FT MarketWatch

Series 6

Test that registers an individual to transact a limited set of securities. Specifically, a Series 6 registered individual cannot transact in corporate securities, Direct participation program, municipal securities, or Option products. These individuals have more restrictions than Series 7 Registered Representative.

Related Terms: 16 Call, Direct participation program, ECU, ECI, FICA, Muni, Option, Participation, Program, Register, Registered Representative, Representative, SEC, Series 6, Series 7, Series
Other Related Pages: Category: Brokerages Starting With: S
Semi Related Terms: 583 CLICK HERE TO VIEW