Stockbroker
Broker who deals primarily with transactions involving stock.
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10-K,
19c3 stock,
American Stock Exchange,
Adjustable rate preferred stock,
Add-on service,
Action to quiet title,
Assignment to creditors,
Attorney in fact,
A shares,
Action,
Additional paid-in capital,
Banking Act of 1933,
Bid-to-cover ratio,
Broker,
Broker loan,
Buying on margin,
Buy on close,
Buy on opening,
Broker loan rate,
B shares,
Borrowed stock,
Committee on Uniform Securities Identification Procedures,
Common stock equivalent,
Contra broker,
Contract broker,
Cyclical stock,
Certificated stock,
Cheapest to deliver,
Commodities Exchange Act,
Callable stock,
Certificate of stock,
Consumer stock,
Control stock,
Corporate action,
Class action suit,
C shares,
Close to the money,
Closing transaction,
Cloud on title,
Class A Shares,
Class B Shares,
Close a position,
Curbs in,
Deposit in transit,
Deep discount broker,
Discount broker,
Dividend in arrears,
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
De-escalation clause,
De facto,
Debtor in possession,
Debtor-in-possession financing,
Due-on-sale clause,
Deep in the money,
Dirty stock,
Deal,
Deal flow,
Escrowed to maturity,
Edge Act,
E-mini,
Ex-pit transaction,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Employee Retirement Income Security Act of 1974,
First In First Out,
Flight to quality,
Floor broker,
Front-ending an order,
Forward deal,
Forward P/E,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Federal Insurance Contributions Act,
Glass-Steagall Act,
Growth stock,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Health Insurance Portability and Accountability Act,
High-tech stock,
Holder in due course,
Home Mortgage Disclosure Act,
In escrow,
Independent broker,
In-house,
Introducing broker,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Income stock,
In line,
Insurance broker,
Insider Trading sanctions Act of 1984,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Joint Stock Company,
Last In First Out,
Lending at a rate,
Limit-on-close order,
Loan stock,
Loan-to-cost,
Loan-to-value,
Lock-in,
Locked in,
Level I quotes,
Make a market,
Market on close order,
Mark-to-market,
Marginal propensity to consume,
Marginable stock,
Mortgage broker,
New York Stock Exchange,
Nonvoting stock,
No-Action Letter,
Non-qualified stock option,
Non-statutory stock option,
No-load stock,
Net transaction,
On-floor order,
Online broker,
On margin,
Outside broker,
Optionable stock,
Original issue stock,
On account,
On-the-spot loan,
Opening transaction,
On-balance volume,
On close,
On open,
On the opening,
Payment-in-kind security,
Price Value of a Basis Point,
Prime broker,
Preferred stock,
Prior preferred stock,
P&L,
Pacific Rim,
Prudent Expert Act,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation D,
Regulation G,
Regulation T,
Restricted stock,
Regulation A,
Right to Know,
Real estate broker,
Retirement Equity Act of 1984,
Return on Capital Employed,
SG&A,
S&L,
Stock association,
Stock buyback,
Stock loan,
Street broker,
Second preferred stock,
Stock dividend,
Single stock futures,
Second-to-die insurance,
Stock life insurance company,
Secondary stock,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Stock fund,
Synthetic stock,
Stock list,
Story stock,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Transaction,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Treasury Stock,
Truth in Lending,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Value stock,
Vetoing stock,
Voting stock,
With interest,
Williams Act,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
W formation,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares