Syndicate

10-K, 12b-1 funds, Agent bank, Accrual of discount, Agency security, Amortization of premium, Asset-backed security, At par, All or any part, At best, At call, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, Assets under management, Automatic investment plan, At the money, Across the board, Additional paid-in capital, Average up, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Accredited investor, Angel investor, Bank reconciliation, Below the line, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking, Banking Act of 1933, Bank Note, Bank Trust Department, Bank-eligible issues, Bid-to-cover ratio, Book-entry security, Bureau of Public Debt, Best efforts offering, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Board of Governors, Banking syndicate, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bank term loan, Bust-up takeover, Blitzkrieg tender offer, B shares, Buy and write, Balanced investment strategy, Blow-off top, Breadth-of-market theory, Beat the gun, Capital investment, Cost Of Goods Sold, Cost of sales, Commercial bank, Consumer bank, Cabinet security, Call, Call date, Called away, Called bond, Call price, Call protection, Call risk, CAT bond, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Convertible security, Call money rate, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Controlled company, Creeping tender offer, Closed-end investment company, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Covered call, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Cliff vesting, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Closing purchase, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Digested security, Droplock security, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Derivative security, Direct Public Offering, Distributing syndicate, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Distressed security, Defensive investment strategy, Dogs of the Dow, Double up, Dead cat bounce, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Exchangeable security, Exempt security, Either-or order, ECU, Edge Act, E-mini, Exchange of spot, European Central Bank, Export-Import Bank, Employee Stock Purchase Plan, Ex-all, Employee Retirement Income Security Act of 1974, Ethical investing, Even up, First In First Out, Federal Savings and Loan Association, Fractional reserve banking, First call date, Flight to quality, Flow of funds, Federal Call, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Foreign direct investment, Form 8-K, Form S-1, Firm commitment offering, Floating security, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Finance company, Full faith and credit, Family of funds, Fund of funds, Free and clear, Federal Insurance Contributions Act, Fixed investment trust, Free right of exchange, Formula investing, FIN, Graduated security, Guaranteed Investment Contract, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, Group insurance, Group sale, Growth and income fund, Graduated vesting, Group IRA, Gather in the stops, Green investing, Hart-Scott-Rodino Act of 1976, Hit the bid, House call, House of issue, Health Insurance Portability and Accountability Act, Holding company, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, HUD-1 statement, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Investment flows, In escrow, 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survivor annuity, Joint life annuity, Joint Stock Company, Joint return, Joint tax return, Last In First Out, Lender of last resort, Law of one price, Letter security, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Limit up, London International Financial Futures and Options Exchange, Limited company, London Inter-Bank Offer Rate, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Land banking, Lease-purchase agreement, Leading the market, Limited Liability Company, Locked in, Long-term gain or loss, Level I quotes, Member bank, Money center bank, Mutual company, Mutual Savings Bank, Marketable security, Mortgage-backed security, Mortgage pass-through security, Municipal investment trust, Maintenance call, Make a market, Margin call, Market on close order, Mark-to-market, Merchant bank, Medium of exchange, Marginal propensity to consume, Money at call, Mortgage banking, Management company, Married filing jointly, Net investment, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Negotiable security, New York Stock Exchange, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, New York Futures Exchange, Negotiated underwriting, New issue, Null and void, Notice of Default, Naked call, National Association of Real Estate Investment Trusts, Non-investment property, New high, Nonaccredited investor, Off-balance-sheet financing, Off the books, Office of Thrift Supervision, Offer, Offering, Offering circular, Offering price, Offering scale, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Or better, Offshore company, Offering date, Opinion of title, On account, On-the-spot loan, Open-end management company, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Off-board, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Private banking, Payment-in-kind security, Price Value of a Basis Point, Provisional call feature, Public offering, Purchase, P&L, Public company, Public offering price, Power of Attorney, Paid up, Prioritization of debt, Purchase-money mortgage, Purchase agreement, Prudent Expert Act, Paid-in capital, Paid-in surplus, Passive investor, Pre-syndicate bid, Private company, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Put/call ratio, Qualified institutional investor, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regional bank, Retail banking, Real Estate Mortgage Investment Conduit, Registered security, Residual security, Restricted security, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Rights offering, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Reduced paid-up insurance, Registered Company, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Ratio write, Roll up, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Return on Capital Employed, Rate of return, Real rate of return, Retail investor, Ring, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings bank, Sight letter of credit, S&L, State bank, SEC, Secondary offering, Securities and Exchange Commission, Shelf offering, Split offering, Stamped security, Step-up bond, SEC fee, Securities Investor Protection Corporation, Segregation of securities, Selling group, Sell the book, Syndicate, Syndicate bid, Syndicate manager, Syndicate member, Standard of living, Second-to-die insurance, Stock life insurance company, Severally but not jointly, Small corporate offering registration, Statute of Limitations, Statutory investment, Sale and leaseback, Satisfaction of debt, Security interest, Security loan, Senior security, Staggered board of directors, Socially conscious investing, Systematic investment plan, Selling the spread, Step-up warrant, Step-up lease, Social Security, Social Security Tax, Security analysis, Selling short against the box, Shorting against the box, Short purchase, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Treasury Inflation-Protected Security, Trust-preferred security, Take a position, Trailing P/E, Tender offer, Tenancy by the entirety, Trust company, Truth in Lending, Tenancy at will, Title company, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Underwriting, Underwriting agreement, Underwriting group, Underwriting spread, Uniform Securities Act, Underlying security, Uncovered call, Unit Investment Trust, Up volume, Unit of trade, Unit of trading, Variable ratio write, Vesting, Vesting period, Value investing, Write down, Wholesale banking, Williams Act, World Bank, Waiver of premium, Write, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, When issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Zero-investment portfolio