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Transfer agent

An 

Agent

 employed by a corporation or mutual 

Fund

 to maintain shareholder 

Record

, including 

Purchase

Sales

, and 

Account

 balances.



Related Terms: 14

Account

,

Account balance

,

Agent

,

Balance

,

CLU

,

Fund

,

Inc.

,

Mutual fund

,

Purchase

,

Record

,

Ratio

,

Sales

,

Shareholder

,

Share


Other Related Pages:

Category: Stocks


Starting With: T


Semi Related Terms: 412  CLICK HERE TO VIEW

Account

,

Account statement

,

Adjusted balance method

,

Asset/equity ratio

,

Account aggregation

,

Account balance

,

Active account

,

Agent bank

,

Alternate account

,

Asset management account

,

Average daily balance

,

Average daily balance method

,

American Municipal Bond Assurance Corporation

,

At par

,

Account executive

,

Agent

,

All or any part

,

At best

,

At call

,

Alien corporation

,

American Depositary Share

,

At risk

,

Aggregate corporation

,

Add-on service

,

Action to quiet title

,

As is

,

Assignment to creditors

,

Attorney in fact

,

Aggressive growth fund

,

A shares

,

Asset allocation fund

,

Average price per share

,

At the money

,

Age-weighted plan

,

Additional paid-in capital

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Automated Pricing and Reporting System

,

Balance

,

Book value per share

,

Balanced fund

,

Bid-to-cover ratio

,

Blend fund

,

Bond fund

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Basic earnings per share

,

Balance of payments

,

Bill of sale

,

By the book

,

Bulk sales escrow

,

B shares

,

Buy and write

,

Bearer share

,

Bonus share

,

Cash asset ratio

,

Cash ratio

,

Collection ratio

,

Contra account

,

Cost of sales

,

Central assets account

,

Checking account

,

Compensating balance

,

Custodial account

,

Committee on Uniform Securities Identification Procedures

,

Conversion ratio

,

Cash account

,

Clearing corporation

,

Credit balance

,

Capital account

,

Current account

,

Cash and carry trade

,

Cheapest to deliver

,

Captive agent

,

CLU

,

Closed corporation

,

Contract sale

,

Capital appreciation fund

,

Clone fund

,

Closed-end fund

,

Closed fund

,

Contingent deferred sales charge

,

Crossover fund

,

C shares

,

Call ratio backspread

,

Close to the money

,

Closing agent

,

Cloud on title

,

Cash-balance plan

,

Cash or Deferred Arrangement

,

Cash sale

,

Class A Shares

,

Class B Shares

,

Child and dependent care credit

,

Cup and handle

,

Close a position

,

Closing purchase

,

Curbs in

,

Days Sales Outstanding

,

Declining balance method

,

Double-declining balance depreciation method

,

Deposit in transit

,

Drawing account

,

Discretionary account

,

Date of record

,

Disbursing agent

,

Dividend in arrears

,

Dividend payout ratio

,

Domestic corporation

,

Directed share program

,

De-escalation clause

,

De facto

,

Doing business as

,

Debit balance

,

Debtor in possession

,

Debtor-in-possession financing

,

Due-on-sale clause

,

Dual-purpose fund

,

Deep in the money

,

Department of Housing and Urban Development

,

Deferred account

,

Efficiency ratio

,

Escrowed to maturity

,

Either-or order

,

E-mini

,

Employee Stock Purchase Plan

,

Exchange ratio

,

Enrolled agent

,

Enhanced index fund

,

Environmental fund

,

Equity fund

,

Exchange fund

,

Exercise ratio

,

Exclusion ratio

,

First In First Out

,

Fixed-charge coverage ratio

,

Federal Deposit Insurance Corporation

,

Federal Savings and Loan Association

,

Frozen account

,

Federal Home Loan Mortgage Corporation

,

Fiscal agent

,

Flight to quality

,

Fill or kill

,

Front-ending an order

,

Fund supermarket

,

Fractional share

,

Forward P/E

,

Fully diluted earnings per share

,

Favorable balance of trade

,

Foreign corporation

,

Form S-1

,

Friends and family offering

,

Fund

,

Forward sale

,

Full faith and credit

,

Focused fund

,

Fund family

,

Fund manager

,

Fund of funds

,

Free and clear

,

Flexible spending account

,

Gross sales

,

Government Securities Clearing Corporation

,

General account

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Global fund

,

Group sale

,

Growth and income fund

,

Growth fund

,

Gather in the stops

,

House account

,

Hedge ratio

,

Health Insurance Portability and Accountability Act

,

Holder in due course

,

High-ratio mortgage

,

Hedge fund

,

Head and shoulders

,

Held at the opening

,

Inactive account

,

Insured account

,

In escrow

,

In-house

,

In line

,

International Monetary Fund

,

Independent agent

,

Insurance agent

,

Inc.

,

In intestacy

,

In play

,

In-process research and development

,

Income fund

,

Index fund

,

Institutional fund

,

International fund

,

Investment fund

,

I/O strip

,

Installment sales contract

,

Income replacement ratio

,

In-service withdrawal

,

In and out

,

In sympathy

,

In the tank

,

Joint account

,

Jointly and severally

,

Joint and several liability

,

Joint and survivor annuity

,

Last In First Out

,

Liquidity ratio

,

Lending at a rate

,

Limit-on-close order

,

London International Financial Futures and Options Exchange

,

Legal age

,

Loan-to-cost

,

Loan-to-value

,

Loan-value ratio

,

Lock-in

,

Lifecycle fund

,

Load fund

,

Lease-purchase agreement

,

Locked in

,

Long-term gain or loss

,

Last sale

,

Level I quotes

,

Mutual association

,

Mutual company

,

Mutual Savings Bank

,

Municipal bond fund

,

Muni fund

,

Make a market

,

Managed account

,

Margin account

,

Market on close order

,

Mark-to-market

,

Marginal propensity to consume

,

Money at call

,

Mutual fund

,

Mutual fund custodian

,

Mutual fund symbol

,

Mutual exclusion doctrine

,

Mutual improvement certificate

,

Market-share weighted index

,

Mixed account

,

Net sales

,

Nostro account

,

Notice of Sale

,

National Securities Clearing Corporation

,

Net capital ratio

,

Null and void

,

Normal retirement age

,

Nonstock Corporation

,

Off-balance-sheet financing

,

Overhead ratio

,

On-floor order

,

On margin

,

Option account

,

Or better

,

Omnibus account

,

One-share one-vote rule

,

On account

,

On-the-spot loan

,

Original principal balance

,

Open-end fund

,

Option income fund

,

Option holder

,

Options Clearing Corporation

,

Old age, survivors, and disability insurance

,

On-balance volume

,

Odd lot buy/sell ratio

,

On close

,

On open

,

On the opening

,

Profit and loss statement

,

Paying agent

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Purchase

,

Payout ratio

,

P&L

,

Primary earnings per share

,

Past-due balance method

,

Preforeclosure sale

,

Previous balance method

,

Principal balance

,

Purchase-money mortgage

,

Pooled fund

,

Prime rate fund

,

Publicly-traded fund

,

Pure index fund

,

Purchase agreement

,

Pension Benefit Guaranty Corporation

,

Pension fund

,

Paid-in capital

,

Paid-in surplus

,

Percent held by institutions

,

Private Investment in Public Equity

,

Put ratio backspread

,

Point-and-figure chart

,

Profit ratio

,

Put/call ratio

,

Qualifying share

,

Record

,

Reports and Records

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Reserve ratio

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Restricted account

,

Record date

,

Retail sales index

,

Regional fund

,

Ratio

,

Regulation A

,

Right to Know

,

Remaining principal balance

,

Ratio calendar combination

,

Ratio calendar spread

,

Ratio spread

,

Ratio write

,

Real estate agent

,

Ratio analysis

,

Return on Capital Employed

,

Sales

,

Sales ledger

,

Selling, General and Administrative Expenses

,

SG&A

,

Sales charge

,

Sales fee

,

Savings account

,

Savings and Loan

,

Savings Association Insurance Fund

,

S&L

,

Securities and Exchange Commission

,

Sinking fund

,

Securities Investor Protection Corporation

,

Sweep account

,

Shareholder

,

Same-store sales

,

Second-to-die insurance

,

Separate account

,

Share

,

Short interest ratio

,

Stock Clearing Corporation

,

Sale and leaseback

,

Share appreciation mortgage

,

Sector fund

,

Series fund

,

Socially responsible fund

,

Specialized fund

,

Specialty fund

,

Stock fund

,

Self-directed retirement account

,

Self-employed pension

,

Shareholder value

,

Share price

,

Short purchase

,

Short sale rule

,

Sales tax

,

S Corporation

,

Self-employed

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Seek a market

,

S&P phenomenon

,

Stop and reverse

,

Trial balance

,

T-Bill

,

Term to maturity

,

Take a position

,

Trailing P/E

,

Transfer agent

,

Tenancy by the entirety

,

Trust fund

,

Truth in Lending

,

Tax-free bond fund

,

Tax-managed fund

,

Tenancy at will

,

Tax sale

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Undermargined account

,

Variable ratio write

,

Variable ratio plan

,

Wrap account

,

World fund

,

Widow-and-orphan stock

,

Wash sale rule

,

When, as, and if issued

,

X or XD

,

Year-To-Date

,

Yield to call

,

Yield to maturity

,

Yield to worst

,

Y shares


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