FT MarketWatch

Series 6

Test that registers an individual to transact a limited set of securities. Specifically, a Series 6 registered individual cannot transact in corporate securities, Direct participation program, municipal securities, or Option products. These individuals have more restrictions than Series 7 Registered Representative.

Related Terms: 16 Call, Direct participation program, ECU, ECI, FICA, Muni, Option, Participation, Program, Register, Registered Representative, Representative, SEC, Series 6, Series 7, Series
Other Related Pages: Category: Brokerages Starting With: S
Semi Related Terms: 583 CLICK HERE TO VIEW
Adjustable rate, Above par, Accrual of discount, American Municipal Bond Assurance Corporation, Amortization of premium, At par, All or any part, At best, At call, Adjustable rate preferred stock, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Adjustable Rate Mortgage, Advance rate, Annual Percentage Rate, Applicable federal rate, Assignment of mortgage, A shares, American option, American-style option, Asian option, At the money, Average option, Absorption rate, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Burn rate, Banking Act of 1933, Below par, Benchmark interest rate, Bid-to-cover ratio, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy limit order, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Base interest rate, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Base rate, Blended rate, Broker loan rate, B shares, Break-even tax rate, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Checkbook register, Call, Call date, Call price, Call protection, Call risk, Certificateless municipal bond, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion option, Corporate bond equivalent, Corporate trust, Coupon rate, Current production rate, Call money rate, Code of procedure, Capitalization of income, Capitalization rate, Cap rate, Civilian unemployment rate, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodity-product spread, Cost-of-living rider, Certificate of stock, Corporate action, Corporate governance, Cost of carry, Corporate Financing Committee, Certificate of title, Corporate fiduciary, Cancellation of debt, Certificate of Claim, Chapter 7, Cost of debt capital, Cost of funds, Credit limit, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Covered call, Covered option, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Corporate repurchase, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Corporate venture capital, Direct profit, Deposit in transit, Direct deposit, Direct sends, Date of issue, Date of payment, Debt limit, Direct issuer, Direct paper, Drawn securities, Dual currency bond, Dual listing, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Dividend in arrears, Dividend rate, Desk (the), Discount rate, Division of labor, Daily trading limit, Dual life insurance, Directed share program, Direct financing, Direct placement, Direct Public Offering, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Direct lease, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Direct rollover, Direct transfer, Direct participation program, Dogs of the Dow, Depth of market, Effective annual interest rate, Eurodollar certificate of deposit, Embedded option, Escrowed to maturity, Either-or order, ECU, Exchange rate, Effective par, ECI, Economic growth rate, Edge Act, E-mini, Exchange of spot, Effective tax rate, Equity option, Ex-all, European-style option, Exchange-traded option, Exercise limit, Employee Retirement Income Security Act of 1974, First In First Out, First call date, Flight to quality, Floating-rate bond, Flow of funds, Federal Call, Fill or kill, Front-ending an order, Floating exchange rate, Foreign currency option, Foreign exchange rate, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Discount Rate, Fluctuation limit, Futures option, Foreign direct investment, Form S-1, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Fixed rate, Fixed-rate loan, Fixed-Rate Mortgage, Floating rate, Forward interest rate, Forward Rate Agreement, Family of funds, Fund of funds, Far option, Federal Insurance Contributions Act, FICA, Free right of exchange, Federal ID Number, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, Gross National Product, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House call, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, Hammering the market, Held at the opening, Holding the market, In escrow, Interest rate collar, Interest rate risk, Interest rate swap, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Inflation rate, Interest rate futures, Interbank Rate, Individual policy pension trust, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, Interest rate, Interest rate cap, Interest rate ceiling, Interest rate floor, In play, In-process research and development, Index option, Interest rate option, I/O strip, In-service withdrawal, Individual tax return, Imbalance of orders, In and out, Individual investor, In sympathy, In the tank, Jumping the gun, Knock-out option, Last In First Out, Lender of last resort, Law of one price, Limited risk, Lending at a rate, Limit-on-close order, Limit order, Limit order book, Limit order information system, Limit price, Law of demand, Law of supply, Limit down, Limit move, Limit up, Lock-limit, Limited company, London Inter-Bank Offer Rate, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Lapsed option, Listed option, Leading the market, Limited Liability Company, Locked in, Long-term gain or loss, Level I quotes, Muni, Municipal bond, Municipal bond fund, Municipal bond insurance, Municipal Bond Insurance Association, Municipal investment trust, Municipal note, Municipal revenue bond, Muni fund, Maintenance call, Make a market, Margin call, Margin rate, Market if touched order, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Market rate, Money at call, Mortgage rate, Marketable securities, Mill rate, Master limited partnership, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nominal rate, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, No limit order, No quote, Non-equity option, No-Fault, No-Action Letter, No-lien affidavit, Notice of Default, No-load, Naked call, Naked option, Near option, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, No-load stock, No book, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Option account, Or better, Operating rate, Option, Opinion of title, On account, On-the-spot loan, Option income fund, Option chain, Option contract, Option holder, Option margin, Option pool, Option premium, Option price, Option pricing curve, Option series, Option spread, Option writer, Out of the money, On-balance volume, On close, On open, On the opening, Option exchange, Pooling of interests, Pre-depreciation profit, Pre-tax profit margin, Pro forma, Par bond, Participation certificate, Pass-through coupon rate, Payment-in-kind security, Price Value of a Basis Point, Provisional call feature, Public limited partnership, Public Securities Association, P&L, Price limit, Policy limit, Pre-existing conditions, Power of Attorney, Participation, Participation loan, Prime rate, Prioritization of debt, Prime rate fund, Physical option, Position limit, Put option, Prudent Expert Act, Paid-in capital, Paid-in surplus, Pre-syndicate bid, Private Investment in Public Equity, Preservation of capital, Program, Program trading, Painting the tape, Put/call ratio, Private limited partnership, Register, Retention rate, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Run rate, Real interest rate, Rate covenant, Registered coupon bond, Registered security, Reading the tape, Registered Representative, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 10b-6, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Real economic growth rate, Registered Retirement Savings Plan, Red herring, Registered Company, Regulation A, Representative, Right of first refusal, Right of rescission, Right to Know, Rate-improvement, Rate lock, Renegotiable rate, Revolving line of credit, Right of recourse, Rule of 78, Registered options principal, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, Resyndication limited partnership, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Series bond, Series EE bond, Series HH bond, Spot rate, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell limit order, Sell the book, Series 6, Series 63, Series 7, Stop-limit order, Savings rate, Standard of living, Swap rate, Series 3, Second-to-die insurance, Stock option, Stock option plan, Severally but not jointly, Small corporate offering registration, Statute of Limitations, Satisfaction of debt, Securities lending, Start rate, Staggered board of directors, Series fund, Selling the spread, Series, Single option, Spread option, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Standard mileage rate, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Treasury Direct, Take a position, Trailing P/E, Tenancy by the entirety, Teaser rate, TED spread, Truth in Lending, Tenancy at will, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Test, Take a bath, Tick test, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unemployment rate, Uncovered call, Uncovered option, Unit of trade, Unit of trading, Variable rate, Venture capital limited partnership, Williams Act, Waiver of premium, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares