Series 63
The Uniform Securities Agent State Law License required by some states to be a Stockbroker.
Semi Related Terms: 278 CLICK HERE TO VIEW
10-Q,
10-K,
19c3 stock,
Allowance for depreciation,
Agent bank,
American Stock Exchange,
At par,
Agent,
All or any part,
At best,
At call,
Adjustable rate preferred stock,
At risk,
Action to quiet title,
Assignment to creditors,
A shares,
At the money,
Age-weighted plan,
Across the board,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Bid-to-cover ratio,
Broker,
Broker loan,
Brought over the wall,
Buy the book,
Breaking the syndicate,
By the book,
Broker loan rate,
B shares,
Borrowed stock,
Beat the gun,
Committee on Uniform Securities Identification Procedures,
Common stock equivalent,
Contra broker,
Contract broker,
Cyclical stock,
Certificated stock,
Chasing the market,
Cheapest to deliver,
Captive agent,
Callable stock,
Certificate of stock,
Common-law voting,
Consumer stock,
Control stock,
Contract for deed,
C shares,
Close to the money,
Closing agent,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Close a position,
Cornering the market,
Drawn securities,
Deep discount broker,
Discount broker,
Disbursing agent,
Desk (the),
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
Deep in the money,
Deep out of the money,
Dirty stock,
Dogs of the Dow,
Escrowed to maturity,
Either-or order,
ECU,
E-mini,
Exchange for futures,
Exchange for physical,
Export license,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Enrolled agent,
Form 10-Q,
Fiscal agent,
Flight to quality,
Fill or kill,
Floor broker,
Forward P/E,
Fee-for-service,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
Growth stock,
G-7,
G-8,
Gather in the stops,
Hit the bid,
High-tech stock,
Hammering the market,
Held at the opening,
Holding the market,
International Securities Identification Number,
Independent broker,
Introducing broker,
Income stock,
Independent agent,
Insurance agent,
Insurance broker,
I/O strip,
In the tank,
Jumping the gun,
Joint Stock Company,
Law day,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
Loan stock,
Long-Term Equity Anticipation Securities,
Legal age,
Loan-to-cost,
Loan-to-value,
Leading the market,
Long-term gain or loss,
Level I quotes,
Make a market,
Market if touched order,
Mark-to-market,
Marginal propensity to consume,
Marginable stock,
Money at call,
Mortgage broker,
Marketable securities,
New York Stock Exchange,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Nonvoting stock,
Non-qualified stock option,
Non-statutory stock option,
Normal retirement age,
No-load stock,
Off the books,
Over-the-Counter,
Online broker,
Or better,
Outside broker,
Optionable stock,
Original issue stock,
On-the-spot loan,
Out of the money,
Old age, survivors, and disability insurance,
On the opening,
Paying agent,
Price Value of a Basis Point,
Payment for order flow,
Prime broker,
Public Securities Association,
Preferred stock,
Prior preferred stock,
P&L,
Provision for income taxes,
Percent held by institutions,
Painting the tape,
Regulation Q,
Required reserves,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Restricted stock,
Red herring,
Regulation A,
Right to Know,
Real estate agent,
Real estate broker,
Required Minimum Distribution,
SEC filing,
SG&A,
S&L,
State bank,
Stock association,
SEC,
Securities and Exchange Commission,
Stock buyback,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell the book,
Stockbroker,
Stock loan,
Street broker,
Second preferred stock,
Stock dividend,
Single stock futures,
Second-to-die insurance,
Stock life insurance company,
Secondary stock,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Securities lending,
Stock fund,
Selling the spread,
Synthetic stock,
Savings Incentive Match Plan for Employees,
Stock list,
Story stock,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Transfer agent,
Treasury Stock,
Tenancy by the entirety,
Tenancy at will,
The Street,
Timing the market,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Uniform submission agreement,
Value stock,
Vetoing stock,
Voting stock,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares