Code of procedure

The NASD guide for handling and adjudicating complaints filed against NASD members under ITS Rules of Fair Practice.

Related Terms: 3 ITS, NASD, Rules of Fair Practice

Other Related Pages: Category: Brokerages Starting With: C

Additional Related Terms: 30-day wash rule, Allowance for depreciation, Accrual of discount, Amortization of premium, At par, Allied member, All or any part, Associate member, At best, At call