Semi Related Terms: 387 CLICK HERE TO VIEW
1035 exchange,
Approved list,
Accrual of discount,
American Stock Exchange,
Amortization of premium,
At par,
Allied member,
Associate member,
At best,
At call,
At risk,
Add-on service,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
Assignment of mortgage,
A shares,
At the money,
Additional paid-in capital,
Ad valorem,
After-hours trading,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bid-to-cover ratio,
Blue List,
Bureau of Public Debt,
Brokerage firm,
Buying on margin,
Buy on close,
Buy on opening,
Balance of payments,
Board of Governors,
Basis trading,
Bill of exchange,
Bill of sale,
Breach of trust,
Blitzkrieg tender offer,
B shares,
Blow-off top,
Breadth-of-market theory,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Clearing firm,
Clearing member,
Code of procedure,
Chicago Mercantile Exchange,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cheapest to deliver,
Chicago Board of Trade,
Commodities Exchange Act,
Commodities Exchange Center,
Commodity Exchange,
Commodity Futures Trading Commission,
Commodity Trading Advisor,
Cost-of-living rider,
Certificate of stock,
Chicago Board Options Exchange,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Creeping tender offer,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Drawn securities,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Do Not Reduce,
Date of record,
Dividend in arrears,
Division of labor,
Daily trading limit,
Doing business as,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Escrowed to maturity,
Exchange,
Ex-legal,
Eligible list,
Exchange seat,
ECU,
Exchange rate,
E-mini,
Exchange against actuals,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Exchange versus cash,
Ex-pit transaction,
Ex-all,
Exchange ratio,
Exchange fund,
Exchange privilege,
Exchange-traded option,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
Exchange distribution,
First In First Out,
Flight to quality,
Flow of funds,
Firm quotation,
Front-ending an order,
Floating exchange rate,
Foreign exchange,
Foreign exchange rate,
Forward exchange rate,
Forward P/E,
Factors of production,
Favorable balance of trade,
Form S-1,
Firm commitment offering,
Firm commitment lending,
Family of funds,
Fund of funds,
Free right of exchange,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
House of issue,
Hang Seng Index,
Holder in due course,
Hang out loan,
Home equity line of credit,
Held at the opening,
Historical trading range,
In escrow,
International Securities Identification Number,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Insider trading,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
Intermarket Trading System,
In the tank,
Last In First Out,
Legal list,
Lender of last resort,
Law of one price,
Listed,
Lending at a rate,
Lessee member,
Limit-on-close order,
Law of demand,
Law of supply,
Last trading day,
London International Financial Futures and Options Exchange,
London Inter-Bank Offer Rate,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Listed option,
Like-kind exchange,
Locked in,
Level I quotes,
Member bank,
Matrix trading,
Make a market,
Market on close order,
Mark-to-market,
Member firm,
Medium of exchange,
Marginal propensity to consume,
Money at call,
Marketable securities,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
New York Stock Exchange,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
No limit order,
Nonmember firm,
No quote,
New York Futures Exchange,
No-Fault,
No-Action Letter,
No-lien affidavit,
Notice of Default,
No-load,
National Association of Real Estate Investment Trusts,
No-load stock,
Net change,
No book,
Off-balance-sheet financing,
Off the books,
Office of Thrift Supervision,
Offer,
Out-of-favor,
Off-floor order,
On-floor order,
On margin,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
Off-board,
On close,
On open,
On the opening,
Option exchange,
Pooling of interests,
Payment-in-kind security,
Price Value of a Basis Point,
Public Securities Association,
P&L,
Power of Attorney,
Prioritization of debt,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Program trading,
Paper trading,
Primary exchange,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Red herring,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Return on Capital Employed,
Rate of return,
Real rate of return,
Regional exchange,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Syndicate member,
Standard of living,
Spot trading,
Second-to-die insurance,
Stock exchange,
Severally but not jointly,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Staggered board of directors,
Stock list,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
Suspended trading,
T-Bill,
Term to maturity,
Trading,
Take a position,
Trading authorization,
Trailing P/E,
Trading range,
Tender offer,
TED spread,
Truth in Lending,
Tenancy at will,
Top hat plan,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Trading profit,
Trading Index,
Take a bath,
Trading costs,
Trading curb,
Trading floor,
Trading halt,
Trading session,
Trading volume,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unlisted trading,
Unit of trade,
Unit of trading,
Watch list,
Waiver of premium,
When, as, and if issued,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst
