Uniform Securities Act

10-K, 12b-1 funds, Allowance for depreciation, Asset/equity ratio, Agent bank, Approved list, Accrual of discount, Amortization of premium, At par, Agent, All or any part, At best, At call, Antitrust laws, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, Advisor, A shares, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Ad valorem, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bureau of Public Debt, Blue Sky Laws, Broker, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Blue Laws, Breach of trust, By the book, Broker loan rate, B shares, Buy and write, Breadth-of-market theory, Beat the gun, Cash asset ratio, Cash ratio, Collection ratio, Cost Of Goods Sold, Cost of sales, Commission, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion ratio, Central Registration Depository, Code of procedure, Commission house, Contra broker, Contract broker, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodity Futures Trading Commission, Commodity Trading Advisor, Captive agent, Cost-of-living rider, Certificate of stock, Common-law voting, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Call ratio backspread, Class of options, Close to the money, Certificate of Occupancy, Closing agent, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Dealer market, Drawn securities, Dealer, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Disbursing agent, Dividend in arrears, Dividend payout ratio, Desk (the), Division of labor, Deal stock, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Deal, Deal flow, Efficiency ratio, Eurodollar certificate of deposit, Escrowed to maturity, Either-or order, ECU, Edge Act, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Exchange ratio, Enrolled agent, Exercise ratio, Employee Retirement Income Security Act of 1974, Exclusion ratio, First In First Out, Fixed-charge coverage ratio, Form 10-Q, Federal Savings and Loan Association, Federal National Mortgage Association, Fiscal agent, Flight to quality, Flow of funds, Fill or kill, Floor broker, Front-ending an order, Forward deal, Forward P/E, Factors of production, Favorable balance of trade, Federal Trade Commission, Fee-for-service, Form 8-K, Form S-1, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Full faith and credit, Family of funds, Financial advisor, Fund of funds, Free and clear, Federal Insurance Contributions Act, Free right of exchange, Government National Mortgage Association, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, Gross National Debt, Gross National Product, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hedge ratio, Health Insurance Portability and Accountability Act, Holder in due course, High-ratio mortgage, Home equity line of credit, Home Mortgage Disclosure Act, HUD-1 statement, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, Independent broker, In-house, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Independent agent, Insurance agent, Insurance broker, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, Income replacement ratio, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Liquidity ratio, Lender of last resort, Law day, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Legal age, Line of credit, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Make a market, Market if touched order, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Mortgage broker, Marketable securities, National Bank, National Credit Union Administration, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, National Debt, National Deficit, National Futures Association, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Normal retirement age, National Market Advisory Board, Off the books, One time charge, Overhead ratio, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, One man picture, On open, On the opening, Pooling of interests, Profit and loss statement, Pro forma, Paper dealer, Paying agent, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, Primary Dealer, Prime broker, Public Securities Association, Payout ratio, P&L, Provision for income taxes, Power of Attorney, Prioritization of debt, Privilege dealer, Prudent Expert Act, Paid-in capital, Paid-in surplus, Percent held by institutions, Piggyback registration rights, Private Investment in Public Equity, Preservation of capital, Put ratio backspread, Point-and-figure chart, Profit ratio, Painting the tape, Put/call ratio, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reserve ratio, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 10b-6, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Ratio, Registration, Registration Statement, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Real estate agent, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Ratio analysis, Return on Capital Employed, Rate of return, Real rate of return, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, State bank, SEC, Securities and Exchange Commission, Shelf registration, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Series 6, Split commission, Street broker, Standard of living, Second-to-die insurance, Short interest ratio, Small corporate offering registration, Statute of Limitations, Sunshine laws, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Selling the spread, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Trailing P/E, Transfer agent, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Uniform submission agreement, Unit of trade, Unit of trading, Variable ratio write, Variable ratio plan, Williams Act, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares