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Unit Trust

An SEC-registered 

Investment company

 which purchases a fixed, unmanaged 

Portfolio

 of income-producing securities and then sells shares in the 

Trust

 to investors. The major difference between a Unit 

Trust

 and a mutual 

Fund

 is that a mutual 

Fund

 is actively managed, while a unit 

Investment trust

 is not managed at all. 

Capital

 gains, 

Interest

 and dividend payments from the 

Trust

 are passed on to shareholders at regular periods. If the 

Trust

 is one that invests only in tax-free securities, then the income from the 

Trust

 is also tax-free. A unit 

Investment trust

 is generally considered a low-risk, low-return investment. Some investors prefer 

Unit

 Trusts to mutual funds because 

Unit

 Trusts typically incur lower annual operating expenses (since they are not buying and selling shares); however, 

Unit

 Trusts often have 

Sales

 charges and entrance/exit fees. also called 

Fixed investment trust

 or 

Participating trust

 or Unit 

Investment trust

 (UIT).



Related Terms: 38

Buy

,

Capital

,

Charge

,

Call

,

Cap

,

Expense

,

ECU

,

Exit fee

,

Exit

,

Fund

,

Fixed investment trust

,

Interest

,

Inc.

,

Investment company

,

Investment trust

,

Low

,

Mutual fund

,

Owe

,

Purchase

,

Portfolio

,

Participating trust

,

Register

,

Rating

,

Return

,

Risk

,

Rally

,

Sales

,

Sales charge

,

SEC

,

Sell

,

Shareholder

,

Share

,

Tax

,

Trust

,

Unit

,

UIT

,

Unit Investment Trust

,

Unit Trust


Other Related Pages:

Category: Stocks


Starting With: U


Semi Related Terms: 1048  CLICK HERE TO VIEW

10-K

,

52-week low

,

12b-1 funds

,

Accrued expense

,

Active asset

,

Annuity unit

,

Average accounting return

,

Average collection period

,

Active account

,

Automatic Funds Transfer

,

Above par

,

Accrual of discount

,

Accrued interest

,

Active management

,

After-tax basis

,

Amortization of premium

,

At par

,

All or any part

,

At best

,

At call

,

Active money

,

Accrued dividend

,

Accumulated dividend

,

Accumulated earnings tax

,

American Depositary Share

,

All-risks coverage

,

At risk

,

Annual return

,

Add-on service

,

Abstract of title

,

Action to quiet title

,

As is

,

Assignment to creditors

,

Attorney in fact

,

Annual mortgagor statement

,

Annual Percentage Rate

,

Assignment of mortgage

,

Aggressive growth fund

,

A shares

,

Asset allocation fund

,

Automatic investment plan

,

Average price per share

,

At the money

,

Accumulation unit

,

Active participant

,

After-tax contributions

,

Age-weighted plan

,

Across the board

,

Additional paid-in capital

,

Abusive tax shelter

,

After-tax

,

Alternative Minimum Tax

,

Amended return

,

Annual exclusion

,

Active market

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Automated Pricing and Reporting System

,

Away from the market

,

Accredited investor

,

Angel investor

,

Back pay

,

Below the line

,

Books of final entry

,

Books of original entry

,

Book value per share

,

Bank holding company

,

Banking Act of 1933

,

Bank Trust Department

,

Balanced fund

,

Below par

,

Benchmark interest rate

,

Bid-to-cover ratio

,

Bill pass

,

Blend fund

,

Bond fund

,

Bureau of Public Debt

,

Buy

,

Brought over the wall

,

Buying on margin

,

Buy limit order

,

Buy minus

,

Buy minus order

,

Buy on close

,

Buy on opening

,

Buy order

,

Buy stop order

,

Buy the book

,

Basic earnings per share

,

Balance of payments

,

Base interest rate

,

Base period

,

Board of Governors

,

Buying power

,

Buying basis

,

Buying hedge

,

Breaking the syndicate

,

Bill of exchange

,

Bill of sale

,

Breach of trust

,

By the book

,

Balloon payment

,

Bulk sales escrow

,

Back-end load

,

Benchmark risk

,

B shares

,

Buy and write

,

Blackout period

,

Bearer share

,

Bonus share

,

Buy-side

,

Balanced investment strategy

,

Before-tax income

,

Break-even tax rate

,

Breadth-of-market theory

,

Beat the gun

,

Buying outright

,

Capital

,

Capital appreciation

,

Capital asset

,

Capital efficiency

,

Capital expenditure

,

Capital growth

,

Capital investment

,

Capitalized interest

,

Capital liability

,

Capital loss

,

Capital resource

,

Charge

,

Cost Of Goods Sold

,

Cost of sales

,

Checkbook register

,

Clearinghouse funds

,

Compound interest

,

Current income

,

Call

,

Call date

,

Called away

,

Called bond

,

Call price

,

Call protection

,

Call risk

,

Cap

,

Capital market

,

Capital structure

,

Certificate of Participation

,

Collateral trust certificate

,

Committee on Uniform Securities Identification Procedures

,

Corporate trust

,

Coupon pass

,

Credit risk

,

Call money rate

,

Code of procedure

,

Cash dividend

,

Cumulative dividend

,

Capitalization of income

,

Cap rate

,

Capital account

,

Capital consumption allowance

,

Capital formation

,

Cost of Living Adjustment

,

Cost-of-living index

,

Council of Economic Advisers

,

Carrying charge

,

Cash and carry trade

,

Chasing the market

,

Cheapest to deliver

,

Chicago Board of Trade

,

Commodities Exchange Act

,

Country risk

,

Cost-of-living rider

,

Capital budget

,

Capital gains distribution

,

Certificate of stock

,

Cost of carry

,

Certificate of title

,

Contract sale

,

Cancellation of debt

,

Certificate of Claim

,

Charge card

,

Closed-end credit

,

Commitment fee

,

Consumer interest

,

Cost of debt capital

,

Cost of funds

,

Cure period

,

Controlled company

,

Capital appreciation fund

,

Clone fund

,

Closed-end fund

,

Closed-end investment company

,

Closed fund

,

Collective trust

,

Contingent deferred sales charge

,

Crossover fund

,

C shares

,

Call option

,

Call ratio backspread

,

Call swaption

,

Class of options

,

Close to the money

,

Counterparty risk

,

Covered call

,

Certificate of Occupancy

,

Cloud on title

,

Cash or Deferred Arrangement

,

Capital Asset Pricing Model

,

Capital commitment

,

Cash sale

,

Class A Shares

,

Class B Shares

,

Contributed capital

,

Crash of 1929

,

Crash of 1987

,

Capital gains tax

,

Capital loss carryover

,

Child and dependent care credit

,

Consolidated tax return

,

Coefficient of determination

,

Cup and handle

,

Cash buying

,

Certificate of delivery

,

Close a position

,

Closing purchase

,

Cornering the market

,

Curbs in

,

Corporate venture capital

,

Days Sales Outstanding

,

Deferred charge

,

Deferred tax

,

Discretionary expense

,

Deposit in transit

,

Date of issue

,

Date of payment

,

Debt capital

,

Deferred interest bond

,

Delivery vs. payment

,

Drawn securities

,

Division of Enforcement

,

Division of Investment Management

,

Division of Market Regulation

,

Do Not Reduce

,

Date of record

,

Distribution period

,

Dividend clawback

,

Dividend clientele

,

Dividend discount model

,

Dividend in arrears

,

Dividend payout ratio

,

Dividend rate

,

Dividend Reinvestment Plan

,

Dividend requirement

,

Dividend rollover plan

,

Desk (the)

,

Diminishing return

,

Division of labor

,

Directed share program

,

De-escalation clause

,

De facto

,

Discretionary trust

,

Doing business as

,

Durable Power of Attorney

,

Date of maturity

,

Debtor in possession

,

Debtor-in-possession financing

,

Deed of Release

,

Deed of Trust

,

Default risk

,

Deferred payment

,

Discharge of bankruptcy

,

Discharge of lien

,

Down payment

,

Due-on-sale clause

,

Dual-purpose fund

,

Deep in the money

,

Deep out of the money

,

Deed of Surrender

,

Department of Housing and Urban Development

,

Deferred payment annuity

,

Defensive investment strategy

,

Diversifiable risk

,

Dogs of the Dow

,

Dow dividend theory

,

Disposable income

,

Daily low

,

Depth of market

,

Downside risk

,

Expense

,

Effective annual interest rate

,

Electronic Funds Transfer

,

Eurodollar certificate of deposit

,

Exact interest

,

Equity risk premium

,

Escrowed to maturity

,

Event risk

,

Ex-legal

,

External funds

,

Either-or order

,

ECU

,

European Currency Unit

,

Effective par

,

Edge Act

,

E-mini

,

Exchange of spot

,

Ex-pit transaction

,

Excluded risk

,

Experience rating

,

Effective tax rate

,

Employee Stock Purchase Plan

,

Ex-all

,

Expected return

,

Exit strategy

,

Explicit interest

,

Enhanced index fund

,

Environmental fund

,

Equity fund

,

Exchange fund

,

Exit fee

,

Ex-warrants

,

Estate tax

,

Employee Retirement Income Security Act of 1974

,

Equity capital

,

Ex-rights

,

Ex-rights date

,

Efficient portfolio

,

Earned income tax credit

,

Estimated tax

,

Excess profits tax

,

Excise tax

,

Exit

,

Financial capital

,

First In First Out

,

Fixed asset

,

Fixed-charge coverage ratio

,

Fixed cost

,

Federal funds

,

Federal Savings and Loan Association

,

Fed funds

,

First call date

,

Fixed income

,

Fixed income equivalent

,

Fixed-income arbitrage

,

Flight to quality

,

Flow of funds

,

Free bond

,

Federal Call

,

Fill or kill

,

Free riding

,

Front-ending an order

,

Fund supermarket

,

Fractional share

,

Forward P/E

,

Fully diluted earnings per share

,

Factors of production

,

Favorable balance of trade

,

Fed pass

,

Free enterprise

,

Free market

,

Free market price

,

Free trade

,

Foreign direct investment

,

Fee-for-service

,

Fixed annuity

,

Fixed benefits

,

Fixed premium

,

Front-end load

,

Form 8-K

,

Form S-1

,

Friends and family offering

,

Fund

,

Fair Credit Reporting Act

,

Fair Debt Collection Practices Act

,

Finance charge

,

Finance company

,

Financial risk

,

Fixed rate

,

Fixed-rate loan

,

Fixed-Rate Mortgage

,

Forward interest rate

,

Forward sale

,

Full faith and credit

,

Family of funds

,

Focused fund

,

Fund family

,

Fund manager

,

Fund of funds

,

Free and clear

,

Federal Insurance Contributions Act

,

Fixed investment trust

,

Free float

,

Free right of exchange

,

Federal ID Number

,

Federal Tax Identification Number

,

Federal tax lien

,

Flat tax

,

Franchise tax

,

Free delivery

,

Generally Accepted Accounting Principles

,

Gross income

,

Gross sales

,

General Obligation Bond

,

Ginnie Mae pass-through

,

Government securities

,

Government Securities Clearing Corporation

,

Guaranteed Investment Contract

,

General account

,

General Securities Representative Examination

,

Glass-Steagall Act

,

G-7

,

General Accounting Office

,

General Agreement on Tariffs and Trade

,

G-8

,

Global fund

,

Grace period

,

Group sale

,

General lien

,

General mortgage

,

Graduated payment

,

Growth and income fund

,

Growth fund

,

Ginnie Mae trust

,

Gather in the stops

,

Gift tax

,

Hart-Scott-Rodino Act of 1976

,

Hit the bid

,

House call

,

House of issue

,

Health Insurance Portability and Accountability Act

,

Holding company

,

Holder in due course

,

Home equity line of credit

,

Home Mortgage Disclosure Act

,

Hedge fund

,

Hidden tax

,

Holding period

,

Head and shoulders

,

High-low index

,

Hammering the market

,

Held at the opening

,

Holding the market

,

Income statement

,

Investment flows

,

Interest-bearing

,

Income bond

,

In escrow

,

Interest rate collar

,

Interest rate risk

,

Interest rate swap

,

International Securities Identification Number

,

Invested capital

,

Investment bill

,

Investment-grade bond

,

Investment letter

,

Investment security

,

Investment value

,

In-house

,

Investment Advisor Act of 1940

,

Investment bank

,

Investment banker

,

Investment Bankers Association

,

Investment banking

,

Investment banking group

,

Investment Company Act of 1940

,

Income coverage

,

Income stock

,

Indicated dividend

,

In line

,

Income distribution

,

International Monetary Fund

,

Investment multiplier

,

Interest rate futures

,

Individual policy pension trust

,

Insurable interest

,

Identified shares

,

Insider Trading sanctions Act of 1984

,

Interest

,

Interest expense

,

Internal Rate of Return

,

Investor relations

,

Indication of interest

,

Inc.

,

In intestacy

,

Inter vivos trust

,

Imputed interest

,

Interest deduction

,

Interest-only loan

,

Interest rate

,

Interest rate cap

,

Interest rate ceiling

,

Interest rate floor

,

In play

,

In-process research and development

,

Income fund

,

Income risk

,

Index fund

,

Institutional fund

,

Institutional shares

,

International fund

,

Investment company

,

Investment fund

,

Investment objective

,

Investment policy

,

Investment trust

,

Interest rate option

,

I/O strip

,

Inchoate interest

,

Income property

,

Inheritance tax

,

Installment sales contract

,

Interest-only strip

,

Investment property

,

Immediate payment annuity

,

Income replacement ratio

,

In-service withdrawal

,

Idiosyncratic risk

,

Investment philosophy

,

Income exclusion rule

,

Individual tax return

,

Imbalance of orders

,

In and out

,

Individual investor

,

Inefficient portfolio

,

Institutional investor

,

In sympathy

,

In the tank

,

Invisible venture capital

,

Jointly and severally

,

Jumping the gun

,

Joint and several liability

,

Joint and survivor annuity

,

Joint Stock Company

,

Joint return

,

Joint tax return

,

Last In First Out

,

Lender of last resort

,

Law of one price

,

Limited risk

,

Lending at a rate

,

Limit-on-close order

,

Law of demand

,

Law of supply

,

London International Financial Futures and Options Exchange

,

Limited company

,

London Inter-Bank Offer Rate

,

Long-Term Equity Anticipation Securities

,

Letter of comment

,

Lockup period

,

Legal age

,

Legal risk

,

Living trust

,

Lifetime cap

,

Line of credit

,

Loan-to-cost

,

Loan-to-value

,

Lock-in

,

Lifecycle fund

,

Load-adjusted return

,

Load fund

,

Lease-purchase agreement

,

Large cap

,

Leading the market

,

Limited Liability Company

,

Locked in

,

Long-term gain or loss

,

Luxury tax

,

Last sale

,

Level I quotes

,

Low

,

Mutual association

,

Mutual company

,

Mutual Savings Bank

,

Mortgage pass-through security

,

Municipal bond fund

,

Municipal investment trust

,

Muni fund

,

Maintenance call

,

Maintenance fee

,

Make a market

,

Managed account

,

Margin buying

,

Margin call

,

Market if touched order

,

Market on close order

,

Mark-to-market

,

Medium of exchange

,

Managed economy

,

Marginal propensity to consume

,

Major medical insurance

,

Minimum payment

,

Modified pass-through

,

Money at call

,

Mortgage interest deduction

,

Mortgage risk

,

Management buyin

,

Management company

,

Morningstar Rating System

,

Mutual fund

,

Mutual fund custodian

,

Mutual fund symbol

,

Matching funds

,

Marketable securities

,

Market cap

,

Medium-cap

,

Micro cap

,

Mid cap

,

Market portfolio

,

Mutual exclusion doctrine

,

Mutual improvement certificate

,

Mean return

,

Market return

,

Market-share weighted index

,

Most active

,

Net income

,

Net income multiplier

,

Net interest margin

,

Net investment

,

Net Operating Income

,

Net operating margin

,

Net sales

,

Non-cash expense

,

Negotiable certificate of deposit

,

Negotiable Order of Withdrawal

,

Non-interest-bearing note

,

Notice of Sale

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Net capital ratio

,

No limit order

,

No quote

,

Notice period

,

No-Fault

,

No-Action Letter

,

Nondiscretionary trust

,

Null and void

,

No-lien affidavit

,

Notice of Default

,

No-load

,

Non-resident alien tax

,

Naked call

,

National Association of Real Estate Investment Trusts

,

Non-investment property

,

Normal retirement age

,

Nasdaq Small Cap Market

,

No-load stock

,

Nominal capital

,

No book

,

Nonaccredited investor

,

Off the books

,

One time charge

,

Operating cash flows

,

Operating costs

,

Operating cycle

,

Operating leverage

,

Operating margin

,

Office of Thrift Supervision

,

Ordinary interest

,

