Semi Related Terms: 412 CLICK HERE TO VIEW
10-K,
Allowance for depreciation,
Asset management account,
Accrual of discount,
Active management,
Amortization of premium,
At par,
All or any part,
At best,
At call,
At risk,
Add-on service,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
Assignment of mortgage,
Advisor,
A shares,
Assets under management,
Automatic investment plan,
At the money,
Age-weighted plan,
Across the board,
Additional paid-in capital,
Ad valorem,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Automated Pricing and Reporting System,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bid-to-cover ratio,
Bureau of Public Debt,
Broker,
Brokerage,
Brokerage firm,
Brokerage house,
Broker loan,
Brought over the wall,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Broker loan rate,
B shares,
Buy and write,
Balanced investment strategy,
Breadth-of-market theory,
Beat the gun,
Capital investment,
Charge,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Code of procedure,
Contra broker,
Contract broker,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Carrying charge,
Cash and carry trade,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Commodity Trading Advisor,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Class action suit,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Charge card,
Cost of debt capital,
Cost of funds,
Closed-end investment company,
Contingent deferred sales charge,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Child and dependent care credit,
Coefficient of determination,
Cup and handle,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Debt service coverage,
Deferred charge,
Deposit in transit,
Date of issue,
Date of payment,
Deep discount broker,
Discount broker,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Directed share program,
Doing business as,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Debt service,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Direct participation program,
Defensive investment strategy,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Escrowed to maturity,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Employee Retirement Income Security Act of 1974,
First In First Out,
Fixed-charge coverage ratio,
Federal Savings and Loan Association,
Flight to quality,
Flow of funds,
Fill or kill,
Floor broker,
Front-ending an order,
Full-service brokerage,
Forward P/E,
Factors of production,
Favorable balance of trade,
Foreign direct investment,
Fee-for-service,
Form 8-K,
Form S-1,
Friends and family offering,
Finance charge,
Full faith and credit,
Family of funds,
Financial advisor,
Fund of funds,
Free and clear,
Fixed investment trust,
Free right of exchange,
Guaranteed Investment Contract,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Growth and income fund,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Health Insurance Portability and Accountability Act,
Holder in due course,
Home equity line of credit,
Head and shoulders,
Hammering the market,
Held at the opening,
Holding the market,
Investment flows,
In escrow,
Investment bill,
Investment-grade bond,
Investment letter,
Investment security,
Investment value,
Independent broker,
In-house,
Institutional brokerage,
Introducing broker,
Investment Advisor Act of 1940,
Investment bank,
Investment banker,
Investment Bankers Association,
Investment banking,
Investment banking group,
Investment Company Act of 1940,
In line,
Investment multiplier,
Insurance broker,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Investment company,
Investment fund,
Investment objective,
Investment policy,
Investment trust,
I/O strip,
Investment property,
In-service withdrawal,
Investment philosophy,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jointly and severally,
Jumping the gun,
Joint and several liability,
Joint and survivor annuity,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
London International Financial Futures and Options Exchange,
Letter of comment,
Legal age,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Municipal investment trust,
Make a market,
Mark-to-market,
Money management,
Multiple Listing Service,
Medium of exchange,
Marginal propensity to consume,
Money at call,
Mortgage broker,
Management buyin,
Management company,
Net investment,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Null and void,
Notice of Default,
National Association of Real Estate Investment Trusts,
Non-investment property,
Normal retirement age,
National Market Advisory Board,
Off the books,
One time charge,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
Online broker,
Or better,
Outside broker,
Opinion of title,
On-the-spot loan,
Open-end management company,
Out of the money,
Old age, survivors, and disability insurance,
One man picture,
On the opening,
Pooling of interests,
Profit and loss statement,
Pro forma,
Payment-in-kind security,
Price Value of a Basis Point,
Payment for order flow,
Prime broker,
Prime brokerage,
P&L,
Provision for income taxes,
Power of Attorney,
Prioritization of debt,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Passive management,
Preservation of capital,
Program,
Program trading,
Point-and-figure chart,
Painting the tape,
Qualitative research,
Reports and Records,
Return of capital,
Rating service,
Real Estate Mortgage Investment Conduit,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Research department,
Retail brokerage,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulated investment company,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Real estate broker,
Right of redemption,
Retirement Equity Act of 1984,
Research,
Risk management,
Rate of return,
Real rate of return,
Selling, General and Administrative Expenses,
SG&A,
Sales charge,
Savings and Loan,
Sight letter of credit,
S&L,
Securities and Exchange Commission,
Segregation of securities,
Sell the book,
Street broker,
Standard of living,
Second-to-die insurance,
Statute of Limitations,
Statutory investment,
Sale and leaseback,
Satisfaction of debt,
Staggered board of directors,
Systematic investment plan,
Selling the spread,
Savings Incentive Match Plan for Employees,
Surrender charge,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Stop and reverse,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Tenancy by the entirety,
Truth in Lending,
Tenancy at will,
Title search,
Top hat plan,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
UIT,
Unit Investment Trust,
Unit of trade,
Unit of trading,
Waiver of premium,
Widow-and-orphan stock,
When, as, and if issued,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares,
Zero-investment portfolio