Underwriter

10-K, 12b-1 funds, Agent bank, Accrual of discount, Agency security, Amortization of premium, Asset-backed security, All or any part, Adjustable life insurance, All-risks coverage, Add-on service, Abstract of title, As is, Attorney in fact, Amortization term, Assignment of mortgage, A shares, Automatic investment plan, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Bank reconciliation, Below the line, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking Act of 1933, Bank Note, Bank Trust Department, Bank-eligible issues, Book-entry security, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bank term loan, B shares, Buy and write, Balanced investment strategy, Breadth-of-market theory, Beat the gun, Capital investment, Certified Public Accountant, Cost Of Goods Sold, Cost of sales, Commercial bank, Consumer bank, Cabinet security, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Convertible security, Current issue, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Chicago Board of Trade, Cash value life insurance policy, Casualty insurance, Convertible term insurance, Cost-of-living rider, Credit insurance, Credit life insurance, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Closed-end investment company, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cliff vesting, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Digested security, Direct issuer, Droplock security, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Derivative security, Decreasing term life, Disability insurance, Dual life insurance, Direct Public Offering, De-escalation clause, De facto, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Distressed security, Defensive investment strategy, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Exchangeable security, Exempt security, ECU, E-mini, Exchange of spot, European Central Bank, Export-Import Bank, Excess insurance, Executive indemnity insurance, Ex-all, Employee Retirement Income Security Act of 1974, Ethical investing, First In First Out, Federal Deposit Insurance Corporation, Federal Savings and Loan Association, Flow of funds, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Foreign direct investment, Form 8-K, Form S-1, Floating security, Friends and family offering, Fully distributed issue, Full faith and credit, Family of funds, Fund of funds, Free and clear, Federal Insurance Contributions Act, Fixed investment trust, Free right of exchange, Formula investing, FIN, Graduated security, Guaranteed Investment Contract, G-7, General Agreement on Tariffs and Trade, G-8, Group insurance, Going public, Growth and income fund, Graduated vesting, Gather in the stops, Green investing, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hazard insurance, Health insurance, Health Insurance Portability and Accountability Act, Hot issue, Holder in due course, Home equity line of credit, HUD-1 statement, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Investment flows, In escrow, Inflation-indexed security, Intermediate-term, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, Issue date, Issuer, In-house, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, Investment multiplier, Insurance, Insurance agent, Insurance broker, Insurance carrier, Insurance claim, Insurance examiner, Insurance policy, Insurance premium, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, Inter vivos trust, In play, In-process research and development, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Investment property, In-service withdrawal, Investment philosophy, Imbalance of orders, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Letter security, Long-term, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Level premium insurance, Level term insurance, Life insurance, Long-term care insurance, Long-term debt, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Lock-in, Long-term mortgage, Long-term lease, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Member bank, Money center bank, Mutual Savings Bank, Marketable security, Medium-term, Medium-term bond, Mortgage-backed security, Mortgage pass-through security, Municipal bond insurance, Municipal Bond Insurance Association, Municipal investment trust, Make a market, Market on close order, Merchant bank, Medium of exchange, Major medical insurance, Mortgage life insurance, Net investment, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Negotiable security, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Nonparticipating life insurance policy, New issue, Notary Public, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Non-investment property, Off the books, Other long term liabilities, Office of Thrift Supervision, Original Issue Discount, Out-of-favor, Over-the-Counter, On-floor order, On margin, Original issue stock, Opinion of title, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Payment-in-kind security, Price Value of a Basis Point, Public bond, Public offering, Public purpose bond, Public limited partnership, Public Securities Association, P&L, Public goods, Public sector, Participating insurance, Private Mortgage Insurance, Public company, Public offering price, Power of Attorney, Prioritization of debt, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Public, Public equity, Public ownership, Portfolio insurance, Preservation of capital, Point-and-figure chart, Painting the tape, Public book, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regional bank, Real Estate Mortgage Investment Conduit, Registered security, Residual security, Restricted security, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Reduced paid-up insurance, Replacement cost insurance, Regulation A, Right of first refusal, Right of rescission, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings Association Insurance Fund, Savings bank, Short-term reserves, Sight letter of credit, S&L, State bank, SEC, Securities and Exchange Commission, Series EE bond, Short-term, Stamped security, SEC fee, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Self insurance, Single-premium life insurance, Stock life insurance company, Survivorship insurance, Statute of Limitations, Statutory investment, Sue, Sale and leaseback, Satisfaction of debt, Security interest, Security loan, Senior security, Staggered board of directors, Socially conscious investing, Systematic investment plan, Selling the spread, Social Security, Social Security Tax, Security analysis, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Term CD, T-Bill, Term, Term bond, Term to maturity, Treasury Inflation-Protected Security, Trust-preferred security, Take a position, Trailing P/E, Term insurance, Title insurance, Tenancy by the entirety, Term deposit, Term loan, Truth in Lending, Term trust, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Term repo, Term sheet, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unseasoned issue, Underlying security, Umbrella liability insurance, Unit Investment Trust, Unit of trade, Unit of trading, Vesting, Vesting period, Value investing, World Bank, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, Y shares, Zero-investment portfolio