Out-of-favor

,

Over-the-Counter

,

On-floor order

,

On margin

,

Or better

,

Omitted dividend

,

Optional dividend

,

Operating profit margin

,

Other income

,

Operating rate

,

Open interest

,

Offshore company

,

One-share one-vote rule

,

Opinion of title

,

On account

,

On-the-spot loan

,

Open-end credit

,

Open-end mortgage

,

Origination fee

,

Owe

,

Open-end fund

,

Open-end management company

,

Option income fund

,

Option holder

,

Out of the money

,

Open-end lease

,

Operating lease

,

Old age, survivors, and disability insurance

,

Ordinary income

,

On-balance volume

,

Odd lot buy/sell ratio

,

On close

,

One man picture

,

On open

,

On the opening

,

Permanent capital

,

Pooling of interests

,

Pre-depreciation profit

,

Pre-tax profit margin

,

Profit and loss statement

,

Pro forma

,

Par bond

,

Participating GIC

,

Pass-through

,

Pass-through coupon rate

,

Payment date

,

Payment-in-kind security

,

Phantom income

,

Price Value of a Basis Point

,

Private sector pass-through

,

Provisional call feature

,

Purchase

,

Payment for order flow

,

Public Securities Association

,

Participating dividend

,

Participating preferred

,

Preference shares

,

Preferred shares

,

P&L

,

Primary earnings per share

,

Provision for income taxes

,

Peace dividend

,

Participating insurance

,

Periodic payment plan

,

Portfolio manager

,

Pre-existing conditions

,

Portfolio

,

Public company

,

Per stirpes

,

Power of Attorney

,

Personal interest

,

Preforeclosure sale

,

Prepaid interest

,

Prepayment risk

,

Principal risk

,

Prioritization of debt

,

Purchase-money mortgage

,

Pooled fund

,

Prime rate fund

,

Publicly-traded fund

,

Pure index fund

,

Premium income

,

Protective put buying

,

Passive income

,

Property tax

,

Purchase agreement

,

Pension fund

,

Prudent Expert Act

,

Paid-in capital

,

Paid-in surplus

,

Participating trust

,

Passive investor

,

Payback period

,

Pre-syndicate bid

,

Private company

,

Private Investment in Public Equity

,

Perfect capital market

,

Portfolio insurance

,

Portfolio theory

,

Preservation of capital

,

Patronage dividend

,

Progressive tax

,

Proportional tax

,

Point-and-figure chart

,

Painting the tape

,

Portfolio tracking

,

Put/call ratio

,

Qualified institutional investor

,

Quiet period

,

Qualified trust

,

Qualifying share

,

Quick turn

,

Register

,

Reports and Records

,

Return of capital

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Risk adjusted return

,

Real interest rate

,

Rating

,

Rating service

,

Real Estate Mortgage Investment Conduit

,

Registered coupon bond

,

Registered security

,

Regular-way delivery

,

Return

,

Risk

,

Reading the tape

,

Receive against payment

,

Receive versus payment

,

Registered Representative

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Round of funding

,

Rules of Fair Practice

,

Rate of exchange

,

Reciprocal of European terms

,

Regulated investment company

,

Retail sales index

,

Round turn

,

Regional fund

,

Registered Retirement Savings Plan

,

Redeemable shares

,

Reinvestment risk

,

Red herring

,

Registered Company

,

Regulation A

,

Revisionary trust

,

Revocable trust

,

Right of first refusal

,

Right of rescission

,

Right to Know

,

Revolving line of credit

,

Right of recourse

,

Rule of 78

,

Redemption fee

,

Registered options principal

,

Redemption period

,

Right of redemption

,

Retirement Equity Act of 1984

,

Risk/return trade-off

,

Risk arbitrage

,

Risk-averse

,

Risk management

,

Risk neutral

,

Risk premium

,

Risk seeking

,

Regressive tax

,

Return on Capital Employed

,

Rally

,

Rate of return

,

Real rate of return

,

Retail investor

,

Risk capital

,

Sales

,

Sales ledger

,

SEC filing

,

Selling, General and Administrative Expenses

,

SG&A

,

Sales charge

,

Sales fee

,

Savings and Loan

,

Savings Association Insurance Fund

,

Sight letter of credit

,

Simple interest

,

S&L

,

Stop payment

,

SEC

,

Securities and Exchange Commission

,

Sell

,

Selling flat

,

Series EE bond

,

Sinking fund

,

Split rating

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Selling group

,

Sell limit order

,

Sell order

,

Sell plus

,

Sell-side analyst

,

Sell the book

,

Specialist unit

,

Shareholder

,

Special dividend

,

Stock dividend

,

Same-store sales

,

Standard of living

,

Supply-side economics

,

Systemic risk

,

Selling hedge

,

Second-to-die insurance

,

Stock life insurance company

,

Share

,

Short interest

,

Short interest ratio

,

Summary annual report

,

Severally but not jointly

,

Statute of Limitations

,

Statutory investment

,

Sale and leaseback

,

Satisfaction of debt

,

Securities lending

,

Security interest

,

Share appreciation mortgage

,

Single-payment loan

,

Standard payment calculation

,

Staggered board of directors

,

Sector fund

,

Series fund

,

Socially responsible fund

,

Specialized fund

,

Specialty fund

,

Stock fund

,

Systematic investment plan

,

Selling the spread

,

Special use property

,

Social Security Tax

,

Surrender charge

,

Santa Claus rally

,

Shareholder value

,

Share price

,

Small cap

,

Selling short

,

Selling short against the box

,

Shorting against the box

,

Short purchase

,

Short sale rule

,

Structured portfolio strategy

,

Sales tax

,

S Corporation

,

Self-employment tax

,

Separate tax returns

,

Short-term gain or loss

,

Sin tax

,

Subchapter M

,

Subchapter S Corporation

,

Same Day Funds Settlement

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

Small investor

,

Sophisticated investor

,

S&P phenomenon

,

Stop and reverse

,

Seed capital

,

Times interest earned

,

Tax anticipation note

,

Tax-exempt bond

,

Tax renevue anticipation note

,

T-Bill

,

Term to maturity

,

Trust-preferred security

,

Take a position

,

Total return

,

Trailing P/E

,

Tax haven

,

Tax

,

Tax schedule

,

Total return index

,

Tenancy by the entirety

,

Testamentary trust

,

Trust

,

Trust company

,

Trust fund

,

Truth in Lending

,

Tax-free bond fund

,

Tax-managed fund

,

Term trust

,

Tax lien

,

Tax roll

,

Tenancy at will

,

Title company

,

Transfer tax

,

Tax deferral

,

Tax-deferred

,

Top hat plan

,

Transfer payments

,

Ten-bagger

,

The Street

,

Timing the market

,

Taxable income

,

Tax-advantaged

,

Tax audit

,

Tax base

,

Tax basis

,

Tax bracket

,

Tax-deductible

,

Tax deduction

,

Tax-efficient

,

Tax evasion

,

Tax-exempt

,

Tax identification number

,

Tax loss carryback

,

Tax loss carryforward

,

Tax lot

,

Taxpayer Relief Act of 1997

,

Tax planning

,

Tax preference item

,

Tax Reform Act of 1986

,

Tax Reform Act of 1993

,

Tax return

,

Tax sale

,

Tax shelter

,

Tax shield

,

Tax swap

,

Tax tables

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Unit

,

Unlimited risk

,

Unlimited tax bond

,

Uniform Securities Act

,

Unpaid dividend

,

Unearned interest

,

Uncovered call

,

UIT

,

Unit Investment Trust

,

Unit Trust

,

Unsystematic risk

,

Unified Tax Credit

,

Unit of trade

,

Unit of trading

,

Vesting period

,

Voting trust

,

Value Added Tax

,

Venture capital

,

Venture capital limited partnership

,

Working capital

,

With interest

,

Williams Act

,

Wrap fee

,

World fund

,

Waiver of premium

,

Working capital loan

,

Widow-and-orphan stock

,

W-2 Form

,

Wash sale rule

,

W formation

,

When, as, and if issued

,

X or XD

,

Year-To-Date

,

Yield to call

,

Yield to maturity

,

Yield to worst

,

Y shares

,

Z shares

,

Zero-beta portfolio

,

Zero-investment portfolio


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