Tier
A Class or group of securities.
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Accrual of discount,
Amortization of premium,
All or any part,
Asset class,
Abstract of title,
As is,
Assignment of mortgage,
A shares,
Average up,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bureau of Public Debt,
Balance of payments,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
Bust-up takeover,
B shares,
Breadth-of-market theory,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Class,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Class action suit,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Certificate of Occupancy,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Date of issue,
Date of payment,
Drawn securities,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Division of labor,
Doing business as,
Durable Power of Attorney,
Date of maturity,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Double up,
Depth of market,
Eurodollar certificate of deposit,
Either-or order,
ECU,
E-mini,
Exchange of spot,
Employee Retirement Income Security Act of 1974,
Even up,
Flow of funds,
Fill or kill,
Forward P/E,
Factors of production,
Favorable balance of trade,
Form S-1,
Family of funds,
Fund of funds,
Free right of exchange,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
G-8,
Group insurance,
Group sale,
Group IRA,
Hart-Scott-Rodino Act of 1976,
House of issue,
Home equity line of credit,
International Securities Identification Number,
Investment Advisor Act of 1940,
Investment banking group,
Investment Company Act of 1940,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
I/O strip,
Imbalance of orders,
Lender of last resort,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
Limit up,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Long-term gain or loss,
Level I quotes,
Make a market,
Medium of exchange,
Marketable securities,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Notice of Default,
National Association of Real Estate Investment Trusts,
Office of Thrift Supervision,
Out-of-favor,
Or better,
Opinion of title,
Out of the money,
Pooling of interests,
Price Value of a Basis Point,
Public Securities Association,
P&L,
Power of Attorney,
Paid up,
Prioritization of debt,
Preservation of capital,
Return of capital,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Reduced paid-up insurance,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Roll up,
Right of redemption,
Retirement Equity Act of 1984,
Rate of return,
Real rate of return,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Securities and Exchange Commission,
Step-up bond,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Selling group,
Standard of living,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Staggered board of directors,
Step-up warrant,
Step-up lease,
S Corporation,
Short-term gain or loss,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriting group,
Uniform Securities Act,
Up volume,
Unit of trade,
Unit of trading,
Waiver of premium,
When, as, and if issued,
X or XD