Underwriting

10-K, 1035 exchange, 12b-1 funds, Allowance for depreciation, Above par, Accrual of discount, Agency security, American Stock Exchange, Amortization of premium, Asked price, Asking price, Asset-backed security, At par, All or any part, At best, At call, Adjusted futures price, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Asset conversion loan, Assignment of mortgage, A shares, Assets under management, Average price per share, Aggregate exercise price, At the money, Across the board, Additional paid-in capital, Adoption credit, Alternative Minimum Tax, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Bank credit, Banking Act of 1933, Below par, Bid-to-cover ratio, Book-entry security, Bureau of Public Debt, Best efforts offering, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bear market, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Balloon loan, Bank term loan, Bridge loan, Broker loan rate, Business credit, Blitzkrieg tender offer, Back-end load, Benchmark risk, B shares, Bear straddle, Buy and write, Blow-off top, Breadth-of-market theory, Bear, Beat the gun, Certified Public Accountant, Cost Of Goods Sold, Cost of sales, Credit order, Credit card, Credit union, Cabinet security, Call price, Call risk, Certificate of Participation, Collaterized Loan Obligation, Committee on Uniform Securities Identification Procedures, Conversion parity price, Conversion price, Convertible security, Credit analyst, Credit risk, Current issue, CUSIP number, Code of procedure, Credit balance, Chicago Mercantile Exchange, Capitalization of income, Consumer Price Index, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Credit squeeze, Cash and carry trade, Cash price, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodities Exchange Center, Commodity Exchange, CINS number, Country risk, Chartered Life Underwriter, Cost-of-living rider, Credit insurance, Credit life insurance, Certificate of stock, Chicago Board Options Exchange, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Cash credit, Certificate of Claim, Character loan, Classified loan, Closed-end credit, Commercial credit, Commitment fee, Conforming loan, Consolidation loan, Consumer credit, Cost of debt capital, Cost of funds, Credit, Credit agency, Credit default swap, Credit derivative, Credit enhancement, Credit limit, Credit line, Creditor, Credit score, Cure period, Creeping tender offer, Closed-end fund, Closed-end investment company, C shares, Class of options, Close to the money, Counterparty risk, Credit spread, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Cliff vesting, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Closing price, Cornering the market, Curbs in, Deferred credit, Deficit net worth, Deposit in transit, Date of issue, Date of payment, Digested security, Direct issuer, Dollar price, Drawn securities, Droplock security, Day loan, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Delivery price, Derivative security, Direct Public Offering, De-escalation clause, De facto, Doing business as, Due process, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Default risk, Demand loan, Discharge of bankruptcy, Discharge of lien, Discount loan, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Distressed security, Diversifiable risk, Dogs of the Dow, Depth of market, Downside risk, Eurodollar certificate of deposit, Equity risk premium, Escrowed to maturity, Event risk, Exchange, Exchangeable security, Exempt security, Ex-legal, Either-or order, Exchange seat, ECU, Exchange rate, Effective par, ECI, E-mini, Exchange against actuals, Exchange for futures, Exchange for physical, Exchange of spot, Exchange versus cash, Ex-pit transaction, Excluded risk, Ex-all, Exchange ratio, Evergreen loan, Exchange fund, Exchange privilege, Exit fee, Exchange-traded option, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Ethical investing, Earned income tax credit, Education credit, Exchange distribution, First In First Out, Federal Savings and Loan Association, Federal Home Loan Mortgage Corporation, Flight to quality, Flow of funds, Full price, Fictitious credit, Fill or kill, Front-ending an order, Floating exchange rate, Foreign exchange, Foreign exchange rate, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Free market price, Forward price, Futures price, Fee-for-service, Front-end load, Form 8-K, Form S-1, Firm commitment offering, Floating security, Friends and family offering, Fully distributed issue, Fair Credit Reporting Act, FHA Loan, Financial risk, Fixed-rate loan, Floor loan, Full faith and credit, Family of funds, Fund of funds, Free and clear, Free right of exchange, Formula investing, Federal ID Number, Federal Tax Identification Number, FIN, Government securities, Government Securities Clearing Corporation, Graduated security, General Securities Representative Examination, G-7, GDP implicit price deflator, General Agreement on Tariffs and Trade, G-8, Going public, Guarantee, Growth and income fund, Graduated vesting, Gather in the stops, Green investing, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hang Seng Index, Health Insurance Portability and Accountability Act, Hot issue, Holder in due course, Hang out loan, High credit, Home equity line of credit, Home equity loan, HUD-1 statement, Hope credit, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Horizontal price movement, In escrow, Inflation-indexed security, Interest rate risk, International Securities Identification Number, Investment security, Issue date, Issuer, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Institutional pot, Intrastate offering, In intestacy, Impaired credit, Indexed loan, Installment loan, Interest-only loan, In play, In-process research and development, Income risk, I/O strip, In-service withdrawal, Idiosyncratic risk, Imbalance of orders, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint will, Joint and several liability, Jumbo loan, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Letter security, Limited risk, Lead underwriter, Lending at a rate, Limit-on-close order, Limit price, Law of demand, Law of supply, Loose credit, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Loan stock, Long-Term Equity Anticipation Securities, Letter of comment, Legal risk, Living will, Lend, Lender, Line of credit, Loan, Loan note, Loan schedule, Loan sharking, Loan-to-cost, Loan-to-value, Loan value, Loan-value ratio, Lock-in, Leading the market, Lifetime learning credit, Like-kind exchange, Locked in, Long-term gain or loss, Level I quotes, Marketable security, Market conversion price, Minimum yield, Mortgage-backed security, Mortgage pass-through security, Maintenance fee, Make a market, Margin loan, Market on close order, Mark-to-market, Minimum maintenance, Medium of exchange, Marginal propensity to consume, Managing underwriter, Marginal lender, Minimum payment, Money at call, Morning loan, Mortgage risk, Minimum distribution, Marketable securities, Maximum price fluctuation, Minimum fluctuation, National Credit Union Administration, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Negotiable security, New York Stock Exchange, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, New York Futures Exchange, New issue, Notary Public, Null and void, Non-conforming loan, Non-revolving credit card, Note loan, Notice of Default, National Association of Real Estate Investment Trusts, Net change, New high, Off-balance-sheet financing, Off the books, One time charge, Office of Thrift Supervision, Offer, Offering, Offering circular, Offering price, Offering scale, Original Issue Discount, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Or better, One-share one-vote rule, Original issue stock, Offering date, Opinion of title, On account, On-the-spot loan, Open-end credit, Open-end mortgage, Origination fee, Open-end fund, Open-end management company, Option price, Option writer, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On-balance volume, Off-board, On close, One man picture, On open, On the opening, Option exchange, Pooling of interests, Profit and loss statement, Pro forma, Par bond, Payment-in-kind security, Price Value of a Basis Point, Public bond, Public offering, Public purpose bond, Payment for order flow, Public limited partnership, Public Securities Association, Purpose loan, P&L, Provision for income taxes, Price index, Producer Price Index, Public goods, Public sector, Parity price, Price limit, Policy loan, Pot, Public company, Public offering price, Party, Pour-over will, Power of Attorney, Partially amortized loan, Participation loan, Personal guarantee, Piggyback loan, Prepayment risk, Principal risk, Prioritization of debt, Price spread, Paid-in capital, Paid-in surplus, Percent held by institutions, Private Investment in Public Equity, Public, Public equity, Public ownership, Preservation of capital, Point-and-figure chart, Painting the tape, Price range, Price-weighted index, Primary exchange, Public book, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Risk adjusted return, Redemption price, Registered security, Residual security, Restricted security, Risk, Reading the tape, Receive against payment, Receive versus payment, Regulation D, Regulation G, Regulation T, Regulation U, Rights offering, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Retail Price Index, Reinvestment risk, Red herring, Regulation A, Right of first refusal, Right of rescission, Right to Know, Recourse loan, Rescheduled loan, Revolving line of credit, Right of recourse, Rule of 78, Redemption fee, Ratio write, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Risk/return trade-off, Risk arbitrage, Risk-averse, Risk management, Risk neutral, Risk premium, Risk seeking, Return on Capital Employed, ROC, ROCE, Rate of return, Real rate of return, Regional exchange, Ring, Risk capital, SEC filing, Selling, General and Administrative Expenses, SG&A, Sales fee, Savings and Loan, Sight letter of credit, Signature guarantee, S&L, SEC, Secondary offering, Securities and Exchange Commission, Series EE bond, Shelf offering, Split offering, Stamped security, Student Loan Marketing Association, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Stock loan, Stop price, Standard of living, Systemic risk, Series 3, Settlement price, Spot price, Second-to-die insurance, Stock exchange, Small corporate offering registration, Subscription price, Statute of Limitations, Sue, Sale and leaseback, Satisfaction of debt, Secured credit card, Secured loan, Securities lending, Security interest, Security loan, Senior security, Signature loan, Single-payment loan, Soft loan, Stafford loan, Standby loan commitment, Swing loan, Staggered board of directors, Socially conscious investing, Selling the spread, Savings Incentive Match Plan for Employees, Social Security, Social Security Tax, Share price, Split-adjusted price, Security analysis, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, Tangible net worth, T-Bill, Term to maturity, Treasury Inflation-Protected Security, Trust-preferred security, Take a position, Two-sided market, Two-way market, Trailing P/E, Tender offer, Tenancy by the entirety, Third party, Term loan, Truth in Lending, Two-step mortgage, Tenancy at will, Top hat plan, Ten-bagger, The Street, Timing the market, Tax identification number, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Target price, Thin market, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unlimited risk, Unseasoned issue, Underwriter, Uniform Securities Act, Underlying security, Unsecured loan, Unsystematic risk, Unified Tax Credit, Unit of trade, Unit of trading, Variable ratio write, Vesting, Vesting period, Value investing, Write down, Wrap fee, Whisper number, Wage price spiral, Waiver of premium, Working capital loan, Wraparound loan, Write, Writer, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares