisory analyst, T-Bill, Term to maturity, Trade, Take a position, Trader, Trailing P/E, Trade barrier, Trade deficit, Trade surplus, Trade house, Tenancy by the entirety, Trust fund, Truth in Lending, Tax-free bond fund, Tax-managed fund, Tenancy at will, Title search, Ten-bagger, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Technical analyst, Take a bath, Term repo, Trade date, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Uncovered call, Unit of trade, Unit of trading, Wall Street analyst, World Bank, World Trade Organization, World fund, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, Wide market, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Z shares, Zero-beta portfolio, Zero-investment portfolio