Securities fraud
A crime in which securities investing or Trading laws have been violated.
Semi Related Terms: 174 CLICK HERE TO VIEW
At par,
All or any part,
At best,
At call,
Antitrust laws,
At risk,
Attorney in fact,
A shares,
At the money,
Additional paid-in capital,
Ad valorem,
After-hours trading,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Blue Sky Laws,
Basis trading,
Blue Laws,
B shares,
Committee on Uniform Securities Identification Procedures,
Commodity Futures Trading Commission,
Commodity Trading Advisor,
Common-law voting,
C shares,
Cash or Deferred Arrangement,
Cliff vesting,
Class A Shares,
Class B Shares,
Close a position,
Curbs in,
Deposit in transit,
Drawn securities,
Dividend in arrears,
Daily trading limit,
Debtor in possession,
Debtor-in-possession financing,
Deep in the money,
Either-or order,
ECU,
E-mini,
Ethical investing,
First In First Out,
Fill or kill,
Forward P/E,
Form S-1,
Formula investing,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
G-8,
Graduated vesting,
Gather in the stops,
Green investing,
Holder in due course,
Held at the opening,
Historical trading range,
In escrow,
International Securities Identification Number,
In-house,
In line,
Insider trading,
Insider Trading sanctions Act of 1984,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
Intermarket Trading System,
In the tank,
Killer bee,
Last In First Out,
Law day,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
Last trading day,
Long-Term Equity Anticipation Securities,
Lock-in,
Locked in,
Long-term gain or loss,
Level I quotes,
Matrix trading,
Make a market,
Money at call,
Marketable securities,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Or better,
Payment-in-kind security,
Price Value of a Basis Point,
Public Securities Association,
P&L,
Pacific Rim,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Program trading,
Paper trading,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Regulation A,
SEC filing,
SG&A,
S&L,
SEC,
Securities and Exchange Commission,
Series EE bond,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Spot trading,
Sunshine laws,
Securities lending,
Socially conscious investing,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
Suspended trading,
T-Bill,
Trading,
Take a position,
Trading authorization,
Trailing P/E,
Trading range,
TED spread,
Truth in Lending,
Tenancy at will,
Trading profit,
Trading Index,
Take a bath,
Trading costs,
Trading curb,
Trading floor,
Trading halt,
Trading session,
Trading volume,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unlisted trading,
Unit of trading,
Vesting,
Vesting period,
Value investing,
W-2 Form,
W formation,
X or XD