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Selling group
A group of investment bankers who assist a Syndicate or an Underwriter in the sale of a new securities issue but are not responsible for any unsold securities.
Semi Related Terms: 444 CLICK HERE TO VIEW
10-K ,
Allowance for depreciation ,
Agent bank ,
Accrual of discount ,
Amortization of premium ,
At par ,
All or any part ,
At best ,
At call ,
At risk ,
Add-on service ,
Abstract of title ,
As is ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Assets under management ,
Automatic investment plan ,
At the money ,
Across the board ,
Additional paid-in capital ,
Average up ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Bank reconciliation ,
Below the line ,
Books of final entry ,
Books of original entry ,
Bank credit ,
Bank draft ,
Bank holding company ,
Bank Holiday ,
Banking Act of 1933 ,
Bank Note ,
Bank Trust Department ,
Bank-eligible issues ,
Bureau of Public Debt ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Balance of payments ,
Bank Rate ,
Board of Governors ,
Banking syndicate ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Bank term loan ,
Bust-up takeover ,
B shares ,
Buy and write ,
Balanced investment strategy ,
Breadth-of-market theory ,
Beat the gun ,
Capital investment ,
Cost Of Goods Sold ,
Cost of sales ,
Commercial bank ,
Consumer bank ,
CAT bond ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Current issue ,
Code of procedure ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Chasing the market ,
Chicago Board of Trade ,
Chartered Life Underwriter ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Contract for deed ,
Contract sale ,
Cancellation of debt ,
Certificate of Claim ,
Cost of debt capital ,
Cost of funds ,
Closed-end investment company ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Cash sale ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Dealer bank ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Drawn securities ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Do Not Reduce ,
Date of record ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Distributing syndicate ,
De-escalation clause ,
De facto ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Defensive investment strategy ,
Dogs of the Dow ,
Double up ,
Dead cat bounce ,
Depth of market ,
Eurodollar certificate of deposit ,
Either-or order ,
ECU ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
European Central Bank ,
Export-Import Bank ,
Employee Retirement Income Security Act of 1974 ,
Even up ,
First In First Out ,
Flow of funds ,
Fill or kill ,
Front-ending an order ,
Forward P/E ,
Factors of production ,
Favorable balance of trade ,
Federal Reserve Bank ,
Foreign direct investment ,
Fee-for-service ,
Form 8-K ,
Form S-1 ,
Fully distributed issue ,
Forward sale ,
Family of funds ,
Fund of funds ,
Fixed investment trust ,
Free right of exchange ,
Government securities ,
Government Securities Clearing Corporation ,
Guaranteed Investment Contract ,
General Securities Representative Examination ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Group insurance ,
Group sale ,
Group IRA ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Hot issue ,
Holder in due course ,
Home equity line of credit ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Investment flows ,
In escrow ,
International Securities Identification Number ,
Investment bill ,
Investment-grade bond ,
Investment letter ,
Investment security ,
Investment value ,
Issue date ,
In-house ,
Investment Advisor Act of 1940 ,
Investment bank ,
Investment banker ,
Investment Bankers Association ,
Investment banking ,
Investment banking group ,
Investment Company Act of 1940 ,
In line ,
Investment multiplier ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
Investment company ,
Investment fund ,
Investment objective ,
Investment policy ,
Investment trust ,
I/O strip ,
Investment property ,
In-service withdrawal ,
Investment philosophy ,
Imbalance of orders ,
In and out ,
In sympathy ,
In the tank ,
Jumping the gun ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Lead underwriter ,
Lending at a rate ,
Limit-on-close order ,
Law of demand ,
Law of supply ,
Limit up ,
London Inter-Bank Offer Rate ,
Long-Term Equity Anticipation Securities ,
Letter of comment ,
Line of credit ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Last sale ,
Level I quotes ,
Member bank ,
Money center bank ,
Mutual Savings Bank ,
Municipal investment trust ,
Make a market ,
Market on close order ,
Merchant bank ,
Medium of exchange ,
Managing underwriter ,
Money at call ,
Mortgage banker ,
Marketable securities ,
Net investment ,
National Bank ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
New York Stock Exchange ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
No limit order ,
No quote ,
New York Futures Exchange ,
No-Fault ,
New issue ,
No-Action Letter ,
No-lien affidavit ,
Notice of Default ,
No-load ,
NSO ,
National Association of Real Estate Investment Trusts ,
Non-investment property ,
No-load stock ,
New high ,
No book ,
Off the books ,
Office of Thrift Supervision ,
Original Issue Discount ,
Out-of-favor ,
Over-the-Counter ,
On-floor order ,
On margin ,
Or better ,
Original issue stock ,
Opinion of title ,
On account ,
On-the-spot loan ,
Option writer ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
On close ,
On open ,
On the opening ,
Pooling of interests ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Payment for order flow ,
Public Securities Association ,
P&L ,
Provision for income taxes ,
Power of Attorney ,
Paid up ,
Preforeclosure sale ,
Prioritization of debt ,
Paid-in capital ,
Paid-in surplus ,
Pre-syndicate bid ,
Private Investment in Public Equity ,
Preservation of capital ,
Painting the tape ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Regional bank ,
Real Estate Mortgage Investment Conduit ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulated investment company ,
Reduced paid-up insurance ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Ratio write ,
Roll up ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
SEC filing ,
SG&A ,
Savings bank ,
Sight letter of credit ,
S&L ,
State bank ,
SEC ,
Securities and Exchange Commission ,
Step-up bond ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Selling group ,
Sell the book ,
Syndicate ,
Syndicate bid ,
Syndicate manager ,
Syndicate member ,
Standard of living ,
Severally but not jointly ,
Statute of Limitations ,
Statutory investment ,
Sue ,
Sale and leaseback ,
Satisfaction of debt ,
Securities lending ,
Staggered board of directors ,
Socially responsible fund ,
Systematic investment plan ,
Selling the spread ,
Step-up warrant ,
Step-up lease ,
Savings Incentive Match Plan for Employees ,
Selling short against the box ,
Shorting against the box ,
Short sale rule ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
S&P phenomenon ,
T-Bill ,
Take a position ,
Trailing P/E ,
Tenancy by the entirety ,
Truth in Lending ,
Tenancy at will ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Tax sale ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unseasoned issue ,
Underwriter ,
Underwriting group ,
Uniform Securities Act ,
Unit Investment Trust ,
Up volume ,
Unit of trade ,
Unit of trading ,
Variable ratio write ,
Write down ,
World Bank ,
Waiver of premium ,
Write ,
Writer ,
W-2 Form ,
Wash sale rule ,
W formation ,
When, as, and if issued ,
X or XD ,
Y shares ,
Zero-investment portfolio