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Sophisticated investor
An investor who has sufficient knowledge and experience with investing that he/she is able to evaluate the merits of an investment. A requirement of certain Exempt offerings.
Semi Related Terms: 424 CLICK HERE TO VIEW
10-Q ,
10-K ,
Accrual of discount ,
Amortization of premium ,
At par ,
All or any part ,
At best ,
At call ,
At risk ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Automatic investment plan ,
Average price per share ,
At the money ,
Across the board ,
Additional paid-in capital ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Automated Pricing and Reporting System ,
Away from the market ,
Accredited investor ,
Angel investor ,
Below the line ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Banking Act of 1933 ,
Bid-to-cover ratio ,
Bureau of Public Debt ,
Best efforts offering ,
Best-execution requirement ,
Brought over the wall ,
Buy the book ,
Basic earnings per share ,
Balance of payments ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Blitzkrieg tender offer ,
B shares ,
Buy and write ,
Balanced investment strategy ,
Blow-off top ,
Breadth-of-market theory ,
Beat the gun ,
Capital investment ,
Cost Of Goods Sold ,
Cost of sales ,
Certificate of Participation ,
Code of procedure ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cash and carry trade ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Cancellation of debt ,
Certificate of Claim ,
Cost of debt capital ,
Cost of funds ,
Creeping tender offer ,
Closed-end investment company ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cash or Deferred Arrangement ,
Cliff vesting ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Child and dependent care credit ,
Coefficient of determination ,
Cup and handle ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Double exempt ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Dividend in arrears ,
Dividend requirement ,
Desk (the) ,
Division of labor ,
Direct Public Offering ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Defensive investment strategy ,
Dogs of the Dow ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Exempt security ,
Ex-legal ,
Either-or order ,
Edge Act ,
E-mini ,
Exchange of spot ,
Ex-pit transaction ,
Experience rating ,
Ex-all ,
Ex-warrants ,
Employee Retirement Income Security Act of 1974 ,
Ex-rights ,
Ex-rights date ,
Ethical investing ,
Exempt ,
First In First Out ,
Form 10-Q ,
Federal Savings and Loan Association ,
Flight to quality ,
Flow of funds ,
Fill or kill ,
Front-ending an order ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Federal Reserve requirement ,
Foreign direct investment ,
Form 8-K ,
Form S-1 ,
Firm commitment offering ,
Friends and family offering ,
Full faith and credit ,
Family of funds ,
Fund of funds ,
Free and clear ,
Fixed investment trust ,
Free right of exchange ,
Formula investing ,
Guaranteed Investment Contract ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Growth and income fund ,
Graduated vesting ,
Gather in the stops ,
Green investing ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Health Insurance Portability and Accountability Act ,
Holder in due course ,
Home equity line of credit ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Investment flows ,
In escrow ,
Investment bill ,
Investment-grade bond ,
Investment letter ,
Investment security ,
Investment value ,
In-house ,
Investment Advisor Act of 1940 ,
Investment bank ,
Investment banker ,
Investment Bankers Association ,
Investment banking ,
Investment banking group ,
Investment Company Act of 1940 ,
In line ,
Investment multiplier ,
Initial Public Offering ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Investor relations ,
Indication of interest ,
Intrastate offering ,
In intestacy ,
In play ,
In-process research and development ,
Investment company ,
Investment fund ,
Investment objective ,
Investment policy ,
Investment trust ,
I/O strip ,
Investment property ,
In-service withdrawal ,
Investment philosophy ,
Imbalance of orders ,
In and out ,
Individual investor ,
Institutional investor ,
In sympathy ,
In the tank ,
ITS ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Joint and survivor annuity ,
Know Your Customer ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Lending at a rate ,
Law of demand ,
Law of supply ,
London International Financial Futures and Options Exchange ,
London Inter-Bank Offer Rate ,
Letter of comment ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Municipal investment trust ,
Make a market ,
Mark-to-market ,
Medium of exchange ,
Marginal propensity to consume ,
Money at call ,
Net investment ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
NOW ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
No limit order ,
No quote ,
No-Fault ,
No-Action Letter ,
Null and void ,
No-lien affidavit ,
Notice of Default ,
No-load ,
National Association of Real Estate Investment Trusts ,
Non-investment property ,
No-load stock ,
No book ,
Nonaccredited investor ,
Off-balance-sheet financing ,
Off the books ,
Office of Thrift Supervision ,
Offer ,
Offering ,
Offering circular ,
Offering price ,
Offering scale ,
Out-of-favor ,
Over-the-Counter ,
Off-floor order ,
Or better ,
Offering date ,
Opinion of title ,
On-the-spot loan ,
Out of the money ,
Old age, survivors, and disability insurance ,
Off-board ,
On the opening ,
Pooling of interests ,
Profit and loss statement ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Public offering ,
P&L ,
Primary earnings per share ,
Public offering price ,
Per stirpes ,
Power of Attorney ,
Prioritization of debt ,
Paid-in capital ,
Paid-in surplus ,
Passive investor ,
Private Investment in Public Equity ,
Preservation of capital ,
Point-and-figure chart ,
Painting the tape ,
Qualified institutional investor ,
Reports and Records ,
Return of capital ,
Regulation Q ,
Reserve requirement ,
Real Estate Mortgage Investment Conduit ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Rights offering ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulated investment company ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Risk/return trade-off ,
Rate of return ,
Real rate of return ,
Retail investor ,
Ring ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
Sight letter of credit ,
S&L ,
Secondary offering ,
Securities and Exchange Commission ,
Shelf offering ,
Split offering ,
Securities Investor Protection Corporation ,
Segregation of securities ,
Sell the book ,
Standard of living ,
Second-to-die insurance ,
Small corporate offering registration ,
Statute of Limitations ,
Statutory investment ,
Sale and leaseback ,
Satisfaction of debt ,
Staggered board of directors ,
Socially conscious investing ,
Systematic investment plan ,
Selling the spread ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
Small investor ,
Sophisticated investor ,
S&P phenomenon ,
Stop and reverse ,
Tax-exempt bond ,
T-Bill ,
Term to maturity ,
Take a position ,
Trailing P/E ,
Tender offer ,
Tenancy by the entirety ,
Truth in Lending ,
Tenancy at will ,
Top hat plan ,
The Street ,
Timing the market ,
Tax-exempt ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unit Investment Trust ,
Unit of trade ,
Unit of trading ,
Vesting ,
Vesting period ,
Value investing ,
With interest ,
Waiver of premium ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Zero-investment portfolio