Subchapter M

At par, All or any part, At best, At call, At risk, Add-on service, Attorney in fact, A shares, At the money, Across the board, Additional paid-in capital, Arbitrage Pricing Theory, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Breaking the syndicate, By the book, B shares, Bubble theory, Breadth-of-market theory, Beat the gun, Committee on Uniform Securities Identification Procedures, Chasing the market, Conduit borrower, C shares, Close to the money, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Conduit theory, Close a position, Cornering the market, Curbs in, Deposit in transit, Division of Market Regulation, Dividend in arrears, Desk (the), Deal stock, De-escalation clause, De facto, Debtor in possession, Debtor-in-possession financing, Due-on-sale clause, Deep in the money, Deep out of the money, Dogs of the Dow, Dow dividend theory, Deal, Deal flow, Either-or order, E-mini, Elliott Wave Theory, First In First Out, Fill or kill, Forward deal, Forward P/E, Form S-1, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Greater fool theory, Hit the bid, Holder in due course, Hammering the market, Held at the opening, Holding the market, In escrow, In-house, In line, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, In and out, In sympathy, In the tank, Jumping the gun, Last In First Out, Lending at a rate, Limit-on-close order, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Make a market, Market on close order, Money at call, NASD Regulation, Off the books, Over-the-Counter, On-floor order, On margin, Or better, On account, On-the-spot loan, Out of the money, Odd-lot theory, On-balance volume, On close, On open, On the opening, Payment-in-kind security, Price Value of a Basis Point, P&L, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Portfolio theory, Painting the tape, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Real Estate Mortgage Investment Conduit, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Regulation A, Regulation Z, Regulation FD, Return on Capital Employed, SG&A, S&L, Sell the book, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter S Corporation, Schedule C, Seek a market, S&P phenomenon, T-Bill, Take a position, Trailing P/E, Trickle-down theory, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, UIT, With interest, W-2 Form, W formation, X or XD, Y shares