FT MarketWatch

Series 7

The General Securities Registered Representative License, required to Sell all types of securities products except Commodity futures.

Related Terms: 9 Commodity futures, ECU, Futures, Register, Registered Representative, Representative, SEC, Sell, Type
Other Related Pages: Category: Brokerages Starting With: S
Semi Related Terms: 324 CLICK HERE TO VIEW
10-Q, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, Adjusted futures price, All-risks coverage, At risk, Abstract of title, Action to quiet title, As is, Assignment to creditors, Assignment of mortgage, A shares, At the money, Across the board, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bureau of Public Debt, Brought over the wall, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, B shares, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Checkbook register, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Commodity-backed bond, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash commodity, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodity Exchange, Commodity futures, Commodity Futures Trading Commission, Commodity paper, Commodity pool, Commodity-product spread, Commodity Trading Advisor, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Date of issue, Date of payment, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Desk (the), Division of labor, Durable Power of Attorney, Date of maturity, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, ECU, E-mini, Exchange for futures, Exchange of spot, Ex-pit transaction, Export license, Ex-all, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Form 10-Q, Flight to quality, Flow of funds, Forward P/E, Factors of production, Favorable balance of trade, Financial futures, Futures, Futures contract, Futures option, Futures price, Form S-1, Family of funds, Fund of funds, Free right of exchange, General Obligation Bond, Government securities, Government Securities Clearing Corporation, General account, General Securities Representative Examination, G-7, General Accounting Office, General Agreement on Tariffs and Trade, Gross National Product, G-8, General lien, General mortgage, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, International Securities Identification Number, Investment Advisor Act of 1940, Investment Company Act of 1940, Interest rate futures, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, I/O strip, Imbalance of orders, In the tank, Jumping the gun, Lender of last resort, Law of one price, Lending at a rate, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Leading the market, Level I quotes, Make a market, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Marketable securities, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, National Futures Association, New York Futures Exchange, Notice of Default, National Association of Real Estate Investment Trusts, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Opinion of title, On-the-spot loan, Out of the money, Odd lot buy/sell ratio, On the opening, Pooling of interests, Pre-depreciation profit, Pre-tax profit margin, Pro forma, Price Value of a Basis Point, Public Securities Association, P&L, Physical commodity, Pre-existing conditions, Power of Attorney, Prioritization of debt, Pre-syndicate bid, Preservation of capital, Painting the tape, Register, Return of capital, Regulation Q, Required reserves, Registered coupon bond, Registered security, Reading the tape, Registered Representative, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Registered Retirement Savings Plan, Red herring, Registered Company, Regulation A, Representative, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Registered options principal, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Rate of return, Real rate of return, SEC filing, Selling, General and Administrative Expenses, SG&A, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Sell, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell limit order, Sell order, Sell plus, Sell-side analyst, Sell the book, Standard of living, Single stock futures, Soft commodity, Spot commodity, Second-to-die insurance, Statute of Limitations, Satisfaction of debt, Securities lending, Staggered board of directors, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Type, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit of trade, Unit of trading, Waiver of premium, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares