Watch list

10-K, 1035 exchange, 30-day wash rule, Approved list, Above par, Accrual of discount, American Stock Exchange, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Age-weighted plan, Additional paid-in capital, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Books of final entry, Books of original entry, Banking Act of 1933, Below par, Bid-to-cover ratio, Blue List, Bureau of Public Debt, Broker, Brokerage, Brokerage firm, Brokerage house, Broker loan, Buying on margin, Buy on close, Buy on opening, Balance of payments, Board of Governors, Bill of exchange, Bill of sale, Breach of trust, By the book, Broker loan rate, B shares, Breadth-of-market theory, Cost Of Goods Sold, Cost of sales, Certificate of Participation, CLO, Committee on Uniform Securities Identification Procedures, Code of procedure, Contra broker, Contract broker, Customer protection rule, Chicago Mercantile Exchange, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodities Exchange Center, Commodity Exchange, Cost-of-living rider, Certificate of stock, Chicago Board Options Exchange, Closely held, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close, Close a position, Close market, Close out, Curbs in, Deposit in transit, Date of issue, Date of payment, Drawn securities, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Division of labor, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Exchange, Ex-legal, Either-or order, Eligible list, Exchange seat, ECU, Exchange rate, Effective par, E-mini, Exchange against actuals, Exchange for futures, Exchange for physical, Exchange of spot, Exchange versus cash, Ex-pit transaction, Ex-all, Exchange ratio, Exchange fund, Exchange privilege, Exchange-traded option, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Exchange distribution, First In First Out, Flight to quality, Flow of funds, Fill or kill, Floor broker, Front-ending an order, Full-service brokerage, Floating exchange rate, Foreign exchange, Foreign exchange rate, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Form 8-K, Form S-1, Family of funds, Fund of funds, Free right of exchange, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, House of issue, Hang Seng Index, Holder in due course, Hang out loan, Home equity line of credit, Held at the opening, In escrow, International Securities Identification Number, Independent broker, In-house, Institutional brokerage, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insurance broker, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Institutional pot, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Income exclusion rule, Imbalance of orders, In and out, In sympathy, In the tank, Last In First Out, Legal list, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Legal age, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Like-kind exchange, Locked in, Long-term gain or loss, Level I quotes, Make a market, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Mortgage broker, Marketable securities, Negotiable certificate of deposit, Negotiable Order of Withdrawal, New York Stock Exchange, Nine-Bond Rule, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, New York Futures Exchange, Notice of Default, National Association of Real Estate Investment Trusts, Normal retirement age, Net change, Office of Thrift Supervision, Out-of-favor, On-floor order, Online broker, On margin, Or better, Outside broker, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Option exchange, Pooling of interests, Par bond, Payment-in-kind security, Price Value of a Basis Point, Prime broker, Prime brokerage, Public Securities Association, P&L, Pot, Power of Attorney, Prioritization of debt, Paid-in capital, Paid-in surplus, Percent held by institutions, Private Investment in Public Equity, Preservation of capital, Plus tick rule, Primary exchange, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regular-way delivery, Regulation D, Regulation G, Regulation T, Regulation U, Retail brokerage, Round of funding, Rule 10b-6, Rule 15c3-1, Rule 19c3, Rule 405, Rule 415, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Red herring, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, Regional exchange, Rule 13d, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Spot rate, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Street broker, Standard of living, Spot, Spot commodity, Spot market, Spot month, Spot price, Spot trading, Second-to-die insurance, Stock exchange, Statute of Limitations, Satisfaction of debt, Securities lending, Staggered board of directors, Special use property, Stock list, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit of trade, Unit of trading, Watch list, Waiver of premium, W-2 Form, Wash sale rule, W formation, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares