Transmittal letter
Letter sent alongside a shipment of securities or a document, explaining the purpose for the shipment.
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Allowance for depreciation,
Accrual of discount,
Amortization of premium,
All or any part,
Add-on service,
Abstract of title,
Attorney in fact,
Assignment of mortgage,
A shares,
At the money,
Across the board,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
B shares,
Buy-side,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Commitment letter,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Drawn securities,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Do Not Reduce,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Deficiency letter,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Dual-purpose fund,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Determination Letter,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Ex-legal,
Either-or order,
ECU,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Ex-pit transaction,
Ex-all,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
First In First Out,
Flow of funds,
Fill or kill,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fee-for-service,
Form S-1,
Family of funds,
Fund of funds,
Free right of exchange,
Federal ID Number,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Going long,
Hart-Scott-Rodino Act of 1976,
Highly confident letter,
Hit the bid,
House of issue,
Holder in due course,
Home equity line of credit,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
International Securities Identification Number,
Investment letter,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Last In First Out,
Lender of last resort,
Law of one price,
Letter security,
Long,
Long Bond,
Long position,
Long-term,
Lending at a rate,
Limit-on-close order,
Long Market Value,
Law of demand,
Law of supply,
Long hedge,
Long-term care insurance,
Long-term debt,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Lock-in,
Long-term mortgage,
Long leg,
Long straddle,
Long-term lease,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Long squeeze,
Make a market,
Market letter,
Market on close order,
Medium of exchange,
Marketable securities,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
No-Action Letter,
Notice of Default,
National Association of Real Estate Investment Trusts,
Off the books,
Other long term liabilities,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Pooling of interests,
Payment-in-kind security,
Price Value of a Basis Point,
Public purpose bond,
Payment for order flow,
Public Securities Association,
Purpose loan,
P&L,
Provision for income taxes,
Power of Attorney,
Prioritization of debt,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Private letter ruling,
Painting the tape,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Release letter,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell-side analyst,
Sell the book,
Standard of living,
Supply-side economics,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Staggered board of directors,
Selling the spread,
Savings Incentive Match Plan for Employees,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Transmittal letter,
Trailing P/E,
Tenancy by the entirety,
Truth in Lending,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unit of trade,
Unit of trading,
Waiver of premium,
X or XD