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Short swing rules
A rule that restricts company insiders from making Short swing Profit . The company and/or ITS other shareholders are entitled to recover the profits earned by the insider.
Semi Related Terms: 437 CLICK HERE TO VIEW
10-K ,
30-day wash rule ,
Accrual of discount ,
Amortization of premium ,
At par ,
All or any part ,
At best ,
At call ,
American Depositary Share ,
At risk ,
Abstract of title ,
Action to quiet title ,
Assignment to creditors ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Average price per share ,
At the money ,
Across the board ,
Additional paid-in capital ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Automated Pricing and Reporting System ,
Away from the market ,
Below the line ,
Book profit ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Bank holding company ,
Banking Act of 1933 ,
Bid-to-cover ratio ,
Bureau of Public Debt ,
Brought over the wall ,
Buy the book ,
Basic earnings per share ,
Balance of payments ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
B shares ,
Buy and write ,
Bad title ,
Bearer share ,
Bonus share ,
Buy-side ,
Breadth-of-market theory ,
Beat the gun ,
Cost Of Goods Sold ,
Cost of sales ,
Certificate of Participation ,
Code of procedure ,
Customer protection rule ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cash and carry trade ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Clear title ,
Cancellation of debt ,
Certificate of Claim ,
Cost of debt capital ,
Cost of funds ,
Controlled company ,
Closed-end investment company ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Cover ,
Child and dependent care credit ,
Coefficient of determination ,
Cup and handle ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Direct profit ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Directed share program ,
De-escalation clause ,
De facto ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Dogs of the Dow ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Either-or order ,
Earned surplus ,
E-mini ,
Exchange of spot ,
Earned benefit ,
Employee Retirement Income Security Act of 1974 ,
Earned income tax credit ,
Excess profits tax ,
First In First Out ,
Federal Savings and Loan Association ,
Flight to quality ,
Flow of funds ,
Fill or kill ,
Front-ending an order ,
Fractional share ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Forward cover ,
Form 8-K ,
Form S-1 ,
Friends and family offering ,
Finance company ,
Full faith and credit ,
Family of funds ,
Fund of funds ,
Free and clear ,
Free right of exchange ,
Federal ID Number ,
Gross profit ,
Gross profit margin ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Growth and income fund ,
Good title ,
Gather in the stops ,
Going short ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Health Insurance Portability and Accountability Act ,
Holding company ,
Holder in due course ,
Home equity line of credit ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
In escrow ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
Inside market ,
Insider ,
Insider trading ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
Investment company ,
I/O strip ,
In-service withdrawal ,
Income exclusion rule ,
Imbalance of orders ,
In and out ,
Inside spread ,
In sympathy ,
In the tank ,
ITS ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Just title ,
Joint and survivor annuity ,
Joint Stock Company ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Lending at a rate ,
Law of demand ,
Law of supply ,
London International Financial Futures and Options Exchange ,
Limited company ,
Letter of comment ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Lucrative title ,
Leading the market ,
Limited Liability Company ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Mutual company ,
Make a market ,
Mark-to-market ,
Medium of exchange ,
Marginal propensity to consume ,
Making delivery ,
Money at call ,
Management company ,
Market-share weighted index ,
Net profit ,
Net profit margin ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
Nine-Bond Rule ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
Null and void ,
Notice of Default ,
National Association of Real Estate Investment Trusts ,
Off the books ,
Other current assets ,
Other long term liabilities ,
Office of Thrift Supervision ,
Out-of-favor ,
Over-the-Counter ,
Or better ,
Operating profit margin ,
Other income ,
Offshore company ,
One-share one-vote rule ,
Opinion of title ,
On-the-spot loan ,
Open-end management company ,
Option holder ,
Out of the money ,
Old age, survivors, and disability insurance ,
On the opening ,
Pooling of interests ,
Pre-depreciation profit ,
Pre-tax profit margin ,
Profit ,
Profit and loss statement ,
Profit margin ,
Pro forma ,
Payment-in-kind security ,
Premium over bond value ,
Premium over conversion value ,
Price Value of a Basis Point ,
P&L ,
Primary earnings per share ,
Profit warning ,
Public company ,
Pour-over will ,
Power of Attorney ,
Prioritization of debt ,
Perfecting title ,
Perfect title ,
Profit-sharing ,
Paid-in capital ,
Paid-in surplus ,
Percent held by institutions ,
Private company ,
Private Investment in Public Equity ,
Preservation of capital ,
Point-and-figure chart ,
Profit ratio ,
Painting the tape ,
Paper profit ,
Plus tick rule ,
Profit-taking ,
Quiet title ,
Qualifying share ,
Reports and Records ,
Return of capital ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rule 10b-6 ,
Rule 15c3-1 ,
Rule 19c3 ,
Rule 405 ,
Rule 415 ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulated investment company ,
Registered Company ,
Regulation A ,
Reverse Take-Over ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Roll over ,
Rule of 78 ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Rate of return ,
Realized profit ,
Real rate of return ,
Rule 13d ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
Short-term reserves ,
Sight letter of credit ,
S&L ,
Securities and Exchange Commission ,
Short bond ,
Short-term ,
Segregation of securities ,
Sell-side analyst ,
Sell the book ,
Shareholder ,
Standard of living ,
Supply-side economics ,
Short hedge ,
Second-to-die insurance ,
Stock life insurance company ,
Share ,
Short interest ,
Short interest ratio ,
Statute of Limitations ,
Sale and leaseback ,
Satisfaction of debt ,
Share appreciation mortgage ,
Swing loan ,
Staggered board of directors ,
Selling the spread ,
Short leg ,
Short market value ,
Short straddle ,
Shareholder value ,
Share price ,
Selling short ,
Selling short against the box ,
Short ,
Short cover ,
Shorting against the box ,
Short position ,
Short purchase ,
Short sale rule ,
Short squeeze ,
Swing trade ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
Short swing profits ,
Short swing rules ,
S&P phenomenon ,
Stop and reverse ,
Times interest earned ,
T-Bill ,
Term to maturity ,
Take a position ,
Trailing P/E ,
Title insurance ,
Tenancy by the entirety ,
Title ,
Trust company ,
Truth in Lending ,
Tenancy at will ,
Title binder ,
Title company ,
Title defect ,
Title search ,
Top hat plan ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Trading profit ,
Take a bath ,
Take profits ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unappropriated profit ,
Unit of trade ,
Unit of trading ,
Unrealized profit ,
Waiver of premium ,
Widow-and-orphan stock ,
W-2 Form ,
Wash sale rule ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-over-year ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares