Top hat plan
A nonqualified retirement plan which is limited to a select group of key employees and which is Exempt from ERISA regulations.
Semi Related Terms: 396 CLICK HERE TO VIEW
10-Q,
10-K,
401(k) plan,
403(b) plan,
457 plan,
Accrual of discount,
Amortization of premium,
At par,
At best,
At call,
Automatic reinvestment plan,
At risk,
Add-on service,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Assignment of mortgage,
A shares,
Automatic investment plan,
At the money,
Age-weighted plan,
Average up,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Automated Pricing and Reporting System,
Away from the market,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bid-to-cover ratio,
Bureau of Public Debt,
Buying on margin,
Buy limit order,
Buy on close,
Buy on opening,
Balance of payments,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
Bust-up takeover,
B shares,
Buy and write,
Breadth-of-market theory,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cash and carry trade,
Cheapest to deliver,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Credit limit,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cafeteria plan,
Cash-balance plan,
Collectively bargained plan,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Constant dollar plan,
Child and dependent care credit,
Coefficient of determination,
Cup and handle,
Certificate of delivery,
Close a position,
Date of issue,
Date of payment,
Debt limit,
Double exempt,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend Reinvestment Plan,
Dividend rollover plan,
Division of labor,
Daily trading limit,
Durable Power of Attorney,
Date of maturity,
Debt retirement,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Defined benefit plan,
Defined contribution plan,
Dogs of the Dow,
Double up,
Depth of market,
Eurodollar certificate of deposit,
Escrowed to maturity,
Exempt security,
Ex-legal,
E-mini,
Exchange of spot,
Ex-pit transaction,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Ex-all,
Exercise limit,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
ERISA,
Ex-rights,
Ex-rights date,
Exempt,
Even up,
Form 10-Q,
Federal Savings and Loan Association,
Flight to quality,
Flow of funds,
Front-ending an order,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fluctuation limit,
Form 8-K,
Form S-1,
Friends and family offering,
Full faith and credit,
Family of funds,
Fund of funds,
Free and clear,
Flexible benefit plan,
Frozen plan,
Free right of exchange,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Group insurance,
Group sale,
Growth and income fund,
Group IRA,
Hart-Scott-Rodino Act of 1976,
House of issue,
Health Insurance Portability and Accountability Act,
Home equity line of credit,
Highly compensated employee,
Head and shoulders,
Held at the opening,
Investment Advisor Act of 1940,
Investment banking group,
Investment Company Act of 1940,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In-process research and development,
I/O strip,
Imbalance of orders,
In and out,
Jointly and severally,
Joint and several liability,
Joint and survivor annuity,
Keogh Plan,
Lender of last resort,
Law of one price,
Limited risk,
Lending at a rate,
Limit-on-close order,
Limit order,
Limit order book,
Limit order information system,
Limit price,
Law of demand,
Law of supply,
Limit down,
Limit move,
Limit up,
Lock-limit,
London International Financial Futures and Options Exchange,
Limited company,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Limited Liability Company,
Level I quotes,
Make a market,
Market if touched order,
Market on close order,
Mark-to-market,
Medium of exchange,
Marginal propensity to consume,
Money at call,
Master limited partnership,
Non-cash expense,
Non-financial asset,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Non-callable,
Non-callable bond,
Non-interest-bearing note,
Notice of Sale,
NASD Regulation,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
No limit order,
No quote,
Non-cumulative preferred,
Non-equity option,
No-Fault,
No-Action Letter,
Non-compete agreement,
Non-disclosure agreement,
Null and void,
No-lien affidavit,
Non-conforming loan,
Non-revolving credit card,
Notice of Default,
No-load,
Non-resident alien tax,
Non-qualified stock option,
Non-statutory stock option,
National Association of Real Estate Investment Trusts,
Non-investment property,
Non-contributory plan,
Non-insured plan,
Non-qualified retirement plan,
Normal retirement age,
No-load stock,
No book,
Office of Thrift Supervision,
Out-of-favor,
On-floor order,
On margin,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
On open,
On the opening,
Owner-employee,
Pooling of interests,
Profit and loss statement,
Price Value of a Basis Point,
Public limited partnership,
P&L,
Price limit,
Periodic payment plan,
Policy limit,
Power of Attorney,
Paid up,
Prioritization of debt,
Position limit,
Pension plan,
Plan asset,
Plan sponsor,
Prototype plan,
Preservation of capital,
Point-and-figure chart,
Private limited partnership,
Qualified institutional investor,
Qualified retirement plan,
Qualified trust,
Qualified,
Reports and Records,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation Q,
Retire,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Registered Retirement Savings Plan,
Reduced paid-up insurance,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Regulation Z,
Revolving line of credit,
Right of recourse,
Rule of 78,
Roll up,
Right of redemption,
Retirement Equity Act of 1984,
Regulation FD,
Return on Capital Employed,
Rate of return,
Real rate of return,
Resyndication limited partnership,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
Sight letter of credit,
S&L,
Securities and Exchange Commission,
Series EE bond,
Step-up bond,
Segregation of securities,
Selling group,
Sell limit order,
Stop-limit order,
Standard of living,
Second-to-die insurance,
Stock bonus plan,
Stock option plan,
Statute of Limitations,
Sale and leaseback,
Satisfaction of debt,
Staggered board of directors,
Systematic investment plan,
Step-up warrant,
Step-up lease,
Savings Incentive Match Plan for Employees,
Self-directed retirement account,
SEP Plan,
Simplified Employee Pension IRA,
Single-employer plan,
Summary plan description,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Stop and reverse,
Tax-exempt bond,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
TED spread,
Tenancy at will,
Top hat plan,
Tax-exempt,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriting group,
Underfunded pension plan,
Up volume,
Unit of trade,
Unit of trading,
Voluntary accumulation plan,
Variable ratio plan,
Venture capital limited partnership,
Waiver of premium,
Widow-and-orphan stock,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares