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Securities fraud

A crime in which securities investing or 

Trading

 laws have been violated.



Related Terms: 4

ECU

,

SEC

,

Trading

,

Vesting


Other Related Pages:

Category: Trading


Starting With: S


Semi Related Terms: 174  CLICK HERE TO VIEW

At par

,

All or any part

,

At best

,

At call

,

Antitrust laws

,

At risk

,

Attorney in fact

,

A shares

,

At the money

,

Additional paid-in capital

,

Ad valorem

,

After-hours trading

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Blue Sky Laws

,

Basis trading

,

Blue Laws

,

B shares

,

Committee on Uniform Securities Identification Procedures

,

Commodity Futures Trading Commission

,

Commodity Trading Advisor

,

Common-law voting

,

C shares

,

Cash or Deferred Arrangement

,

Cliff vesting

,

Class A Shares

,

Class B Shares

,

Close a position

,

Curbs in

,

Deposit in transit

,

Drawn securities

,

Dividend in arrears

,

Daily trading limit

,

Debtor in possession

,

Debtor-in-possession financing

,

Deep in the money

,

Either-or order

,

ECU

,

E-mini

,

Ethical investing

,

First In First Out

,

Fill or kill

,

Forward P/E

,

Form S-1

,

Formula investing

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

G-7

,

G-8

,

Graduated vesting

,

Gather in the stops

,

Green investing

,

Holder in due course

,

Held at the opening

,

Historical trading range

,

In escrow

,

International Securities Identification Number

,

In-house

,

In line

,

Insider trading

,

Insider Trading sanctions Act of 1984

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

In and out

,

In sympathy

,

Intermarket Trading System

,

In the tank

,

Killer bee

,

Last In First Out

,

Law day

,

Law of one price

,

Lending at a rate

,

Law of demand

,

Law of supply

,

Last trading day

,

Long-Term Equity Anticipation Securities

,

Lock-in

,

Locked in

,

Long-term gain or loss

,

Level I quotes

,

Matrix trading

,

Make a market

,

Money at call

,

Marketable securities

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Or better

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Public Securities Association

,

P&L

,

Pacific Rim

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Program trading

,

Paper trading

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Regulation A

,

SEC filing

,

SG&A

,

S&L

,

SEC

,

Securities and Exchange Commission

,

Series EE bond

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Spot trading

,

Sunshine laws

,

Securities lending

,

Socially conscious investing

,

S Corporation

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

S&P phenomenon

,

Suspended trading

,

T-Bill

,

Trading

,

Take a position

,

Trading authorization

,

Trailing P/E

,

Trading range

,

TED spread

,

Truth in Lending

,

Tenancy at will

,

Trading profit

,

Trading Index

,

Take a bath

,

Trading costs

,

Trading curb

,

Trading floor

,

Trading halt

,

Trading session

,

Trading volume

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Unlisted trading

,

Unit of trading

,

Vesting

,

Vesting period

,

Value investing

,

W-2 Form

,

W formation

,

X or XD


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