Unsponsored ADR
An ADR that is issued by a broker/dealer or depositary bank without the involvement of the company whose stock underlies the ADR.
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10-K,
19c3 stock,
Agent bank,
Accrual of discount,
American Stock Exchange,
Amortization of premium,
At par,
All or any part,
At best,
At call,
Adjustable rate preferred stock,
ADR,
American Depositary Receipt,
American Depositary Share,
At risk,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
Assignment of mortgage,
A shares,
Assets under management,
At the money,
Across the board,
Additional paid-in capital,
Ad valorem,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Bank reconciliation,
Below the line,
Books of final entry,
Books of original entry,
Bank credit,
Bank draft,
Bank holding company,
Bank Holiday,
Banking Act of 1933,
Bank Note,
Bank Trust Department,
Bank-eligible issues,
Bid-to-cover ratio,
Bureau of Public Debt,
Broker,
Broker loan,
Brought over the wall,
Buy the book,
Balance of payments,
Bank Rate,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Bailing out,
Bank term loan,
Broker loan rate,
B shares,
Borrowed stock,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
Commercial bank,
Consumer bank,
Certificate of Participation,
Common stock equivalent,
Current issue,
Closed out,
Code of procedure,
Contra broker,
Contract broker,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cyclical stock,
Certificated stock,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Cost-of-living rider,
Callable stock,
Certificate of stock,
Consumer stock,
Control stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Cash-out refinancing,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Crowding out,
Controlled company,
Closed-end investment company,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Close out,
Cornering the market,
Curbs in,
Curbs out,
Dealer bank,
Demand deposit,
Deposit in transit,
Deposit multiplier,
Deposit slip,
Direct deposit,
Date of issue,
Date of payment,
Dealer market,
Dealer,
Deep discount broker,
Discount broker,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Depositary receipt,
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dirty stock,
Dogs of the Dow,
Depth of market,
Deal,
Deal flow,
Eurodollar certificate of deposit,
Escrowed to maturity,
Either-or order,
E-mini,
Exchange of spot,
European Central Bank,
European Depositary Receipt,
Export-Import Bank,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Employee Retirement Income Security Act of 1974,
First In First Out,
Federal Deposit Insurance Corporation,
Flight to quality,
Flow of funds,
Fill or kill,
Floor broker,
Front-ending an order,
Forward deal,
Forward P/E,
Factors of production,
Favorable balance of trade,
Federal Reserve Bank,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Fully distributed issue,
Finance company,
Family of funds,
Fund of funds,
Free right of exchange,
Growth stock,
Global Depositary Receipt,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
High-tech stock,
Holding company,
Hot issue,
Holder in due course,
Hang out loan,
Home equity line of credit,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
Issue date,
Independent broker,
In-house,
Introducing broker,
Investment Advisor Act of 1940,
Investment bank,
Investment Company Act of 1940,
Income stock,
In line,
Insurance broker,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Investment company,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Joint Stock Company,
Knock-out option,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
Limited company,
London Inter-Bank Offer Rate,
Loan stock,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Leading the market,
Limited Liability Company,
Locked in,
Long-term gain or loss,
Level I quotes,
Member bank,
Money center bank,
Mutual company,
Mutual Savings Bank,
Make a market,
Mark-to-market,
Merchant bank,
Medium of exchange,
Marginal propensity to consume,
Marginable stock,
Money at call,
Mortgage broker,
Management company,
National Bank,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
New York Stock Exchange,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Nonvoting stock,
New issue,
Notice of Default,
Non-qualified stock option,
Non-statutory stock option,
National Association of Real Estate Investment Trusts,
No-load stock,
Off the books,
Office of Thrift Supervision,
Original Issue Discount,
Out-of-favor,
Over-the-Counter,
Online broker,
Or better,
Outside broker,
Offshore company,
Optionable stock,
Original issue stock,
Opinion of title,
On-the-spot loan,
Open-end management company,
Out of the money,
On the opening,
Pooling of interests,
Paper dealer,
Payment-in-kind security,
Price Value of a Basis Point,
Primary Dealer,
Prime broker,
Preferred stock,
Prior preferred stock,
P&L,
Public company,
Power of Attorney,
Prioritization of debt,
Privilege dealer,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private company,
Private Investment in Public Equity,
Preservation of capital,
Painting the tape,
Priced out,
Return of capital,
Regional bank,
Reading the tape,
Regulation D,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulated investment company,
Restricted stock,
Registered Company,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Real estate broker,
Right of redemption,
Retirement Equity Act of 1984,
Rate of return,
Real rate of return,
SG&A,
Savings bank,
Sight letter of credit,
S&L,
State bank,
Stock association,
Stock buyback,
Segregation of securities,
Sell the book,
Stock loan,
Street broker,
Second preferred stock,
Stock dividend,
Standard of living,
Single stock futures,
Sponsored ADR,
Second-to-die insurance,
Stock life insurance company,
Secondary stock,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Statute of Limitations,
Sue,
Satisfaction of debt,
Staggered board of directors,
Stock fund,
Selling the spread,
Synthetic stock,
Stock list,
Story stock,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Stopped out,
Time deposit,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Treasury Stock,
Tenancy by the entirety,
Trust company,
Term deposit,
Truth in Lending,
Tenancy at will,
Title company,
Top hat plan,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Top out,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unseasoned issue,
Unsponsored ADR,
Unit of trade,
Unit of trading,
Value stock,
Vetoing stock,
Voting stock,
With interest,
World Bank,
Waiver of premium,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
W formation,
When, as, and if issued,
When issued,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares